2d80d320 0da4 493e 9f5c afd4b3242016

3M CO
Reported by
WIENS HAROLD J
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 01/21/04 for the Period Ending 01/20/04
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
WIENS HAROLD J
3M CO [ MMMC ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY)
(City)
(State)
_____ 10% Owner
__ X __ Officer (give title below)
below)
1/20/2004
(Street)
_____ Director
_____ Other (specify
4. If Amendment, Date Original Filed
EXEC VP INDUSTRIAL
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans. 4. Securities Acquired 5. Amount of Securities Beneficially
Deemed Code
(A) or Disposed of (D) Owned Following Reported Transaction(s)
Execution (Instr. 8)
(Instr. 3 and 4)
Date, if
(Instr. 3, 4 and 5)
any
(A)
or
Code V Amount (D) Price
1/20/2004
Common Stock
70 (1)
F
D $84.445
Common Stock
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
35339
D
1775
I
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
by
401k/PAESOP
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3.
Conversion Trans.
or Exercise Date
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr. 8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
(Instr. 3, 4 and
5)
Code V
(A)
(D)
Date
Expiration
Amount or Number of
Title
Exercisable Date
Shares
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) Shares held in corporate custody as restricted shares and awarded under the applicable 3M Management Stock Ownership Program
pursuant to Rule 16b-3(d) have been distributed to participant (including shares withheld for taxes) pursuant to the provisions of the
Program.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
WIENS HAROLD J
EXEC VP INDUSTRIAL
Signatures
By: George Ann Biros For: Harold James Wiens
1/20/2004
Date
Other
** Signature of Reporting Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.