Fuji Electric’s Green Procurement Guideline Appendix II List of Controlled Substances, Non-Content Certificate and Reported Data on Contained Substances Edition 5.0.0 April 2013 Fuji Electric Co., Ltd. Contents I. Fuji Electric’s Policy for Controlled Substances ---------------------------------------------------------------------- 2 1. Prohibited substances 2. Conditionally prohibited substances 3. Declarable substances II. Fuji Electric Policy for Application Exclusion Items ---------------------------------------------------------------- 4 1. Application Exclusion Items Group A 2. Application Exclusion Items Group B 3. Application Exclusion Items Group C III. List of Prohibited Substances -------------------------------------------------------------------------------------------- 5 IV. List of Conditionally Prohibited Substances ---------------------------------------------------------------------- 10 V. Application Exclusion Items Group A------------------------------------------------------------------------------- 13 VI. Application Exclusion Items Group B ------------------------------------------------------------------------------ 17 VII. Application Exclusion Items Group C ----------------------------------------------------------------------------- 18 VIII. Details of Controlled Substances ---------------------------------------------------------------------------------- 19 [History of Revisions] ------------------------------------------------------------------------------------------------------- 29 [Attachment 1] Non-Content Certificate [Attachment 2] Reported Data on Contained Substances 1 I. Fuji Electric’s Policy for Controlled Substances Controlled substances in “4. Evaluation items”, “(3) Measures related to content of chemical substances in supplied materials” of “II. Fuji Electric’s Green Procurement Guideline” in Fuji Electric’s Green Procurement Guideline (this document) are determined according to the following. 1. Prohibited substances This category determines what must not be contained in delivered materials including substances that are prohibited from being used and manufactured according to domestic and overseas laws, regulations and treaties, and substances that are prohibited from being used by Fuji Electric. For more information about particular substances, refer to “III. List of Prohibited Substances”. 2. Conditionally prohibited substances Among the substances that are prohibited from being used and manufactured according to domestic and overseas laws, regulations, and treaties, and substances that are prohibited from being used by Fuji Electric, these substances have application exclusions for their prohibition depending on the usage, content conditions, and content location. This category determines what must not be contained in materials excluding cases that apply to the application exclusion items determined in “VI. Application Exclusion Items Group A” to “VIII. Application Exclusion Items Group C” in this document. For more information about particular substances, refer to “IV. List of Conditionally Prohibited Substances”. 3. Declarable substances Fuji Electric needs to understand the content status of these substances in products according domestic and overseas laws, regulations, and treaties, and industry trends. There are the following two groups, and each business department of Fuji Electric specifies which group is applied. (1) IEC 62474 (JIG) List of declarable substances Regarding particular substances, refer to the IEC 62474 or JGPSSI homepage. - IEC 62474: http://std.iec.ch/iec62474/iec62474.nsf/welcome?openpage JGPSSI: http://www.db1.co.jp/jeita_eps/green/ (2) JAMP controlled substances: Regarding particular substances, refer to the JAMP homepage (http://www.jamp-info.com/). * Regarding objective substances, the latest above standards and organizations shall have priority. Moreover, there are substances that overlap between two of the above categories such as with “Prohibited Substances”, so please report the content status separately. Regarding the format for reporting, refer to “[Attachment 2] Reported Information on Contained Substances” in this document. (3) Supplemental Information: Standards and organizations