07b24001 e1c7 407c a338 8dfcdacc394f

3M CO
Reported by
WOODWORTH JOHN K
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 08/06/07 for the Period Ending 08/02/07
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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3M CO
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 8/6/2007 For Period Ending 8/2/2007
Address
3M CENTER BLDG. 220-11W-02
ST PAUL, Minnesota 55144-1000
Telephone
651-733-2204
CIK
0000066740
Industry
Conglomerates
Sector
Conglomerates
Fiscal Year
12/31
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Woodworth John K
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
VICE PRESIDENT CORP SC OPERTNS
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
8/2/2007
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. 2A.
3. Trans. 4. Securities Acquired 5. Amount of Securities Beneficially
Date
Deemed Code
(A) or Disposed of (D) Owned Following Reported Transaction(s)
Execution (Instr. 8)
(Instr. 3 and 4)
Date, if
(Instr. 3, 4 and 5)
any
(A)
or
Code V Amount (D) Price
8/2/2007
Common Stock
M
2142
A $46.675
11350
D
F
1124
D
$88.93
10226
D
M
9320
A
$61.85
19546
D
F
6481
D
$88.93
13065
D
F
928
D
$88.93
12137
D
2129
I
8/2/2007
Common Stock
8/2/2007
Common Stock
8/2/2007
Common Stock
8/2/2007
Common Stock
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Common Stock
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
by
401k/PAESOP
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Incentive Stock
Option (right to buy) $46.675
8/2/2007
Non-Qualified Stock
Option (right to buy)
$61.85
8/2/2007
Non-Qualified Stock
Option (right to buy)
$88.95
8/2/2007
Explanation of Responses:
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
M
2142
5/12/1999
5/12/2008 Common
Stock
2142
$0
0
D
M
9320
5/14/2004
5/12/2013 Common
Stock
9320
$0
0
D
2/2/2008
5/13/2013 Common
Stock
7409
$0
7409
D
A
7409
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Remarks:
The indirectly-held common stock holding (401k/PAESOP) reported in Table I includes shares acquired during the
fiscal year pursuant to the 3M Voluntary Investment Plan.
The directly-held common stock holding reported in Table I includes shares acquired pursuant to 3M's Dividend
Reinvestment Program in transactions exempt from Section 16.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Woodworth John K
3M CENTER
ST. PAUL, MN 55144-1000
Other
VICE PRESIDENT CORP SC OPERTNS
Signatures
By: GeorgeAnn Biros For: John Karl Woodworth
8/3/2007
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
*
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
**
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
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