a41f4b5d 0fef 4428 ae2d 2f8e27e644a6

3M CO
Reported by
LITTLE FRANK R JR.
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 01/06/14 for the Period Ending 01/02/14
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Little Frank R Jr.
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
Executive Vice President
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
1/2/2014
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
1/2/2014
Common Stock
1/2/2014
Common Stock
4. Securities Acquired 5. Amount of Securities Beneficially Owned
(A) or Disposed of (D) Following Reported Transaction(s)
(Instr. 3 and 4)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
Price
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
M
394
A $138.13
641
D
F
154
D $138.13
487
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
Code V (A)
Restricted Stock
Units
(1)
1/2/2014
M
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
394
(2)
Common
Stock
(2)
394
( 1) Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Little Frank R Jr.
3M CENTER
ST. PAUL, MN 55144-1000
Other
Executive Vice President
Signatures
/s/ George Ann Biros, attorney-in-fact for Frank R. Little
** Signature
of Reporting Person
1/6/2014
Date
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
Amount or
Number of
Shares
Explanation of Responses:
( 2) The restricted stock units will vest 100% on 1/2/2014.
8. Price of
Derivative
Security
(Instr. 5)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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