that target declared substances - JGPSSI (Japan Green Procurement Survey Standardization Initiative) This was established voluntarily by companies in the Japanese electric and electronic industries, and is a voluntary council for reducing the amount of manpower needed for green procurement surveys and for improving answer quality by standardizing the survey object substance list and survey answer format. JIG was taken over by International Standard IEC 62474 and was developmentally dissolved at 2 the end of May 2012. The activities including chemical substance list revisions and tools were transferred to the subcommittee domestic VT62474 in the IEC/TC111 domestic committee. - JIG (The Joint Industry Guide for Material Composition Declaration For Electronic Products) This is a common standard for “Chemical substances that must be controlled” and “Survey answer format for information distribution” that were determined by JGPSSI, Electronics Industries Association (currently the Consumer Electronics Association), European Information and Communication Technology Industry Association (currently DIGITALEUROPE) in order to improve the efficiency of information distribution among companies in electric and electronic equipment industries related to chemical substances contained in products and parts. JIG-101 Ed4.1 is the final edition and was taken over by IEC 62474, which was issued in March of 2012. In addition, JIG-201 Ed1.1 was issued in August of 2012, which is the guideline for supply chains for reporting chemical substances used in packaging for sales and distribution of electronic products. - IEC 62474 (Material Declaration for Products of and for the Electrotechnical Industry) This is a standard related to “Chemical substances that must be controlled” and “Survey answer format for information distribution” by the international standardization organization that handles electrotechnology, electronic engineering, and related technologies. - JAMP (Joint Article Management Promotion-consortium) This is an organization established for promoting proper management and smooth information disclosure of chemical substances contained in products for the whole industry and whole supply chain in addition to the electric and electronic equipment industries. As with JIG, there are common standards for “Chemical substances that must be controlled” and “Survey answer format for information distribution”. 3 II. Fuji Electric Policy for Application Exclusion Items Among the substances that are prohibited, there are some items which can be excluded from application according to laws and regulations depending on the usage. Fuji Electric also sets application exclusions for some items in the “Conditionally Prohibited Substances”. Fuji Electric’s application exclusion items are sorted into the following three categories. In addition, whether or not it is possible to apply the exclusion to a delivered material from a supplier is determined by each business department of Fuji Electric that requests a survey. 1. Application Exclusion Items Group A Usages from “VI.Application Exclusion Items Group A” according to the applications exempted from the restriction in ANNEX III of DIRECTIVE 2011/65/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL (hereafter EU-RoHS2). This applies to all materials that apply to the usages in “VI. Application Exclusion Items Group A”. Regarding the applicable effective period, in consideration of the period that applies to Fuji Electric, it will be specified prior to the six-month effective period of EU-RoHS2. 2. Application Exclusion Items Group B Usages from “VII. Application Exclusion Items Group B” according to the applications exempted from the restriction in ANNEX IV of EU-RoHS2. This applies to usages of “VII. Application Exclusion Items Group B”, and also applies to Fuji Electric products that are targets of Categories 8 and 9 of EU-RoHS2 without exemption, and to materials that configure Fuji Electric products embedded in items that relate to these two categories only without exemption. Fuji Electric does not specify its own applicable effective period. 