46a8ade4 4c71 4606 9c77 3d7769765cbb

3M CO
Reported by
SAUER BRAD T
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/16/11 for the Period Ending 02/14/11
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
SAUER BRAD T
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
EXEC VP HEALTH CARE
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
2/14/2011
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed
Code
Execution (Instr. 8)
Date, if
any
Code
2/14/2011
Common Stock
2/14/2011
Common Stock
2/14/2011
Common Stock
24090
D
M
470 (1) A $75.20
24560
D
S
470 (1) D $92.00
24090
D
A $87.50
28982
D
D $92.00
24090
D
A $88.65
29689
D
D $92.00
24090
D
4892
(1)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
4892
(1)
5599
M
2/14/2011
Common Stock
Price
5. Amount of Securities Beneficially Owned 6.
Following Reported Transaction(s)
Ownership
Form:
(Instr. 3 and 4)
Direct (D)
or Indirect
(I) (Instr.
4)
D $91.82
(1)
S
2/14/2011
Common Stock
2252
M
2/14/2011
Common Stock
(A)
or
V Amount (D)
S
2/14/2011
Common Stock
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
S
(1)
5599
(1)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
(Instr. 3, 4 and
5)
Code V (A)
Non-qualified Stock
Option (Right to
Buy)
$75.20
Non-qualified Stock
Option (Right to
Buy)
$87.50
Non-qualified Stock
2/14/2011
2/14/2011
2/14/2011
(D)
Date
Expiration
Title
Exercisable Date
M
470 (1)
4/21/2006
M
4892 (1)
11/10/2006
Amount or
Number of
Shares
5/6/2011
Common
Stock
470
$0
0
D
5/6/2011
Common
Stock
4892
$0
0
D
Common
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
(Instr. 3, 4 and
5)
Code V (A)
Option (Right to
Buy)
$88.65
M
(D)
5599 (1)
Date
Expiration
Title
Exercisable Date
2/1/2008
5/6/2011
Stock
Amount or
Number of
Shares
5599
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11,
2011.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
SAUER BRAD T
3M CENTER
ST. PAUL, MN 55144-1000
Other
EXEC VP HEALTH CARE
Signatures
George Ann Biros, attorney-in-fact for Brad T. Sauer
2/16/2011
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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