Financial Data Net sales Overseas sales (Billions of yen) (Billions of yen) Operating income and ratio to net sales (Billions of yen, %) 1,000 1,000 90 15 800 800 60 10 600 600 30 5 400 400 0 0 200 200 –30 0 0 05 06 07 08 09 –5 –10 –60 05 06 07 08 09 05 06 07 08 09 ■ Operating income (left scale) Ratio to net sales (right scale) Net income Capital expenditures Research and development (Billions of yen) (Billions of yen) (Billions of yen) 100 80 60 80 40 40 60 0 40 20 –40 20 –80 0 05 06 07 08 09 0 05 06 07 08 09 05 06 07 08 09 Millions of yen Years ended March 31 or as of March 31 2009 2008 2007 2006 2005 Net sales . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¥ 727,400 866,285 862,025 795,180 657,853 Overseas sales . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¥ 610,944 714,172 690,673 621,522 473,828 ¥ (54,305) 87,175 79,590 60,523 59,830 Operating income and ratio to net sales Operating income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ratio to net sales (%) . . . . . . . . . . . . . . . . . . . . . . . . . . . 10.1 9.2 7.6 9.1 Net income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¥ (63,160) (7.5)% 71,461 70,125 44,101 33,300 Capital expenditures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¥ 98,425 84,312 70,440 73,911 61,005 Research and development . . . . . . . . . . . . . . . . . . . . . . . . ¥ 57,645 57,387 50,058 45,528 36,348 TDK Corporation • Annual Report 2009 27 Investor Information (As of March 31, 2009) Net cash flows (Billions of yen) Total assets and stockholders’ equity ratio Return on total assets and return on equity (Billions of yen, %) (%) 100 1,200 150 CORPORATE HEADQUARTERS 15 75 600 50 75 5 PAID-IN CAPITAL ¥32,641,976,312 0 AUTHORIZED NUMBER OF SHARES 480,000,000 shares DEPOSITARY FOR AMERICAN DEPOSITARY RECEIPTS (ADRs) Citibank, N.A. 111 Wall Street, 20th Floor, Zone 7 New York, NY 10005 U.S.A. ISSUED NUMBER OF SHARES 129,590,659 INDEPENDENT AUDITORS KPMG AZSA & Co. 0 25 300 -5 –75 0 0 05 06 07 08 09 05 06 07 08 ■ Total assets (left scale) Stockholders’ equity ratio (right scale) Basic net income per share Dividend per share (Cash flow base) (Yen) -10 09 ■ Net income ■ Depreciation and amortization 05 06 07 08 09 NUMBER OF SHAREHOLDERS 26,031 Return on total assets Return on equity Number of employees Name of shareholder 80,000 150 400 60,000 200 100 40,000 0 -200 50 20,000 -400 -600 0 05 06 07 08 09 0 05 06 07 08 09 05 06 STATUS BY OWNERSHIP PRINCIPAL SHAREHOLDERS (TEN LARGEST SHAREHOLDERS) (Yen) 600 ADMINISTRATOR OF SHAREHOLDER’S REGISTER The Chuo Mitsui Trust & Banking Co., Ltd. 3-33-1, Shiba, Minato-ku, Tokyo 105-8574 Japan DATE OF ESTABLISHMENT December 7, 1935 10 900 SECURITIES TRADED Japan: Tokyo Overseas: London TDK CORPORATION 1-13-1, Nihonbashi, Chuo-ku, Tokyo 103-8272 Japan 07 08 09 Investment in the Company Percentage of Number of shares held shares held (%) (thousands of shares) Japan Trustee Services Bank, Ltd. (Trust account) The Master Trust Bank of Japan, Ltd. (Trust account) Japan Trustee Services Bank, Ltd. (Trust account 4G) Nats Cumco Panasonic Corporation Trust & Custody Services Bank, Ltd. (Securities investment trust accounts) JPMorgan Securities Japan Co., Ltd. Nippon Life Insurance Company Tokio Marine & Nichido Fire Insurance Co., Ltd. NikkoCiti Trust and Banking Corporation (Investment account) 16,524 15,859 8,496 7,319 6,250 12.81 12.30 6.59 5.67 4.85 2,662 2,594 2,140 2,132 2.06 2.01 1.66 1.65 1,981 1.54 Total 65,955 51.14 Notes: 1. The percentage of shares held is calculated deducting 611,272 shares of treasury stock. 2. Number of shares held and percentage of shares held have been rounded to the nearest unit. Millions of yen 2009 2008 2007 2006 2005 (63,160) 71,461 70,125 44,101 33,300 89,567 71,297 65,337 58,540 52,806 ¥1,101,036 935,533 989,304 923,503 808,001 50.3% 76.6 77.1 76.1 79.1 Return on total assets (%) . . . . . . . . . . . . . . . . . . . . . . . (6.2)% 7.4 7.3 5.1 4.2 Return on equity (%) . . . . . . . . . . . . . . . . . . . . . . . . . . . (9.9)% 9.7 9.6 6.6 5.5 (489.71) 551.72 529.88 333.50 251.71 (489.71) 551.19 529.29 333.20 251.56 140.00 120.00 100.00 80.00 60.00 66,429 60,212 51,614 53,923 37,115 䢇 Japanese Financial 䢇 Japanese Securities Institutions 47.3% Firms 3.9% 䢇 Foreign Institutions 䢇 Treasury Stock 0.5% and Individuals 32.8% 䢇 Japan Securities 䢇 Japanese Individuals 8.5% Depository Center, Inc. 0.0% 䢇 Other Japanese Corporations 7.0% Net cash flows Net income . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¥ Depreciation and amortization . . . . . . . . . . . . . . . . . . . . Total assets and stockholders’ equity ratio Total assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Stockholders’ equity ratio (%) . . . . . . . . . . . . . . . . . . . . Return on total assets and return on equity Net income per share Basic (Yen) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¥ Diluted (Yen) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Dividend per share (Yen) (Cash flow base) . . . . . . . . . . . . Number of employees . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 TDK Corporation • Annual Report 2009 ¥ FURTHER INFORMATION For further information and additional copies of this booklet and other publications, please contact: 䢇 TDK Corporation Corporate Communications Dept. 1-13-1, Nihonbashi, Chuo-ku, Tokyo 103-8272 Japan Tel: +81 (3) 5201-7102 Fax: +81 (3) 5201-7114 䢇 TDK U.S.A. Corporation 901 Franklin Avenue, Garden City, NY 11530 U.S.A. Tel: +1 (516) 535-2600 䢇 TDK Electronics Europe GmbH Wanheimer Strasse 57, D-40472 Duesseldorf, Germany Tel: +49 (211) 90770 INTERNET ADDRESS http://www.tdk.co.jp/ir_e/ TDK provides various investor information, including its latest earnings results, in the Investor Relations section of its website. For inquiries concerning ADRs, please contact: Citibank, N.A. Shareholder Services P.O. Box 43077 Providence, Rhode Island 02940-3077 U.S.A. Tel: 1-877-248-4237 CITI-ADR (toll free) Tel: 1-816-843-4281 (out of U.S.) Fax: 1-201-324-3284 Internet: www.citigroup.com/adr E-mail: [email protected] 䢇 E-mail [email protected] TDK Corporation • Annual Report 2009 29