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3M CO
Reported by
SHIN HAK CHEOL
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/22/13 for the Period Ending 02/20/13
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
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OMB Number: 3235-0287
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Shin Hak Cheol
3M CO [ MMM ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY)
__ X __ Officer (give title below)
below)
2/20/2013
3M CENTER
(Street)
(State)
_____ 10% Owner
_____ Other (specify
4. If Amendment, Date Original Filed
EXEC VP INTERNATIONAL
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
Code V Amount (D)
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
2/20/2013
S
3342
D
S
100
S
Price
$104.18
5. Amount of Securities Beneficially Owned 6.
Following Reported Transaction(s)
Ownership
(Instr. 3 and 4)
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
49285
D
D $104.1838
49185
D
4300
D
$104.184
44885
D
S
100
D $104.1912
44785
D
S
100
D
$104.20
44685
D
M
24353
A
$84.40
69038
D
F
19926
D
$103.15
49112
D
F
2151
D
$103.15
46961
D
M
5028
A
$86.80
51989
D
S
4728
D
$104.19
47261
D
S
300
D
$104.195
46961
D
M
9340
A
$87.65
56301
D
S
400
D
$104.15
55901
D
S
7440
D
$104.16
48461
D
S
1400
D
$104.17
47061
D
S
100
D $104.1719
46961
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Non-qualified Stock
Option (Right to
Buy)
$84.40
Non-qualified Stock
Option (Right to
Buy)
$86.80
Non-qualified Stock
Option (Right to
Buy)
$87.65
Non-qualified Stock
Option (Right to
Buy)
$103.15
2/20/2013
2/20/2013
2/20/2013
2/20/2013
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
M
24353
5/12/2005
5/9/2014
Common
Stock
24353
$0
0
D
M
5028
1/27/2011
5/13/2013 Common
Stock
5028
$0
0
D
M
9340
8/16/2012
5/13/2013 Common
Stock
9340
$0
0
D
8/20/2013
5/9/2014
Common
Stock
22077
$103.15
22077
D
A
22077
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Shin Hak Cheol
3M CENTER
ST. PAUL, MN 55144-1000
Other
EXEC VP INTERNATIONAL
Signatures
George Ann Biros, attorney-in-fact for Hak Cheol Shin
** Signature
of Reporting Person
2/22/2013
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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