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3M CO
Reported by
MELINE DAVID W
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 09/03/13 for the Period Ending 08/30/13
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
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longer subject to Section 16.
Form 4 or Form 5
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Meline David W
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
SR VP & CHIEF FINANCIAL OFCR
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
8/30/2013
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
Deemed
Execution
Date, if
any
3.
Trans.
Code
(Instr.
8)
4. Securities Acquired 5. Amount of Securities Beneficially Owned
(A) or Disposed of (D) Following Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
(A)
or
Code V Amount (D)
2/20/2013
Common Stock
G
2/20/2013
Common Stock
Common Stock
8/30/2013
Common Stock
$0
20881
D
1360
A
$0
2835
I
950
D
$0
20002
D
M
6173
A $113.58
26240
D
F
2894
D $113.58
23346 (1)
D
186 (2)
I
G
8/30/2013
Common Stock
D
V
V
V
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Price
1360
G
5/8/2013
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Common Stock
By spouse
By
401k/paesop
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
(Instr. 3, 4 and
5)
Code V (A)
Restricted Stock
Units
(3)
8/30/2013
M
(D)
6173
Date
Expiration
Title
Exercisable Date
(4)
(4)
Common
Stock
Amount or
Number of
Shares
6173
Explanation of Responses:
( 1) Includes dividend share equivalents, accrued quarterly, pursuant to the 3M Deferred Compensation Plan.
( 2) Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
( 3) Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
( 4) The restricted stock units will vest 100% three years from the grant date (9/1/10)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Meline David W
3M CENTER
ST PAUL, MN 55144-1000
Other
SR VP & CHIEF FINANCIAL OFCR
Signatures
/s/ George Ann Biros, attorney-in-fact for David W. Meline
** Signature
of Reporting Person
9/3/2013
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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