21cac086 a315 439c 8ca6 d220141536ab

3M CO
Reported by
BORSETH J MARK
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/13/04 for the Period Ending 02/12/04
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
BORSETH J MARK
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
TREASURER
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST PAUL, MN 551441000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
2/12/2004
3M CENTER BLDG 0220-14W-07
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
Code V Amount (D)
2/12/2004
Common Stock
2/12/2004
Common Stock
2/12/2004
Common Stock
2/12/2004
Common Stock
2/12/2004
Common Stock
2/12/2004
Common Stock (1)
5. Amount of Securities Beneficially
Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Price
M
1428
A $45.85
3297
D
F
806
D $81.14
2491
D
F
203
D $81.14
2288
D
M
1334
A $43.35
3622
D
F
712
D $81.14
2910
D
F
229
D $81.14
2681
D
1432
I
Common Stock
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
by
401k/PAESOP
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Non-Qualified Stock
Option (right to buy)
$43.35
Non-Qualified Stock
Option (right to buy)
$45.85
Non-Qualified Stock
Option (right to buy)
$81.15
Non-Qualified Stock
2/12/2004
2/12/2004
2/12/2004
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
M
1334
5/9/2001
5/9/2010
Common
Stock
1334
$0
0
D
M
1428
5/13/1998
5/13/2007 Common
Stock
1428
$0
1672
D
8/12/2004
5/11/2007 Common
Stock
1009
$0
1009
D
A
1009
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Option (right to buy)
$81.15
2/12/2004
A
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
941
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8/12/2004
5/7/2010
Common
Stock
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
941
D
Amount or
Number of
Shares
941
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the fiscal year pursuant
to the 3M Voluntary Investment Plan. The directly-held common stock holding reported in Table I includes shares acquired during the
fiscal year pursuant to 3M's General Employee Stock Purchase Plan.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
BORSETH J MARK
3M CENTER BLDG 0220-14W-07
Other
TREASURER
ST PAUL, MN 551441000
Signatures
By: George Ann Biros For: J. Mark Borseth
2/12/2004
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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