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3M CO
Reported by
PALENSKY FRED J
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 05/10/07 for the Period Ending 02/05/07
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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3M CO
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 5/10/2007 For Period Ending 2/5/2007
Address
3M CENTER BLDG. 220-11W-02
ST PAUL, Minnesota 55144-1000
Telephone
651-733-2204
CIK
0000066740
Industry
Conglomerates
Sector
Conglomerates
Fiscal Year
12/31
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
PALENSKY FRED J
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
VICE PRESIDENT R&D
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
2/5/2007
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
Common Stock
2/5/2007
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
G
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned 6.
Following Reported Transaction(s)
Ownership
(Instr. 3 and 4)
Form:
Direct (D)
or Indirect
(A)
(I) (Instr.
or
4)
V Amount (D) Price
130
D
$0
37253
D
3574
I
Common Stock
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
by
401k/PAESOP
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code V
Non-Qualified Stock
Option (right to buy)
$84.78
5/8/2007
A
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
32200
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
5/8/2008
5/8/2017
Common
Stock
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
PALENSKY FRED J
3M CENTER
ST. PAUL, MN 55144-1000
Other
VICE PRESIDENT R&D
Signatures
By: GeorgeAnn Biros For: Frederick Joseph Palensky
5/10/2007
** Signature of Reporting Person
Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
32200
D
Amount or
Number of
Shares
32200
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
*
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
**
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
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