3. Application Exclusion Items Group C Among the controlled substances according to the Chemical Substances Control Law, these are exempted allowable usages according to Article 9 of the Enforcement Order of this law (essential use). Refer to “VII. Application Exclusion Items Group C”. 4. EU-RoHS2 Supplement: Categories of the Eclectic and Electronic Equipment that apply to EURoHS2 Category Target Electric/Electronic Equipment Category Target Electric/Electronic Equipment 1 Large household appliances 7 Toys, leisure and sports equipment 2 Small household appliances 8 Medical devices 3 IT and telecommunication equipment 9 Monitoring and control instruments including industrial monitoring and control instruments 4 Consumer equipment 10 5 Lighting equipment 11 6 Electrical and electronic tools 4 Automatic dispensers Other EEE not covered by any of the categories above III. List of Prohibited Substances # Substance Name 1 Bis(tributyltin) oxide (TBTO) 2 tri-substituted organostannic compounds CAS No. 56-35-9 Polychlorinated biphenyls (PCBs) and specific substitutes - - ANNEX XVII of REACH Regulation (EC) No 1907/2006 (hereafter, REACH Regulation (Restricted Substances) - - Chemical Substance Control Law (Class I Specified Chemical Substance) - Stockholm convention on Persistent Organic Pollutants (hereafter, POPs Treaty) (Restricted Usage/Production) Stabilizer, antioxidant, antiseptic, antibacterial and antifungal agents, antifoulant, pigment, antifungal agents, paint, antistaining Insulation oil, lubricant oil, electrical insulation medium, solvent, electrolytic solution; plasticizers, flame retardants, coatings for electrical wire and cable, dielectric sealants - REACH Regulation (Restricted Substances) - Hong Kong International Convention for the Safe and Environmentally Sound Recycling of Ships, 2009 (hereafter, Hong Kong Convention)(Appendix 1, Table A) Polychlorinated terphenyls (PCT) - * For details, refer to “IX. Controlled Substance Details” 5 Polychlorinated naphthalenes (more than 3 chlorine atoms) - * For details, refer to “IX. Controlled Substance Details” 6 Shortchain chlorinated paraffins (C10 to 13) Asbestos * For details, refer to “IX. Controlled Substance Details” Insulation oil, lubricant oil, electrical insulation medium, solvent, electrolytic solution; plasticizers, flame retardants, coatings for electrical wire and cable, dielectric sealants - Chemical Substance Control Law (Class I Specified Lubricant, paint, stabilizer (electric Chemical Substance) characteristic, flame-resistant, waterresistant) insulator, flame retardant - REACH Regulation (Restricted Substances) 5.0.0 1 4 1 - - Norwegian Product Regulations FOR-2004-06-01922 - Swiss Ordinance on Reduction of Risk from Chemical Products (ORRChem) Plasticizer for PVC, flame retardant 4 - - Industrial Safety & Health Act (Restricted Substances) - REACH Regulation (Restricted Substances) - Hong Kong Convention (Appendix 1, Table A) Brake lining pad, insulator, filler, abrasive, insulator, filler, pigment, paint, talc, adiabatic material 1 * For details, refer to “IX. Controlled Substance Details” 7 Edition Antiseptic, antifungal agent, paint, pigment, 1 antistaining, refrigerant, foaming agent, extinguishant, solvent cleaner * For details, refer to “IX. Controlled Substance Details” 4 Examples of Use Chemical Substance Control Law (Class I Specified Chemical Substance) * For details, refer to “IX. Controlled Substance Details” 3 Major Applicable Laws/Regulations 5 # Substance Name CAS No. 8 2-(2H-benzotriazol-2-yl)-4,6-di-tert-butylphenol 3846-71-7 Chemical Substance Control Law (Class I Specified Chemical Substance) Adhesive, paints, printing ink, putty, plastic and ink ribbons, caulking or sealing filler 3 9 Hexachlorobenzene 118-74-1 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Fungicides, insecticide 1 [Comment] Caution as byproduct Major Applicable Laws/Regulations Examples of Use Edition 10 1,2,3,4,10,10-Hexachloro-1, 4, 4a, 5, 8, 8ahexahydro-exo-1,4-endo-5,8dimethanonaphthalene (alias: Aldrin) 309-00-2 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 1 11 1,2,3,4,10,10-Hexachloro-6,7-epoxy-1,4, 4a, 5, 6, 7, 8, 8a-octahydro-exo-1,4-endo-5,8dimethanonaphthalene; 1,2,3,4,10,10Hexachloro-6,7-epoxy-1,4, 4a, 5, 6, 7, 8, 8aoctahydro-endo-1,4-exo-5,8dimethanonaphthalene (alias: Dieldrin) 60-57-1 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 1 12 1,2,3,4,10,10-Hexachloro-6,7-epoxy-1,4, 4a, 5, 6,7,8, 8a-octahydro-endo-1,4-endo-5,8dimethanonaphthalene; 1,2,3,4,10,10Hexachloro-6,7- epoxy-1,4, 4a, 5, 6,7,8, 8aoctahydro-exo-1,4-exo-5,8dimethanonaphthalene (alias: Endrin) 72-20-8 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 1 13 1,1,1-trichloro-2,2-bis (p arachlorophenyl) 50-29-3 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 1 ethane(alias: DDT) 6 # Substance Name CAS No. Major Applicable Laws/Regulations Examples of Use Edition 14 Mixture of 1,2,4,5,6,7,8,8-octachloro2,3,3a,4,7,7a-hexahydro-4,7-methano-1Hindene, 1,4,5,6,7,8,8-heptachloro-3a,4,7,7atetrahydro-4,7-methano-1H-indene or their relative compounds (alias: Chlordane or Heptachlor) * For details, refer to “IX. Controlled Substance Details” - - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 1 15 N,N'-ditolyl-p-phenylenediamine, N-tolyl-N'xylyl-p-phenylenediamine or N,N'-dixylylphenylenediamine - Chemical Substance Control Law (Class I Specified Chemical Substance) Rubber aging inhibiter, 1 styernebutadiene rubber * For details, refer to “IX. Controlled Substance Details” 16 2,4,6-tri-tertbutylphenol 732-26-3 17 Polychloro-2,2-dimethyl-3-methylidenebicyclo [2.2.1] heptane (alias: Toxaphene) 8001-35-2 18 Dodecachloropentacyclo [5.2.1.02,6.03,9.05,8] decane (alias: Mirex) 2385-85-5 19 2,2,2-trichloro-1,1-bis (4-chlorophenyl) ethanol (alias: Kelsen or Dikohol) 115-32-2 Oxidation inhibiter 1 Insecticide 1 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide, flame retardant 1 Chemical Substance Control Law (Class I Specified Chemical Substance) Tick repellent 3 Chemical Substance Control Law (Class I Specified Chemical Substance) - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) 7 # Substance Name CAS No. Major Applicable Laws/Regulations Examples of Use Edition 20 Hexachlorobuta-1,3-diene 87-68-3 Chemical Substance Control Law (Class I Specified Chemical Substance) Solvent 3 21 Yellow phosphorus match (tetraphosphorus) 12185-10-3 Industrial Safety & Health Act (Restricted Substances) Match 1 22 Benzidine and its salts 92-87-5 Industrial Safety & Health Act (Restricted Substances) Raw coloring material 1 23 4-Aminobiphenyl 92-67-1 Industrial Safety & Health Act (Restricted Substances) Rubber oxidation inhibiter 1 92-93-3 Industrial Safety & Health Act (Restricted Substances) Synthetic intermediate 1 Industrial Safety & Health Act (Restricted Substances) Industrial Safety & Health Act (Restricted Substances) Dye, pigment, methylating agent 1 Raw coloring material 1 Industrial Safety & Health Act (Restricted Substances) Rubber dough 1 POPs Treaty (Unintentional Production/Release) Non-intentional generation 1 and its salts 24 4-Nitrobiphenyl and its salts 25 Bis(chloromethyl) ether 542-88-1 26 β-Naphthylamine 91-59-8 and its salts 27 Benzene containing rubber dough, its benzene content exceeds 5 % of the solvent (including diluents) of the concerned gum dough 28 Dioxin group / Furan group (PCDD/PCDF) 29 Dimethyl fumarate 624-49-7 REACH Regulation (Restricted Substances) Antiseptic, fungicides 4 30 γ-Hexachlorocyclohexane (γ-HCH or Lindane) 58-89-9 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 4 31 α-Hexachlorocyclohexane (α-HCH) 319-84-6 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Byproduct of No. 30 “γHexachlorocyclohexane” 4 71-43-2 8 # 32 Substance Name β-Hexachlorocyclohexane CAS No. Chlordecone Edition 4 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Insecticide 4 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) 143-50-0 (Kepone) Examples of Use Byproduct of No. 30 “γHexachlorocyclohexane” 319-85-7 (β-HCH) 33 Major Applicable Laws/Regulations 34 Pentachlorobenzene 608-93-5 - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) Agrochemicals, unintentional generation 4 35 Perfluorooctane sulfonyl fluoride (PFOSF) 307-35-7 Chemical Substance Control Law (Class I Specified Chemical Substance) Precursor of perfluorooctane sulfonate (PFOS) 4 9 IV. List of Conditionally Prohibited Substances No. 1 Substance Name Cadmium / Cadmium compounds * For details, refer to “IX. Controlled Substance Details” 2 3 Chromium VI