UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Balance Sheet As of September 30, 2014 Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) US$ September 30, 2014 NT$ % Assets Current assets Cash and cash equivalents Financial assets at fair value through profit or loss, current Available-for-sale financial assets, current Notes & Accounts receivable, net Inventories, net Other current assets Total current assets 1,406 21 72 721 471 328 3,019 42,744 649 2,190 21,932 14,310 9,977 91,802 14.2% 0.2% 0.7% 7.3% 4.8% 3.3% 30.5% Non-current assets Funds and investments Property, plant and equipment Other non-current assets Total non-current assets Total assets 1,093 5,343 437 6,873 9,892 33,236 162,474 13,310 209,020 300,822 11.0% 54.0% 4.5% 69.5% 100.0% Liabilities Current liabilities Short-term loans Financial liabilities at fair value through profit or loss, current Payables Current portion of long-term liabilities Other current liabilities Total current liabilities 233 0 963 269 29 1,494 7,075 8 29,271 8,188 902 45,444 2.4% 0.0% 9.7% 2.7% 0.3% 15.1% Non-current liabilities Bonds payable Long-term loans Other non-current liabilities Total non-current liabilities Total liabilities 821 231 230 1,282 2,776 24,977 7,008 7,001 38,986 84,430 8.3% 2.4% 2.3% 13.0% 28.1% 4,184 1,296 127,248 39,418 42.3% 13.1% 1,587 (78) 6,989 127 7,116 9,892 48,244 (2,365) 212,545 3,847 216,392 300,822 16.0% (0.8%) 70.6% 1.3% 71.9% 100.0% Equity Equity attributable to the parent company Capital Additional paid-in capital Retained earnings, unrealized gain or loss on available-for-sale financial assets and exchange differences on translation of foreign operations Treasury stock Total equity attributable to the parent company Non-controlling interests Total equity Total liabilities and equity Note：New Taiwan Dollars have been translated into U.S. Dollars at the September 30, 2014 exchange rate of NT $30.41 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. Financial Table 1/4 UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Statements of Comprehensive Income Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) Except Per Share and Per ADS Data Year over Year Comparison Net operating revenues Operating costs Gross profit Operating expenses - Sales and marketing expenses - General and administrative expenses - Research and development expenses Subtotal Net other operating income and expenses Operating income Net non-operating income and expenses Income from continuing operations before income tax Quarter over Quarter Comparison Three-Month Period Ended September 30, 2014 September 30, 2013 US$ NT$ US$ NT$ 1,158 35,214 1,099 33,407 (909) (27,655) (858) (26,070) 249 7,559 241 7,337 21.5% 21.5% 22.0% 22.0% (32) (28) (114) (174) (20) 55 4.8% (957) (845) (3,468) (5,270) (602) 1,687 4.8% (26) (28) (107) (161) (1) 79 7.2% % Chg. 5.4% 6.1% 3.0% (778) (854) (3,262) (4,894) (48) 2,395 7.2% 23.0% (1.1%) 6.3% 7.7% 100.0% (29.6%) Three-Month Period Ended September 30, 2014 June 30, 2014 US$ NT$ US$ NT$ 1,158 35,214 1,180 35,869 (909) (27,655) (910) (27,662) 249 7,559 270 8,207 21.5% 21.5% 22.9% 22.9% (32) (28) (114) (174) (20) 55 4.8% (957) (845) (3,468) (5,270) (602) 1,687 4.8% (36) (28) (110) (174) (0) 96 8.1% (1,097) (857) (3,326) (5,280) (10) 2,917 8.1% 43 1,305 51 1,561 (16.4%) 43 1,305 31 937 98 8.5% 2,992 8.5% 130 11.8% 3,956 11.8% (24.4%) 98 8.5% 2,992 8.5% 127 10.7% 3,854 10.7% (13) 85 7.3% (413) 2,579 7.3% (19) 111 10.1% (590) 3,366 10.1% (30.0%) (23.4%) (13) 85 7.3% (413) 2,579 7.3% (50) (1,501) (74) (2,249) (33.3%) (50) (1,501) 35 1,078 37 1,117 (3.5%) 35 Net income attributable to: Stockholders of the parent Non-controlling interests 96 (11) 2,916 (337) 114 (3) 3,476 (110) (16.1%) 100.0% Comprehensive income attributable to: Stockholders of the parent Non-controlling interests 45 (10) 1,372 (294) 41 (4) 1,255 (138) 9.3% 100.0% Income tax expense Net income Other comprehensive income (loss) Total comprehensive income Earnings per share-basic Earnings per ADS (2) Weighted average number of shares outstanding (in millions) 0.008 0.038 0.23 1.15 12,501 0.009 0.046 0.28 1.40 (12.8%) (1.4%) 4.3% (0.2%) 100.0% (42.2%) 39.3% (22.4%) (528) 3,326 9.3% (21.8%) (22.5%) 4 103 - 1,078 113 3,429 (68.6%) 96 (11) 2,916 (337) 115 (6) 3,482 (156) (16.3%) 100.0% 45 (10) 1,372 (294) 120 (7) 3,636 (207) (62.3%) 42.0% 0.008 0.038 12,460 Notes: (1) New Taiwan Dollars have been translated into U.S. Dollars at the September 30, 2014 exchange rate of NT $30.41 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. (2) 1 ADS equals 5 common shares. 