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FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[ ] Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
Hammes Eric D.
3M CO [ MMM ]
(Last)
(First)
_____ Director
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
_____ 10% Owner
__ X __ Officer (give title below)
_____ Other (specify below)
VP, Corp Controller & CAO
2/2/2016
3M CENTER
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
ST. PAUL, MN 55144-1000
(City)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(State)
2/4/2016
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
Code
Common Stock
2/2/2016
V
F
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
or Disposed of (D)
Following Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
Amount
(A) or
(D)
Price
347 (1)
D
$0
1795
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
D
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans. Code 5. Number of
6. Date Exercisable and
Execution
(Instr. 8)
Derivative Securities Expiration Date
Date, if any
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
Code
V
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Amount or Number of
Title Shares
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( On February 4, 2016, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock to be delivered as a result of the
1) vesting of a performance share award made to the reporting person on March 1, 2013. The number of shares previously reported as being withheld for the
payment of withholding taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Hammes Eric D.
3M CENTER
ST. PAUL, MN 55144-1000
Other
VP, Corp Controller & CAO
Signatures
/s/ Sheila B. Claugherty, attorney-in-fact for Eric D. Hammes
2/11/2016
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:
File three copies of this Form, one of which must be manually signed. If space is insufficient, see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control
number.
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