3M CO Reported by HARLAN JOE E FORM 4 (Statement of Changes in Beneficial Ownership) Filed 05/20/11 for the Period Ending 05/18/11 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Harlan Joe E 3M CO [ MMM ] (Last) (First) 3. Date of Earliest Transaction (MM/DD/YYYY) (Middle) (Street) (State) _____ Other (specify 4. If Amendment, Date Original Filed EXEC VP CONSUMER & OFFICE 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) ST. PAUL, MN 55144-1000 (City) _____ 10% Owner __ X __ Officer (give title below) below) 5/18/2011 3M CENTER _____ Director _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code 5/18/2011 Common Stock 5/18/2011 Common Stock 5/18/2011 Common Stock 5/18/2011 Common Stock 5/18/2011 Common Stock 5/18/2011 Common Stock 5/18/2011 Common Stock 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or V Amount (D) Price 5. Amount of Securities Beneficially Owned 6. Following Reported Transaction(s) Ownership Form: (Instr. 3 and 4) Direct (D) or Indirect (I) (Instr. 4) S 100 D $94.10 14181 D S 100 D $94.11 14081 D S 100 D $94.12 13981 D S 100 D $94.13 13881 D S 100 D $94.14 13781 D S 100 D $94.15 13681 D S 100 D $94.17 13581 (1) (2) D 1103 (3) I Common Stock 7. Nature of Indirect Beneficial Ownership (Instr. 4) By 401k/paesop Trust Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) (Instr. 3, 4 and 5) Code V (A) Non-qualified Stock Option (Right to Buy) $84.40 Non-qualified Stock Option (Right to Buy) $76.80 Non-qualified Stock 5/18/2011 5/18/2011 (D) Date Expiration Title Exercisable Date Amount or Number of Shares M 18762 5/12/2005 5/9/2014 Common Stock 18762 $0 0 D M 39037 5/10/2006 5/8/2015 Common Stock 39037 $0 0 D 11. Nature of Indirect Beneficial Ownership (Instr. 4) Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) (Instr. 3, 4 and 5) Code V (A) Option (Right to Buy) $87.35 Non-qualified Stock Option (Right to Buy) $84.78 Non-qualified Stock Option (Right to Buy) $77.18 Non-qualified Stock Option (Right to Buy) $54.11 Non-qualified Stock Option (Right to Buy) $78.72 5/18/2011 5/18/2011 5/18/2011 5/18/2011 5/18/2011 (D) Date Expiration Title Exercisable Date Amount or Number of Shares M 60000 5/9/2007 5/9/2016 Common Stock 60000 $0 0 D M 38979 5/8/2008 5/8/2017 Common Stock 38979 $0 0 D M 45508 5/13/2009 5/13/2018 Common Stock 45508 $0 0 D M 33119 2/9/2010 2/8/2019 Common Stock 33119 $0 16561 D M 16721 2/9/2011 2/7/2020 Common Stock 16721 $0 33445 D 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ( 1) Includes shares acquired under 3M's General Employee Stock Purchase Plan. ( 2) Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. ( 3) Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Harlan Joe E 3M CENTER ST. PAUL, MN 55144-1000 Other EXEC VP CONSUMER & OFFICE Signatures George Ann Biros, attorney-in-fact for Joe E. Harlan 5/20/2011 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. 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