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FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[ ] Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
Hammes Eric D.
3M CO [ MMM ]
(Last)
(First)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ Other (specify below)
VP, Corp Controller & CAO
2/2/2016
3M CENTER
_____ 10% Owner
__ X __ Officer (give title below)
(State)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
Code
Common Stock
2/2/2016
A
Common Stock
2/2/2016
F
V
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned
or Disposed of (D)
Following Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
Amount
(A) or
(D) Price
1044.849
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
(1)
A
$0
2142
D
379 (1)
D
$0
1763 (2)
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2.
Security
Conversion
(Instr. 3)
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans. Code 5. Number of
6. Date Exercisable and
Execution
(Instr. 8)
Derivative Securities Expiration Date
Date, if any
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
Code
Non-qualified
Stock Option
(Right to Buy)
$147.87
2/2/2016
A
V
(A)
13497
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
2/2/2017
2/2/2026
(3)
Common
Stock
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
13497
D
Amount or
Number of
Shares
13497
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on
1) 3/1/2013. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the
date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if
necessary.
(
Includes shares acquired under 3M's General Employee Stock Purchase Plan.
2)
(
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/2/2016).
3)
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Hammes Eric D.
3M CENTER
ST. PAUL, MN 55144-1000
Other
VP, Corp Controller & CAO
Signatures
/s/ Sheila B. Claugherty, attorney-in-fact for Eric D. Hammes
2/4/2016
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:
File three copies of this Form, one of which must be manually signed. If space is insufficient, see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control
number.
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