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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Vale Michael G.
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
Executive Vice President
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
9/1/2015
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Common Stock
9/1/2015
Code
Common Stock
4. Securities Acquired 5. Amount of Securities Beneficially
6.
(A) or Disposed of (D) Owned Following Reported Transaction(s) Ownership
Form:
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
Direct (D)
or Indirect
(A)
(I) (Instr.
or
4)
V Amount (D) Price
M
9/1/2015
3087
1038
F
(1)
A $138.50
12216
D
D $138.50
11178 (2) (3)
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
Code V (A)
Restricted Stock
Units
(4)
9/1/2015
M
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
3087
(5)
Common
Stock
(5)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
Amount or
Number of
Shares
3087
Explanation of Responses:
( 1) The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary.
( 2) Includes shares acquired under 3M's General Employee Stock Purchase Plan.
( 3) Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
( 4) Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
( 5) The restricted stock units will vest in equal installments on 9-1-2013 and 9-1-2015.
Reporting Owners
Reporting Owner Name / Address
Vale Michael G.
3M CENTER
ST. PAUL, MN 55144-1000
Signatures
Relationships
Director 10% Owner Officer
Executive Vice President
Other
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
/s/ Sheila B. Claugherty, attorney-in-fact for Michael G. Vale
** Signature
of Reporting Person
9/3/2015
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.