compounds * For details, refer to “IX. Controlled Substance Details” Lead / lead compounds * For details, refer to “IX. Controlled Substance Details” CAS No. Major Applicable Laws/Regulations - Reportable Applications (i) Batteries - DIRECTIVE 2006/66/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL (hereafter, EU Battery Directive 2006/66/EC) (ii) Packaging: Total - Korean Quality Management and Safety amount of heavy Control of Industrial metals (lead, Products Act (hereafter, Korean Battery mercury, cadmium, Directive) chromium VI) - UROPEAN PARLIAMENT AND (iii) All except (i) and COUNCIL DIRECTIVE 94/62/EC (ii) (In application (hereafter, EU Packaging Directive) exclusion items - REACH Regulation (Restricted Substances) groups A and B) - ANNEX III of DIRECTIVE 2011/65/EU OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL (hereafter EU-RoHS2) (i) Packaging: Total amount of heavy metals (lead, mercury, cadmium, chromium VI) (ii) All except (i) (In application exclusion items groups A and B) - EU Packaging Directive - EU-RoHS2 - US/CA Proposition 65 Case law (i) Electrical wires - EU Battery Directive and cables coated - Korean Battery Directive by thermal setting and thermoplastic - Brazilian Battery Directive resin coatings Resolution No.401 (ii) Batteries - EU Packaging Directive - EU-RoHS2 (iii) Packaging: Total amount of heavy metals (lead, mercury, cadmium, chromium VI) (iv) All except (i) to (iii) (In application exclusion items groups A and B) 10 Threshold < 10ppm Total < 100ppm In homogeneous materials < 100ppm Total < 100ppm In homogeneous materials < 1000ppm In surface coatings < 300ppm < 40ppm Total < 100ppm In homogeneous materials < 1000ppm Examples of Use Edition Pigment, anti-corrosion 5.0.0 surface treatment, electronic/electric materials, solder, optical materials, stabilizers, plating, pigment for resins, zinc plating, electrodes, electric contacts, fluorescent, contact points, stabilizers for PVC, batteries Chroming, pigment, catalyst, plating, paint drying, anticorrosion surface treatments, dyes, surface treatments, paint, paint adhesion reinforcement, anticorrosion, ink 1 Rubber hardener, lubricant, 1 vulcanizing agent, freecutting steels, optical materials, ferroelectrics, pigment, plastic stabilizer, hardeners, X-ray shielding in CRT glass, battery materials, free-machining alloy, plating, batteries, electric machine solder, coatings, resin stabilizer, metal alloy, resin additive, paint No. 4 Substance Name Mercury / mercury compounds CAS No. - * For details, refer to “IX. Controlled Substance Details” 5 Polybrominated biphenyls (PBBs) Major Applicable Laws/Regulations - EU Battery Directive - Korean Battery Directive - China QZHG 1997 No. 4: Regulation on mercury content limitation for batteries - EU Packaging Directive - EU-RoHS2 - REACH Regulation (Restricted Substances) Reportable Applications (i) Batteries (ii) Packaging: Total amount of heavy metals (lead, mercury, cadmium, chromium VI) (iii) All except for (i) and (ii) (In application exclusion items groups A and B) Polybrominated diphenyl ethers (PBDEs) Perfluorooctane sulfonate (PFOS) * For details, refer to “IX. Controlled Substance Details” Total < 100ppm Edition Fluorescent bulbs, contact 1 point materials, pigment, anti-corrosion, switches, high-efficiency lighting, antibacterial treatments, batteries Intentionally added / In homogeneous materials < 1000ppm EU-RoHS2 All Intentionally added Flame retardant / In homogeneous materials < 1000ppm 1 - EU-RoHS2 All 1 - - Chemical Substance Control Law (Class I Specified Chemical Substance) - POPs Treaty (Restricted Usage/Production) (In application exclusion items group C) Intentionally added Flame retardant / In homogeneous materials < 1000ppm Intentionally added Antistatic agent for films and plastics * For details, refer to “IX. Controlled Substance Details” 7 < 1ppm Examples of Use - * For details, refer to “IX. Controlled Substance Details” 6 Threshold 11 All 4 No. 8 Substance Name Ozone depleting substances CAS No. Threshold Examples of Use Edition - REGULATION (EC) No (i) All (In products) 2037/2000 OF THE EUROPEAN PARLIAMENT (ii) Used for washing/foaming AND OF THE COUNCIL on substances that deplete the 20 substances