ea4f5491 88a0 4169 ba7c 366f779fea1c

3M CO
Reported by
PALENSKY FRED J
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 04/26/04 for the Period Ending 04/22/04
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
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longer subject to Section 16.
Form 4 or Form 5
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
PALENSKY FRED J
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(City)
(State)
_____ 10% Owner
__ X __ Officer (give title below)
below)
4/22/2004
(Street)
_____ Director
_____ Other (specify
4. If Amendment, Date Original Filed
EXEC VP SFTY SEC & PROT SVCS
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans. 4. Securities Acquired 5. Amount of Securities Beneficially
Deemed Code
(A) or Disposed of (D) Owned Following Reported Transaction(s)
Execution (Instr. 8)
(Instr. 3 and 4)
Date, if
(Instr. 3, 4 and 5)
any
(A)
or
Code V Amount (D) Price
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
4/22/2004
Common Stock
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
M
7470
A
$47.5
28209
D
F
4150
D
$85.48
24059
D
F
1085
D
$85.48
22974
D
M
12309
A $58.625
35283
D
F
8441
D
$85.48
26842
D
F
1264
D
$85.48
25578
D
M
3490
A
$62.85
29068
D
F
2566
D
$85.48
26502
D
F
302
D
$85.48
26200
D
3039
I
Common Stock
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
by
401k/PAESOP
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
0
D
(Instr. 3, 4 and
5)
Code V (A)
Non-Qualified Stock
Option (right to buy)
$47.5
4/22/2004
M
(D)
7470
Date
Expiration
Title
Exercisable Date
5/11/2000
5/10/2009 Common
Stock
Amount or
Number of
Shares
7470
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
(Instr. 3, 4 and
5)
Code V (A)
Non-Qualified Stock
Option (right to buy)
$58.625
Non-Qualified Stock
Option (right to buy)
$62.85
Non-Qualified Stock
Option (right to buy)
$85.5
Non-Qualified Stock
Option (right to buy)
$85.5
4/22/2004
4/22/2004
4/22/2004
4/22/2004
(D)
Common
Stock
12309
$0
40987
D
5/7/2004
Common
Stock
3490
$0
0
D
5235
10/22/2004 5/11/2009 Common
Stock
5235
$0
5235
D
9705
10/22/2004
9705
$0
9705
D
12309
M
3490
A
Amount or
Number of
Shares
5/8/2011
M
A
Date
Expiration
Title
Exercisable Date
5/8/2002
10/26/2002
5/6/2011
Common
Stock
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Other
PALENSKY FRED J
EXEC VP SFTY SEC & PROT SVCS
Signatures
By: George Ann Biros For: Frederick Joseph Palensky
4/22/2004
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
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