3M CO Reported by SHIN HAK CHEOL FORM 4 (Statement of Changes in Beneficial Ownership) Filed 02/22/13 for the Period Ending 02/20/13 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Shin Hak Cheol 3M CO [ MMM ] (Last) (First) (Middle) 3. Date of Earliest Transaction (MM/DD/YYYY) __ X __ Officer (give title below) below) 2/20/2013 3M CENTER (Street) (State) _____ 10% Owner _____ Other (specify 4. If Amendment, Date Original Filed EXEC VP INTERNATIONAL 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) ST. PAUL, MN 55144-1000 (City) _____ Director _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or Code V Amount (D) Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 2/20/2013 S 3342 D S 100 S Price $104.18 5. Amount of Securities Beneficially Owned 6. Following Reported Transaction(s) Ownership (Instr. 3 and 4) Form: Direct (D) or Indirect (I) (Instr. 4) 49285 D D $104.1838 49185 D 4300 D $104.184 44885 D S 100 D $104.1912 44785 D S 100 D $104.20 44685 D M 24353 A $84.40 69038 D F 19926 D $103.15 49112 D F 2151 D $103.15 46961 D M 5028 A $86.80 51989 D S 4728 D $104.19 47261 D S 300 D $104.195 46961 D M 9340 A $87.65 56301 D S 400 D $104.15 55901 D S 7440 D $104.16 48461 D S 1400 D $104.17 47061 D S 100 D $104.1719 46961 D 7. Nature of Indirect Beneficial Ownership (Instr. 4) Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) Code V Non-qualified Stock Option (Right to Buy) $84.40 Non-qualified Stock Option (Right to Buy) $86.80 Non-qualified Stock Option (Right to Buy) $87.65 Non-qualified Stock Option (Right to Buy) $103.15 2/20/2013 2/20/2013 2/20/2013 2/20/2013 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Date Expiration Title Exercisable Date 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) Amount or Number of Shares M 24353 5/12/2005 5/9/2014 Common Stock 24353 $0 0 D M 5028 1/27/2011 5/13/2013 Common Stock 5028 $0 0 D M 9340 8/16/2012 5/13/2013 Common Stock 9340 $0 0 D 8/20/2013 5/9/2014 Common Stock 22077 $103.15 22077 D A 22077 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Shin Hak Cheol 3M CENTER ST. PAUL, MN 55144-1000 Other EXEC VP INTERNATIONAL Signatures George Ann Biros, attorney-in-fact for Hak Cheol Shin ** Signature of Reporting Person 2/22/2013 Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.