Status of Mergers and Acquisitions

5. Status of Employee Stock Option Plan (ESOP)
5.1 Employee Stock Option Plan
As of February 29, 2008
ESOP granted
1st ESOP
2nd ESOP
3rd ESOP
4th ESOP
5th ESOP
6th ESOP
7th ESOP
Approval date
2/20/2001
2/20/2001
2/20/2001
6/21/2002
9/18/2003
9/18/2003
9/18/2003
Issue(Grant) date
5/25/2001
8/24/2001
2/6/2002
9/24/2002
11/28/2003
6/16/2004
9/16/2004
40,452,007
(shares)
46,033,191
(shares)
3,593,069
(shares)
34,990,084
(shares)
14,394,513
(shares)
24,486,065
(shares)
1,653,961
(shares)
2.38%
2.71%
0.21%
2.06%
0.85%
1.44%
0.10%
Total no. of shares issued
Percentage of shares issued to total
common stock shares (%)
Option termination
10 years
10 years
10 years
10 years
10 years
10 years
10 years
Issue new stock
Issue new stock
Issue new stock
Issue new stock
Issue new stock
Issue new stock
Issue new stock
2nd year: 50%
3rd year: 75%
4th year:100%
2nd year: 50%
3rd year: 75%
4th year:100%
2nd year: 50%
3rd year: 75%
4th year:100%
2nd year: 50%
3rd year: 75%
4th year:100%
2nd year: 50%
3rd year: 75%
4th year:100%
2nd year: 50%
3rd year: 75%
4th year:100%
2nd year: 50%
3rd year: 75%
4th year:100%
No. of shares acquired by employees through the exercise of options
13,224,438
(shares)
27,073,757
(shares)
1,395,018
(shares)
20,132,430
(shares)
2,939,438
(shares)
4,839,789
(shares)
357,076
(shares)
Total value of shares acquired by
employees through the exercise of
options(NT$)
299,223,668
488,205,618
30,442,509
337,628,832
63,880,566
96,967,264
5,819,507
14,364,492
(shares)
6,107,663
(shares)
1,207,573
(shares)
5,695,898
(shares)
5,703,914
(shares)
13,526,621
(shares)
304,801
(shares)
19.9
14.8
19.0
14.2
20.6
19.1
15.5
0.84%
0.36%
0.07%
0.33%
0.34%
0.08%
0.02%
Source of option shares
Vesting Schedule and rate(%)
No. of unexercised shares
Price per share of unexercised
option(NT$)
Percentage of unexercised options
to total common stock shares(%)
5.2 ESOP granted to Executive Officers
As of February 29, 2008
Title
Name
Number
of Options
Granted
(Shares)
Vice President,
Finance
Robert
Hsieh
1,278,379
Vice President
Marketing &
Sales
Thomas
Chang
Sr. Director of
Operation &
Environment
Safety
Chan-Jen
Kuo
Number of
Shares
Exercisable to
Outstanding
Common
Shares
Exercised
Unexercised
Shares
Exercised
Exercised
Price
Per Share
Value of Shares
Exercised
(NT$)
% of Shares
Exercised to
Outstanding
Common Shares
Shares
Unexercised
Original Grant
Price Per
Share*
(Note.1)
Value of Shares
Unexercised
% of Shares
Unexercised to
Outstanding
Common Shares
-
-
-
-
-
1,278,379
17.53
22,408,341
0.08%
1,626,659
-
-
-
-
-
1,626,659
20.17
32,812,460
0.10%
1,115,506
0.04%
653,266
19.88
12,988,638
0.04%
462,240
18.39
8,498,353
0.03%
Note.1: Original granted price per share is weighted-average calculated according to the different ESOP granted.
ESOP granted to Employees with an Individual Granted Value over NT$30,000,000: None
6. Status of Mergers and Acquisitions
No Merger or acquisition was consummated in 2007.
7. Fund Plan Implementation
None
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