3M CO Reported by BROWN THOMAS K FORM 4 (Statement of Changes in Beneficial Ownership) Filed 08/14/13 for the Period Ending 08/13/13 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0287 Washington, D.C. 20549 Estimated average burden hours per response... 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol BROWN THOMAS K 3M CO [ MMM ] (Last) (First) (Middle) 3. Date of Earliest Transaction (MM/DD/YYYY) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) __ X __ Director _____ 10% Owner _____ Officer (give title below) 1 GLENEAGLES COURT (Street) 4. If Amendment, Date Original Filed 6. Individual or Joint/Group Filing (Check Applicable (MM/DD/YYYY) Line) DEARBORN, MI 48120 (City) (State) _____ Other (specify below) 8/13/2013 _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code 8/13/2013 Deferred Common Stock A 4. Securities Acquired 5. Amount of Securities Beneficially Owned (A) or Disposed of (D) Following Reported Transaction(s) (Instr. 3, 4 and 5) (Instr. 3 and 4) (A) or V Amount (D) Price 498 (1) A $109.35 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 498 I 7. Nature of Indirect Beneficial Ownership (Instr. 4) By Corporation Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. 4. Trans. Deemed Code Execution (Instr. 8) Date, if any Code 5. Number of 6. Date Exercisable Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) V (A) (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Date Expiration Amount or Number of Title Exercisable Date Shares 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ( 1) This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. Reporting Owners Reporting Owner Name / Address BROWN THOMAS K 1 GLENEAGLES COURT DEARBORN, MI 48120 Relationships Director 10% Owner Officer Other X Signatures /s/ Patricia Meagher, attorney-in-fact for Thomas K. Brown ** Signature of Reporting Person 8/14/2013 Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.