691c731f 5bf8 4be6 a25e 9c849575dfd5

3M CO
Reported by
HARDGROVE IAN F
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 12/18/12 for the Period Ending 12/14/12
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Hardgrove Ian F
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
VP, Marketing and Sales
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
12/14/2012
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially
Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
7859
D
A $61.85
16154
D
D $92.28
10595
D
D $92.28
9496
D
760 (2)
I
(A)
or
Code V Amount (D)
12/12/2012
Common Stock
G
12/14/2012
Common Stock
M
12/14/2012
Common Stock
F
12/14/2012
Common Stock
F
V
407
8295
(1)
5559
(1)
1099
(1)
D
Price
$0
Common Stock
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
By
401k/paesop
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of 6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A)
or Disposed of
(D)
(Instr. 3, 4 and
5)
Code V (A)
Non-qualified Stock
Option (Right to
Buy)
$61.85
12/14/2012
M
(D)
8295 (1)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
5/14/2004
5/13/2013 Common
Stock
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
Amount or
Number of
Shares
8295
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) This Form is being filed to report the exercise of a 3M stock option for a total of 8,295 shares by means of a stock swap. A stock swap is
a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the
option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired
ownership of an additional 1,637 shares of 3M common stock. As a result of this transaction, 1099 shares were sold to pay withholding
taxes to the respective government agencies.
( 2) Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Hardgrove Ian F
3M CENTER
ST. PAUL, MN 55144-1000
Other
VP, Marketing and Sales
Signatures
/s/ George Ann Biros, attorney-in-fact for Ian F. Hardgrove
12/18/2012
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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