5HI&HUWLI1R
,(&6<67(0)250878$/5(&2*1,7,212)7(67
&(57,),&$7(6)25(/(&75,&$/(48,30(17
,(&((&%6&+(0(
6<67(0(&(,'
$&&(37$7,210878(//('(
&(57,),&$76'
(66$,6'(6(48,3(0(176
(/(&75,48(6,(&((0(7+2'(2&
3URGXFW
3URGXLW
6ZLWFKLQJ3RZHU6XSSO\
1DPHDQGDGGUHVVRIWKHDSSOLFDQW
1RPHWDGUHVVHGXGHPDQGHXU
6/32:(5(/(&7521,&6&253
%/'*$
.,1*'5
9(1785$&$8QLWHG6WDWHV
1DPHDQGDGGUHVVRIWKHPDQXIDFWXUHU
1RPHWDGUHVVHGXIDEULFDQW
6/32:(5(/(&7521,&6&253
%/'*$
.,1*'5
9(1785$&$8QLWHG6WDWHV
1DPHDQGDGGUHVVRIWKHIDFWRU\
1RPHWDGUHVVHGHO
XVLQH
,1'8675,$66/6$'(&9
&,5&8,726,*/2;;,
&2/3$548(,1'8675,$/(;;;,
0(;,&$/,%&0H[LFR
1RWH
1RWH
!
"
#
!
$
!
%
!
!
&
'
(
$GGLWLRQDO,QIRUPDWLRQRQSDJH
5DWLQJVDQGSULQFLSDOFKDUDFWHULVWLFV
9DOHXUVQRPLQDOHVHWFDUDFWpULVWLTXHVSULQFLSDOHV
,QSXW9DF+]$
2XWSXW5HIHUWRHQFORVXUHLQWKHWHVWUHSRUWIRURXWSXWUDWLQJ
7UDGHPDUNLIDQ\
0DUTXHGHIDEULTXHVLHOOHH[LVWH
6/3RZHU
7\SHRI0DQXIDFWXUHU
V7HVWLQJ/DERUDWRULHVXVHG
7\SHGHSURJUDPPHGXODERUDWRLUHG
HVVDLV
FRQVWUXFWHXU
607
0RGHO7\SH5HI
5HI'HW\SH
&,179;;<<=::
6HH3DJH
$GGLWLRQDOLQIRUPDWLRQLIQHFHVVDU\PD\DOVREH
UHSRUWHGRQSDJH
/HVLQIRUPDWLRQVFRPSOpPHQWDLUHVVLQpFHVVDLUH
SHXYHQWrWUHLQGLTXpVVXUODqPHSDJH
$GGLWLRQDO,QIRUPDWLRQRQSDJH
$VDPSOHRIWKHSURGXFWZDVWHVWHGDQGIRXQG
WREHLQFRQIRUPLW\ZLWK
8QpFKDQWLOORQGHFHSURGXLWDpWpHVVD\pHWDpWp
FRQVLGpUpFRQIRUPHjOD
,(&HG,(&HGDP
$VVKRZQLQWKH7HVW5HSRUW5HI1RZKLFKIRUPV
SDUWRIWKLV&HUWLILFDWH
&RPPHLQGLTXpGDQVOH5DSSRUWG
HVVDLVQXPpURGH
UpIpUHQFHTXLFRQVWLWXHSDUWLHGHFH&HUWLILFDW
($&%LVVXHGRQ
7KLV&%7HVW&HUWLILFDWHLVLVVXHGE\WKH1DWLRQDO&HUWLILFDWLRQ%RG\
&H&HUWLILFDWG
HVVDL2&HVWpWDEOLSDUO
2UJDQLVPH
)
*
+
,
-
.
*
/
0
1
2
1
3
+
,
4
,
5
*
+
,
-
.
8/863ILQJVWHQ5G,/1RUWKEURRN86$
8/'HPNR%RUXSYDQJ$'.%DOOHUXS'(10$5.
8/-30DUXQRXFKL7UXVW7RZHU0DLQ%XLOGLQJ)0DUXQRXFKL&KL\RGDNX7RN\R-$3$1
8/&$8QGHUZULWHUV5RDG7RURQWR05%2QWDULR&$1$'$
6
'DWH
6LJQDWXUH
H
-RODQWD0:UREOHZVND
-RODQWD0:UR
-R
UREOHZVND
UR
7
8
9
:
;
;
;
<
=
>
;
<
?
@
A
@
B
?
>
C
<
D
D
<
<
E
E
E
F
:
;
F
G
7
C
H
?
G
I
?
>
C
<
D
5HI&HUWLI1R
0RGHO'HWDLOV
&,179;;<<=::
ZKHUH9LV$&ODVV,FRQVWUXFWLRQRU%&ODVV,,FRQVWUXFWLRQZKHUH;;UHSUHVHQWVRXWSXW
YROWDJHZKLFKPD\EHDQ\QXPEHUIURPWRZKHUH<<LVDQ\QXPEHUWKURXJKZKHUH=UHSUHVHQWV$WR
=DQG::LVDQ\QXPEHUWKURXJKGHVLJQDWHVDGGLWLRQDOFRQILJXUDWLRQVLQGLFDWLQJQRQVDIHW\UHODWHGRSWLRQV
)DFWRULHV
J
K
L
M
N
O
P
Q
R
S
T
U
R
V
R
K
R
W
X
V
T
O
M
W
J
W
T
V
S
126+8$1*;,1*1257+5'
;,$1*+((&2120,&7(&+12/2*,&$/
'(9(/230(17=21(
;,$1*+(+(%(,&KLQD
$GGLWLRQDO,QIRUPDWLRQ
$GGLWLRQDOO\HYDOXDWHGWR(1$$$1DWLRQDO'LIIHUHQFHVVSHFLILHGLQWKH&%
7HVW5HSRUW
Y
]
Y
`
\
Z
a
[
b
Z
\
]
^
^
[
Z
_
\
Z
]
]
`
e
\
\
a
b
b
^
i
[
_
j
Z
\
b
]
c
d
]
Z
`
[
]
^
d
Z
a
e
d
d
c
f
f
f
Z
^
]
a
j
g
e
h
d
f
f
^
Z
a
d
h
8/863ILQJVWHQ5G,/1RUWKEURRN86$
8/'HPNR%RUXSYDQJ$'.%DOOHUXS'(10$5.
8/-30DUXQRXFKL7UXVW7RZHU0DLQ%XLOGLQJ)0DUXQRXFKL&KL\RGDNX7RN\R-$3$1
8/&$8QGHUZULWHUV5RDG7RURQWR05%2QWDULR&$1$'$
6
'DWH
6LJQDWXUH
-RODQWD0:UREOHZVND
7
8
9
:
;
;
;
<
=
>
;
<
?
@
A
@
B
?
>
C
<
D
D
<
<
E
E
E
F
:
;
F
G
7
C
H
?
G
I
?
>
C
<
D