UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Balance Sheet As of December 31, 2013 Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) US$ December 31, 2013 NT$ % Assets Current assets Cash and cash equivalents Financial assets at fair value through profit or loss, current Available-for-sale financial assets, current Notes & Accounts receivable, net Inventories, net Other current assets Total current assets 1,703 21 71 564 469 147 2,975 50,831 633 2,134 16,822 13,993 4,383 88,796 17.2% 0.2% 0.7% 5.7% 4.7% 1.5% 30.0% Non-current assets Funds and investments Property, plant and equipment Other non-current assets Total non-current assets Total assets 1,077 5,439 422 6,938 9,913 32,144 162,353 12,610 207,107 295,903 10.9% 54.9% 4.2% 70.0% 100.0% Liabilities Current liabilities Short-term loans Financial liabilities at fair value through profit or loss, current Payables Current portion of long-term liabilities Other current liabilities Total current liabilities 156 0 875 554 30 1,615 4,644 2 26,129 16,545 884 48,204 1.6% 0.0% 8.8% 5.6% 0.3% 16.3% Non-current liabilities Bonds payable Long-term loans Other non-current liabilities Total non-current liabilities Total liabilities 669 283 229 1,181 2,796 19,979 8,436 6,843 35,258 83,462 6.8% 2.9% 2.2% 11.9% 28.2% 4,253 1,518 126,947 45,326 42.9% 15.3% 1,280 (79) 6,972 145 7,117 9,913 38,213 (2,365) 208,121 4,320 212,441 295,903 12.9% (0.8%) 70.3% 1.5% 71.8% 100.0% Equity Equity attributable to the parent company Capital Additional paid-in capital Retained earnings, unrealized gain or loss on available-for-sale financial assets and exchange differences on translation of foreign operations Treasury stock Total equity attributable to the parent company Non-controlling interests Total equity Total liabilities and equity Note ： New Taiwan Dollars have been translated into U.S. Dollars at the December 31, 2013 exchange rate of NT $29.85 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. Financial Table 1/4 UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Statements of Comprehensive Income Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) Except Per Share and Per ADS Data Year over Year Comparison Net operating revenues Operating costs Gross profit Operating expenses - Sales and marketing expenses - General and administrative expenses - Research and development expenses Subtotal Net other operating income and expenses Operating income (loss) Net non-operating income and expenses Income from continuing operations before income tax Income tax expense Net income Quarter over Quarter Comparison Three-Month Period Ended December 31, 2013 December 31, 2012 US$ NT$ US$ NT$ 1,029 30,719 967 28,854 (843) (25,162) (859) (25,629) 186 5,557 108 3,225 18.1% 18.1% 11.2% 11.2% (30) (28) (120) (178) (2) 6 0.6% (906) (826) (3,585) (5,317) (46) 194 0.6% (19) (26) (87) (132) (4) (28) (2.9%) % Chg. 6.5% (1.8%) 72.3% (574) (783) (2,593) (3,950) (125) (850) (2.9%) 57.8% 5.5% 38.3% 34.6% (63.2%) - 30 889 46 1,380 (35.6%) 36 3.5% 1,083 3.5% 18 1.8% 530 1.8% (16) 20 1.9% (495) 588 1.9% (4) 14 1.4% (124) 406 1.4% Three-Month Period Ended December 31, 2013 September 30, 2013 US$ NT$ US$ NT$ 1,029 30,719 1,119 33,407 (843) (25,162) (873) (26,070) 186 5,557 246 7,337 18.1% 18.1% 22.0% 22.0% (30) (28) (120) (178) (2) 6 0.6% (906) (826) (3,585) (5,317) (46) 194 0.6% (26) (29) (109) (164) (2) 80 7.2% % Chg. (8.0%) (3.5%) (24.3%) (778) (854) (3,262) (4,894) (48) 2,395 7.2% 16.5% (3.3%) 9.9% 8.6% (4.2%) (91.9%) 30 889 53 1,561 (43.0%) 100.0% 36 3.5% 1,083 3.5% 133 11.8% 3,956 11.8% (72.6%) 100.0% 44.8% (16) 20 1.9% (495) 588 1.9% (20) 113 10.1% (590) 3,366 10.1% (16.1%) (82.5%) (76) (2,249) - 37 1,117 (1.7%) Other comprehensive income 17 510 (161) (4,781) - 17 510 Total comprehensive income 37 1,098 (147) (4,375) - 37 1,098 Net income attributable to: Stockholders of the parent Non-controlling interests 25 (5) 749 (161) 25 (11) 739 (333) 1.4% (51.7%) 25 (5) 749 (161) 116 (3) 3,476 (110) (78.5%) 46.4% Comprehensive income attributable to: Stockholders of the parent Non-controlling interests 42 (5) 1,239 (141) (135) (12) (4,042) (333) (57.7%) 42 (5) 1,239 (141) 42 (5) 1,255 (138) (1.3%) 2.2% Earnings per share-basic Earnings per ADS (2) Weighted average number of shares outstanding (in millions) 0.002 0.010 0.06 0.30 12,476 0.002 0.010 0.06 0.30 0.002 0.010 12,636 Notes: (1) New Taiwan Dollars have been translated into U.S. Dollars at the December 31, 2013 exchange rate of NT $29.85 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. (2) 1 ADS equals 5 common shares. 