5a4ed4c9 478c 43fa 902c 402c16e029d7

3M CO
Reported by
NOZARI M S
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/11/09 for the Period Ending 02/09/09
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
NOZARI M S
3M CO [ MMM ]
(Last)
(First)
_____ Director
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
__ X __ Officer (give title below)
below)
2/9/2009
3M CENTER
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
EXEC VP CONSUMER & OFFICE
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed
Code
Execution (Instr. 8)
Date, if
any
Code
Common Stock
2/9/2009
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
(A)
or
V Amount (D) Price
A
12937
A
91348 (1)
$0
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
D
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
Code V
Non-qualified Stock
Option (Right to
Buy)
$54.11
2/9/2009
A
(A)
53820
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
2/9/2010
2/8/2019
Common
Stock
53820
( 1) Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Reporting Owners
Relationships
Director 10% Owner Officer
NOZARI M S
3M CENTER
ST. PAUL, MN 55144-1000
EXEC VP CONSUMER & OFFICE
Signatures
George Ann Biros, attorney-in-fact for M.S. Nozari
2/11/2009
** Signature of Reporting Person
Date
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
53820
D
Amount or
Number of
Shares
Explanation of Responses:
Reporting Owner Name / Address
8. Price of
Derivative
Security
(Instr. 5)
Other
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.
Similar pages