70708b89 f4f2 4651 abdb 77eab9e397bd

FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
Singh Jesse G
3M CO [ MMM ]
(Last)
(First)
_____ Director
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify below)
Senior Vice President
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
5/12/2016
3M CENTER
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
Code
4. Securities Acquired (A) or 5. Amount of Securities Beneficially Owned
Disposed of (D)
Following Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
V
Amount
(A) or
(D)
Price
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Common Stock
5/12/2016
S
100
D
$169.92
6339
D
Common Stock
5/12/2016
S
300
D
$169.93
6039
D
Common Stock
5/12/2016
S
400
D
$169.94
5639
D
Common Stock
5/12/2016
S
100
D
$169.96
5539
D
Common Stock
5/12/2016
S
964
D
$169.97
4575
D
Common Stock
5/12/2016
M
10922
A
$89.47
15497
D
Common Stock
5/12/2016
S
522
D
$169.88
14975
D
Common Stock
5/12/2016
S
100
D
$169.905
14875
D
Common Stock
5/12/2016
S
10300
D
$169.96
4575
D
Common Stock
5/12/2016
M
12497
A
$87.89
17072
D
Common Stock
5/12/2016
S
97
D
$169.84
16975
D
Common Stock
5/12/2016
S
100
D
$169.86
16875
D
Common Stock
5/12/2016
S
200
D
$169.895
16675
D
Common Stock
5/12/2016
S
200
D
$169.91
16475
D
Common Stock
5/12/2016
S
100
D
$169.94
16375
D
Common Stock
5/12/2016
S
11700
D
$169.95
4675
D
Common Stock
5/12/2016
S
100
D
$170.035
4575
D
Common Stock
5/12/2016
M
9795
A
$101.49
14370
D
Common Stock
5/12/2016
S
95
D
$169.99
14275
D
Common Stock
5/12/2016
S
6800
D
$170.005
7475
D
Common Stock
5/12/2016
S
2600
D
$170.01
4875
D
Common Stock
5/12/2016
S
300
D
$170.03
4575
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2.
Security
Conversion
(Instr. 3)
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans. Code 5. Number of
6. Date Exercisable and
Execution
(Instr. 8)
Derivative Securities Expiration Date
Date, if any
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
Code
V
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
Non-qualified
Stock Option
(Right to Buy)
$78.72
5/12/2016
M
8906
2/9/2011
2/7/2020
Common
Stock
8906
$0
0
D
Non-qualified
Stock Option
(Right to Buy)
$78.72
5/12/2016
M
3564
2/9/2011
2/7/2020
Common
Stock
3564
$0
0
D
Non-qualified
Stock Option
(Right to Buy)
$89.47
5/12/2016
M
10922
2/8/2012
2/8/2021
Common
Stock
10922
$0
0
D
Non-qualified
Stock Option
(Right to Buy)
$87.89
5/12/2016
M
12497
2/7/2013
2/7/2022
Common
Stock
12497
$0
0
D
(1)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2.
Security
Conversion
(Instr. 3)
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans. Code 5. Number of
6. Date Exercisable and
Execution
(Instr. 8)
Derivative Securities Expiration Date
Date, if any
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
Code
V
(A)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
(D)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
Amount or
Number of
Shares
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
(2)
Non-qualified
Stock Option
(Right to Buy)
$101.49
5/12/2016
M
9795
2/5/2014
(3)
2/3/2023
Common
Stock
9795
Explanation of Responses:
( 1) This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
( 2) This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
( 3) This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
Remarks:
2 of 2
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Singh Jesse G
3M CENTER
ST. PAUL, MN 55144-1000
Other
Senior Vice President
Signatures
/s/ Sheila B. Claugherty, attorney-in-fact for Jesse G. Singh
5/13/2016
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:
File three copies of this Form, one of which must be manually signed. If space is insufficient, see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control
number.
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