ddda4f02 e685 472a 805f ec1e38896e1b

3M CO
Reported by
LOBEY JEAN
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 08/03/10 for the Period Ending 08/02/10
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Lobey Jean
3M CO [ MMM ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY)
__ X __ Officer (give title below)
below)
8/2/2010
3M CENTER
(Street)
(State)
_____ 10% Owner
_____ Other (specify
4. If Amendment, Date Original Filed
EXEC VP SFTY SEC & PROT SVCS
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
Common Stock
8/2/2010
M
Common Stock
8/2/2010
Common Stock
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
19590
5. Amount of Securities Beneficially
Owned Following Reported Transaction
(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Price
A
$54.11
20735
D
S
100 (1) D
$86.92
20635
D
8/2/2010
S
100 (1) D $86.9227
20535
D
Common Stock
8/2/2010
S
100 (1) D
$86.93
20435
D
Common Stock
8/2/2010
S
100 (1) D
$86.975
20335
D
Common Stock
8/2/2010
S
100 (1) D
$86.98
20235
D
Common Stock
8/2/2010
S
100 (1) D
$87.00
20135
D
S
150 (1)
D
$87.01
19985
D
Common Stock
8/2/2010
(1)
2750
Common Stock
8/2/2010
S
(1)
D
$87.02
17235
D
Common Stock
8/2/2010
S
63 (1)
D
$87.04
17172
D
Common Stock
8/2/2010
S
137 (1) D
$87.05
17035
D
Common Stock
8/2/2010
S
100 (1) D
$87.055
16935
D
Common Stock
8/2/2010
S
D
$87.06
13535
D
Common Stock
8/2/2010
S
D
$87.08
10345
D
Common Stock
8/2/2010
S
600 (1) D
$87.09
9745
D
Common Stock
8/2/2010
S
400 (1) D
$87.10
9345
D
Common Stock
8/2/2010
S
500 (1) D
$87.11
8845
D
Common Stock
8/2/2010
S
200 (1) D
$87.115
8645
D
Common Stock
8/2/2010
S
300 (1) D
$87.12
8345
D
3400
(1)
3190
(1)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
8245
D
8145
D
Price
Common Stock
8/2/2010
S
100 (1)
Common Stock
8/2/2010
S
100 (1) D $87.1408
Common Stock
8/2/2010
S
Common Stock
8/2/2010
S
D
5. Amount of Securities Beneficially
Owned Following Reported Transaction
(s)
(Instr. 3 and 4)
$87.13
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
3800
D
$87.15
4345
D
200 (1) D
$87.155
4145
D
D
$87.16
2545
D
(1)
1600
Common Stock
8/2/2010
S
Common Stock
8/2/2010
S
200 (1) D
$87.17
2345
D
Common Stock
8/2/2010
S
300 (1) D
$87.175
2045
D
Common Stock
8/2/2010
S
200 (1) D
$87.18
1845
D
Common Stock
8/2/2010
S
400 (1) D
$87.20
1445
D
Common Stock
8/2/2010
S
100 (1) D $87.2019
1345
D
Common Stock
8/2/2010
S
100 (1) D $87.2203
1245
D
(1)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
Code V (A)
Non-qualified Stock
Option (Right to
Buy)
$54.11
8/2/2010
M
(D)
19590 (1)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
2/9/2010
2/8/2019
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
39182
D
Amount or
Number of
Shares
Common
Stock
19590
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2010.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Lobey Jean
3M CENTER
ST. PAUL, MN 55144-1000
Other
EXEC VP SFTY SEC & PROT SVCS
Signatures
George Ann Biros, attorney-in-fact for Jean Lobey
8/3/2010
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
Similar pages