0.23 1.15 12,501 (18) 109 9.3% % Chg. (1.8%) (0.0%) (7.9%) 0.009 0.046 0.28 1.40 12,489 Financial Table 2/4 UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Statements of Comprehensive Income Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) Except Per Share and Per ADS Data Net operating revenues Operating costs Gross profit Operating expenses - Sales and marketing expenses - General and administrative expenses - Research and development expenses Subtotal Net other operating income and expenses Operating income For the Three-Month Period Ended September 30, 2014 US$ NT$ % 1,158 35,214 100.0% (909) (27,655) (78.5%) 249 7,559 21.5% For the Nine-Month Period Ended September 30, 2014 US$ NT$ % 3,380 102,777 100.0% (2,668) (81,110) (78.9%) 712 21,667 21.1% (32) (28) (114) (174) (20) 55 (957) (845) (3,468) (5,270) (602) 1,687 (2.7%) (2.4%) (9.9%) (15.0%) (1.7%) 4.8% (95) (84) (333) (512) (18) 182 (2,888) (2,549) (10,129) (15,566) (557) 5,544 (2.8%) (2.5%) (9.9%) (15.2%) (0.5%) 5.4% 43 1,305 3.7% 86 2,594 2.5% 98 2,992 8.5% 268 8,138 7.9% Income tax expense Net income (13) 85 (413) 2,579 (1.2%) 7.3% (37) 231 (1,122) 7,016 (1.1%) 6.8% Other comprehensive income (loss) (50) (1,501) (4.2%) 90 2,731 2.7% 35 1,078 3.1% 321 9,747 9.5% Net income attributable to: Stockholders of the parent Non-controlling interests 96 (11) 2,916 (337) 8.3% (1.0%) 249 (18) 7,578 (562) 7.4% (0.6%) Comprehensive income attributable to: Stockholders of the parent Non-controlling interests 45 (10) 1,372 (294) 3.9% (0.8%) 338 (17) 10,269 (522) 10.0% (0.5%) Net non-operating income and expenses Income from continuing operations before income tax Total comprehensive income Earnings per share-basic (2) Earnings per ADS Weighted average number of shares outstanding (in millions) 0.008 0.038 0.23 1.15 0.020 0.100 12,501 0.61 3.05 12,490 Notes: (1) New Taiwan Dollars have been translated into U.S. Dollars at the September 30, 2014 exchange rate of NT $30.41 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. (2) 1 ADS equals 5 common shares. Financial Table 3/4 UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Statement of Cash Flows For The Nine-Month Period Ended September 30, 2014 Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) USD NTD Cash flows from operating activities : Net income before tax Depreciation & Amortization Impairment loss on financial assets Impairment loss on non-financial assets Gain on disposal of investments Changes in notes & accounts receivable Changes in other current assets Changes in assets, liabilities and others Net cash provided by operating activities 268 986 8 20 (57) (167) (158) (47) 853 8,138 29,994 257 597 (1,739) (5,084) (4,796) (1,415) 25,952 Cash flows from investing activities : Acquisition of available-for-sales financial assets Proceeds from disposal of available-for-sale financial assets Acquisition of financial assets measured at cost Proceeds from sale of financial assets measured at cost Acquisition of investments accounted for under the equity method Acquisition of property, plant and equipment Proceeds from disposal of property, plant and equipment Acquisition of intangible assets Others Net cash used in investing activities (5) 72 (24) 22 (4) (889) 8 (29) (0) (849) (167) 2,199 (747) 674 (121) (27,029) 253 (871) (7) (25,816) Cash flows from financing activities : Increase in short-term loans Proceeds from bonds issued Redemption of bonds Proceeds from long-term loans Repayments of long-term loans Cash dividends and cash paid from additional paid-in capital Others Net cash used in financing activities 78 164 (339) 60 (57) (206) 14 (286) 2,364 5,000 (10,306) 1,824 (1,735) (6,253) 419 (8,687) Effect of exchange rate changes on cash and cash equivalents Net decrease in cash and cash equivalents 16 (266) 464 (8,087) Cash and cash equivalents at beginning of period 1,672 50,831 Cash and cash equivalents at end of period 1,406 42,744 Note: New Taiwan Dollars have been translated into U.S. Dollars at the September 30, 2014 exchange rate of NT $30.41 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. Financial Table 4/4