3M CO Reported by PALENSKY FRED J FORM 4 (Statement of Changes in Beneficial Ownership) Filed 05/10/07 for the Period Ending 02/05/07 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. 3M CO FORM 4 (Statement of Changes in Beneficial Ownership) Filed 5/10/2007 For Period Ending 2/5/2007 Address 3M CENTER BLDG. 220-11W-02 ST PAUL, Minnesota 55144-1000 Telephone 651-733-2204 CIK 0000066740 Industry Conglomerates Sector Conglomerates Fiscal Year 12/31 OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) PALENSKY FRED J 3M CO [ MMM ] (Last) (First) 3. Date of Earliest Transaction (MM/DD/YYYY) (Middle) (Street) (State) _____ Other (specify 4. If Amendment, Date Original Filed VICE PRESIDENT R&D 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) ST. PAUL, MN 55144-1000 (City) _____ 10% Owner __ X __ Officer (give title below) below) 2/5/2007 3M CENTER _____ Director _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date Common Stock 2/5/2007 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code G 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned 6. Following Reported Transaction(s) Ownership (Instr. 3 and 4) Form: Direct (D) or Indirect (A) (I) (Instr. or 4) V Amount (D) Price 130 D $0 37253 D 3574 I Common Stock 7. Nature of Indirect Beneficial Ownership (Instr. 4) by 401k/PAESOP Trust Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. 4. Trans. Deemed Code Execution (Instr. 8) Date, if any Code V Non-Qualified Stock Option (right to buy) $84.78 5/8/2007 A 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) 32200 (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Date Expiration Title Exercisable Date 5/8/2008 5/8/2017 Common Stock Explanation of Responses: Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer PALENSKY FRED J 3M CENTER ST. PAUL, MN 55144-1000 Other VICE PRESIDENT R&D Signatures By: GeorgeAnn Biros For: Frederick Joseph Palensky 5/10/2007 ** Signature of Reporting Person Date 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) $0 32200 D Amount or Number of Shares 32200 11. Nature of Indirect Beneficial Ownership (Instr. 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. If the form is filed by more than one reporting person, see Instruction 4(b)(v). * Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ** Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.