7bf8a0fa 92cb 4dc2 addb a44ca6711049

3M CO
Reported by
LIDDY EDWARD M
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 08/13/14 for the Period Ending 08/12/14
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
LIDDY EDWARD M
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
CHICAGO, IL 60611
(City)
_____ 10% Owner
_____ Officer (give title below)
below)
8/12/2014
400 N. MICHIGAN AVENUE,
SUITE 400
__ X __ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
8/12/2014
Common Stock
A
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
42626 (2)
I
(A)
or
V Amount (D) Price
236 (1) A
$0
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
By
Corporation
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3.
Conversion Trans.
or Exercise Date
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr. 8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
(Instr. 3, 4 and
5)
Code V
(A)
(D)
Date
Expiration
Amount or Number of
Title
Exercisable Date
Shares
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock
equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers
with respect to such account.
( 2) Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors.
Reporting Owners
Reporting Owner Name / Address
LIDDY EDWARD M
400 N. MICHIGAN AVENUE, SUITE 400
Relationships
Director 10% Owner Officer Other
X
CHICAGO, IL 60611
Signatures
George Ann Biros, attorney-in-fact for Edward M. Liddy
** Signature
of Reporting Person
8/13/2014
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
Similar pages