87b52e0f 2c57 4481 8643 d777e3774431

3M CO
Reported by
CAMPBELL PATRICK D
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 11/12/04 for the Period Ending 11/10/04
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
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See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
CAMPBELL PATRICK D
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(City)
(State)
_____ 10% Owner
__ X __ Officer (give title below)
below)
11/10/2004
(Street)
_____ Director
_____ Other (specify
4. If Amendment, Date Original Filed
VICE PRESIDENT FINANCE & CFO
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
Deemed
Execution
Date, if
any
3.
Trans.
Code
(Instr.
8)
4. Securities Acquired 5. Amount of Securities
(A) or Disposed of (D) Beneficially Owned Following
Reported Transaction(s)
(Instr. 3, 4 and 5)
(Instr. 3 and 4)
(A)
or
Code V Amount (D)
11/10/2004
Common Stock
6.
7. Nature of Indirect
Ownership Beneficial Ownership
Form:
(Instr. 4)
Direct (D)
or Indirect
(I) (Instr.
4)
Price
M
9199
A $55.975
18439
D
F
6362
D $80.925
12077
D
F
927
D $80.925
11150
D
A
1026
I
by Spouse
Common Stock
394
I
by 401k/PAESOP
Trust
Common Stock
1476
I
11/10/2004
Common Stock
11/10/2004
Common Stock
1007
Common Stock
8/14/2004
J
V
(1)
$0
by
Spouse401k/PAESOP
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of 6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A)
or Disposed of
(D)
(Instr. 3, 4 and
5)
Code V
Incentive Stock
Option (right to buy) $28.6348
8/14/2004
J
Incentive Stock
Option (right to buy)
$43.35
8/14/2004
J
Incentive Stock
Option (right to buy)
$45.85
8/14/2004
J
(A)
832
V
(1)
(D)
Date
Expiration
Title
Exercisable Date
(1)
880
V
(1)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
5/9/1996
5/9/2005
Common
Stock
832
$0
832
I
5/9/2001
5/9/2010
Common
Stock
880
$0
880
I
5/13/1998
5/13/2007 Common
Stock
880
$0
880
I
880
V
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
by Spouse
by Spouse
by Spouse
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of 6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A)
or Disposed of
(D)
(Instr. 3, 4 and
5)
Code V
Incentive Stock
Option (right to buy)
$46.675
8/14/2004
J
Incentive Stock
Option (right to buy)
$47.5
8/14/2004
J
Incentive Stock
Option (right to buy)
$58.625
8/14/2004
J
Non-Qualified Stock
Option (right to buy)
$55.975
Non-Qualified Stock
Option (right to buy)
$80.95
Non-Qualified Stock
Option (right to buy)
$61.85
8/14/2004
J
Non-Qualified Stock
Option (right to buy)
$64.5
8/14/2004
J
Non-Qualified Stock
Option (right to buy)
$84.4
8/14/2004
J
Non-Qualified Stock
Option (right to buy)
Non-Qualified Stock
Option (right to buy)
(A)
(D)
880
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
5/12/1999
5/12/2008 Common
Stock
880
$0
880
I
5/11/2000
5/10/2009 Common
Stock
880
$0
880
I
5/8/2002
5/8/2011
Common
Stock
880
$0
880
I
2/1/2003
2/1/2012
Common
Stock
9199
$0
38801
D
5/10/2005
5/6/2011
Common
Stock
7289
$0
7289
D
5/14/2004
5/12/2013 Common
Stock
926
$0
926
I
5/15/2003
5/14/2012 Common
Stock
740
$0
740
I
5/12/2005
5/19/2004 Common
Stock
966
$0
966
I
$61.85
5/14/2004
5/12/2013 Common
Stock
44000
44000
D
$64.5
5/15/2003
5/14/2012 Common
Stock
40000
40000
D
V
(1)
880
V
(1)
880
11/10/2004
11/10/2004
V
(1)
M
9199
7289
A
926
V
(1)
740
V
(1)
966
V
(1)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
by Spouse
by Spouse
by Spouse
by Spouse
by Spouse
by Spouse
Explanation of Responses:
( 1) The reporting person acquired beneficial ownership of these shares upon his marriage to the owner of the shares on 8/14/04.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Other
CAMPBELL PATRICK D
VICE PRESIDENT FINANCE & CFO
Signatures
By: George Ann Biros For: Patrick D. Campbell
11/11/2004
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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