1eefa178 03a3 43fc a551 4945dbe0f84d

3M CO
Reported by
MCGRATH MARLENE MARY
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/07/13 for the Period Ending 02/05/13
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
McGrath Marlene Mary
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
Sr VP - Human Resources
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
2/5/2013
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed
Code
Execution (Instr. 8)
Date, if
any
Code
Common Stock
2/5/2013
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
(A)
or
V Amount (D) Price
3218.16
A
A
(1)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
5446.16 (2)
$0
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
D
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code V
Non-qualified Stock
Option (Right to
Buy)
$101.49
2/5/2013
A
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
31130
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
2/5/2014
(3)
(3)
2/3/2023
Common
Stock
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
31130
D
Amount or
Number of
Shares
31130
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) This transaction reflects the imminent delivery of 3,218.160 shares of 3M Common Stock earned as the result of the 2010 performance
shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld for taxes is still
being determined. An amended filing will be done once the number of shares to be withheld for taxes is determined.
( 2) Includes shares acquired under 3M's General Employee Stock Purchase Plan.
( 3) The option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
Reporting Owners
Reporting Owner Name / Address
McGrath Marlene Mary
3M CENTER
ST. PAUL, MN 55144-1000
Relationships
Director 10% Owner Officer
Other
Sr VP - Human Resources
Signatures
/s/ George Ann Biros, attorney-in-fact for Marlene M. McGrath
2/7/2013
** Signature of
Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.