c515037f 0a1d 4782 ac05 6afc45710487

3M CO
Reported by
LALOR ANGELA S
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/10/10 for the Period Ending 02/08/10
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Lalor Angela S
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
VICE PRESIDENT HR
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
2/8/2010
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
4. Securities Acquired 5. Amount of Securities Beneficially Owned
(A) or Disposed of
Following Reported Transaction(s)
(D)
(Instr. 3 and 4)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
Price
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Common Stock
2/8/2010
M
2014
A $64.50
9287
D
Common Stock
2/8/2010
F
1675
D $77.53
7612
D
Common Stock
2/8/2010
F
131
D $77.53
7481
D
Common Stock
2/8/2010
M
3630
A $61.85
11111
D
Common Stock
2/8/2010
F
2895
D $77.53
8216
D
Common Stock
2/8/2010
F
275
D $77.53
7941 (1)
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Non-qualified Stock
Option (Right to
Buy)
$64.50
Non-qualified Stock
Option (Right to
Buy)
$61.85
Non-qualified Stock
Option (Right to
Buy)
$77.53
Non-qualified Stock
Option (Right to
Buy)
$77.53
2/8/2010
2/8/2010
2/8/2010
2/8/2010
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
M
2014
5/15/2003
5/14/2012 Common
Stock
2014
$0
0
D
M
3630
5/14/2004
5/12/2013 Common
Stock
3630
$0
0
D
A
1806
8/8/2010
5/14/2012 Common
Stock
1806
$77.53
1806
D
A
3170
8/8/2010
5/13/2013 Common
Stock
3170
$77.53
3170
D
Explanation of Responses:
( 1) Includes shares acquired under 3M's General Employee Stock Purchase Plan.
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Lalor Angela S
3M CENTER
ST. PAUL, MN 55144-1000
Other
VICE PRESIDENT HR
Signatures
George Ann Biros, attorney-in-fact for Angela Lalor
2/10/2010
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
Similar pages