0.06 0.30 12,476 0.009 0.047 0.28 1.40 12,460 Financial Table 2/4 UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Statements of Comprehensive Income Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) Except Per Share and Per ADS Data Net operating revenues Operating costs Gross profit Operating expenses - Sales and marketing expenses - General and administrative expenses - Research and development expenses Subtotal Net other operating income and expenses Operating income Net non-operating income and expenses Income from continuing operations before income tax Income tax expense Net income For the Three-Month Period Ended December 31, 2013 US$ NT$ % 1,029 30,719 100.0% (843) (25,162) (81.9%) 186 5,557 18.1% (30) (28) (120) (178) (2) 6 (906) (826) (3,585) (5,317) (46) 194 For the Twelve-Month Period Ended December 31, 2013 US$ NT$ % 4,148 123,812 100.0% (3,359) (100,249) (81.0%) 789 23,563 19.0% (3.0%) (2.7%) (11.7%) (17.4%) (0.1%) 0.6% (109) (123) (418) (650) (4) 135 (3,247) (3,666) (12,493) (19,406) (125) 4,032 (2.6%) (2.9%) (10.1%) (15.6%) (0.1%) 3.3% 30 889 2.9% 346 10,330 8.3% 36 1,083 3.5% 481 14,362 11.6% (75) 406 (2,257) 12,105 (1.8%) 9.8% (16) 20 (495) 588 (1.6%) 1.9% Other comprehensive income 17 510 1.7% 5 154 0.1% Total comprehensive income 37 1,098 3.6% 411 12,259 9.9% Net income attributable to: Stockholders of the parent Non-controlling interests 25 (5) 749 (161) 2.4% (0.5%) 423 (17) 12,630 (525) 10.2% (0.4%) Comprehensive income attributable to: Stockholders of the parent Non-controlling interests 42 (5) 1,239 (141) 4.0% (0.4%) 428 (17) 12,773 (514) 10.3% (0.4%) Earnings per share-basic Earnings per ADS (2) Weighted average number of shares outstanding (in millions) 0.002 0.010 0.06 0.30 0.034 0.169 12,476 1.01 5.05 12,508 Notes: (1) New Taiwan Dollars have been translated into U.S. Dollars at the December 31, 2013 exchange rate of NT $29.85 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. (2) 1 ADS equals 5 common shares. Financial Table 3/4 UNITED MICROELECTRONICS CORPORATION AND SUBSIDIARIES Consolidated Condensed Statement of Cash Flows For The Twelve-Month Period Ended December 31, 2013 Figures in Millions of New Taiwan Dollars (NT$) and U.S. Dollars (US$) USD Cash flows from operating activities : Net income before tax Depreciation & Amortization Share of profit of associates and joint ventures Impairment loss on financial assets Impairment loss on non-financial assets Gain on disposal of investments Bargain purchase gain Income tax paid Changes in assets, liabilities and others Net cash provided by operating activities NTD 481 1,288 (25) 43 2 (74) (240) (27) 8 1,456 14,362 38,432 (749) 1,276 57 (2,195) (7,154) (816) 259 43,472 (25) 99 (42) 12 88 (1,103) 19 (97) (7) (1,056) (733) 2,965 (1,263) 373 2,641 (32,911) 577 (2,882) (283) (31,516) (41) 335 (72) 92 (208) (170) 15 (75) (12) 5 (131) (1,222) 10,000 (2,153) 2,737 (6,200) (5,061) 442 (2,245) (344) 122 (3,924) 11 280 311 8,343 Cash and cash equivalents at beginning of period 1,423 42,488 Cash and cash equivalents at end of period 1,703 50,831 Cash flows from investing activities : Acquisition of available-for-sales financial assets Proceeds from disposal of available-for-sale financial assets Acquisition of financial assets measured at cost Proceeds from capital reduction and liquidation of investment Acquisition of subsidiaries (net of cash acquired) Acquisition of property, plant and equipment Proceeds from disposal of property, plant and equipment Acquisition of intangible assets Others Net cash used in investing activities Cash flows from financing activities : Decrease in short-term loans Proceeds from bonds issued Redemption of bonds Proceeds from long-term loans Repayments of long-term loans Cash dividends Exercise of employee stock options Treasury stock acquired Acquisition of subsidiaries Others Net cash used in financing activities Effect of exchange rate changes on cash and cash equivalents Net increase in cash and cash equivalents Note: New Taiwan Dollars have been translated into U.S. Dollars at the December 31, 2013 exchange rate of NT $29.85 per U.S. Dollar. All figures are prepared in accordance with TIFRSs. Financial Table 4/4