ozone layer (EC) No2037/2000 listed in Annexes - Ozone Layer Protection Law A, B - Hong Kong Convention (Appendix 1, Table A) - REACH Regulation (Restricted Substances) Textiles and leather As formed aromatic Colorants, pigment, rubber 4.1 amines antioxidants, dyes < 30ppm - REACH Regulation (Restricted Substances) Intended use for mass consumption As tin element REACH Regulation (Restricted Substances) Intended use for mass consumption * For details, refer to “IX. Controlled Substance Details” Azocolourants and azodyes which form certain aromatic amines (*) Reportable Applications - (Substances listed in Annexes of the Montreal Protocol on substances that deplete the ozone layer) 9 Major Applicable Laws/Regulations － Refrigerant, foaming agent, 5.0.0 extinguishant, solvent cleaner * For details, refer to “IX. Controlled Substance Details” 10 Dibutyl-tin compound (DBT) * For details, refer to “IX. Controlled Substance Details” 11 Dioctyl-tin compound (DOT) - * For details, refer to “IX. Controlled Substance Details” < 1000ppm As tin element < 1000ppm Stabilizer for PVC, curing catalyst for silicone resin and urethane resin 4.1 Stabilizer for PVC, curing catalyst for silicone resin and urethane resin 4.1 12 Tris phosphate (2,3-dibromopropyl) 126-72-7 REACH Regulation (Restricted Substances) Textiles Intentionally added Flame retardant for plastics and synthetic fibers 4.1 13 Tri(1-aziridine)-phosphine oxide 545-55-1 REACH Regulation (Restricted Substances) Textiles Intentionally added Flame retardant for plastics and synthetic fibers 4.1 14 Organic tin compound - Hong Kong Convention (Appendix 1, Table A) Marine products As tin element < 2500ppm * For details, refer to “IX. Controlled Substance Details” 12 5.0.0 Preservatives, fungicides, paints, pigments, stain resistance agents, stabilizers, antioxidants, antibacterial antifungal agents, stainproofing agent VI. Application Exclusion Items Group A No. 1 Description Our Expiration Threshold Date Mercury in single capped (compact) fluorescent lamps not exceeding (per burner): 1 -1 (a) For general lighting purposes < 30 W 2.5mg -2 (b) For general lighting purposes ≥ 30 W and < 50 W 3.5mg -3 (c) For general lighting purposes ≥ 50 W and < 150 W -4 (d) For general lighting purposes ≥ 150 W -5 (e) -6 (f) For general lighting purposes with circular or square structural shape and tube diameter ≤ 17 mm For special purposes 2 None set 5mg 15mg 7mg 5mg Mercury in double-capped linear fluorescent lamps for general lighting purposes not exceeding (per lamp): 2 (a) -1 (1) Tri-band phosphor with normal lifetime and a tube diameter < 9 mm (e.g. T2) 4mg None set -2 (2) 3mg -3 (3) Tri-band phosphor with normal lifetime and a tube diameter ≥ 9 mm and ≤ 17 mm (e.g. T5) Tri-band phosphor with normal lifetime and a tube diameter > 17 mm and ≤ 28 mm (e.g. T8) -4 (4) Tri-band phosphor with normal lifetime and a tube diameter > 28 mm (e.g. T12) -5 (5) Tri-band phosphor with long lifetime (≥ 25 000 h) 3 2 (b) 3.5mg 3.5mg 5mg Mercury in other fluorescent lamps not exceeding (per lamp): -1 (2) Non-linear halophosphate lamps (all diameters) 15mg 2015/10/13 -2 (3) Non-linear tri-band phosphor lamps with tube diameter > 17 mm (e.g. T9) 15mg None set -3 (4) Lamps for other general lighting and special purposes 15mg 4 5 EU-RoHS Exemption No. Mercury in cold cathode fluorescent lamps and external electrode fluorescent lamps (CCFL and EEFL) for special purposes not exceeding (per lamp): 3 -1 (a) Short length (≤ 500 mm) -2 (b) Medium length (> 500 mm and ≤ 1 500 mm) -3 (c) Long length (> 1 500 mm) 13mg Mercury in other low pressure discharge lamps (per burner) 15mg None set 4 (a) 3.5mg 13 None set 5mg No. 6 EU-RoHS Exemption No. Description Threshold Our Expiration Date Mercury in High Pressure Sodium (vapor) lamps for general lighting purposes not exceeding (per burner) in lamps with improved color rendering index Ra > 60 4 (b) -1 I P ≤ 155W 30mg None set -2 II 155W < P ≤ 405W 40mg -3 III P > 405W 40mg 7 4 (c) Mercury in other High Pressure Sodium (vapor) lamps for general lighting purposes not exceeding (per burner): -1 I P ≤ 155W 25mg None set -2 II 155W < P ≤ 405W 30mg -3 III P > 405W 40mg -4 IV Lead in PZT based dielectric ceramic materials for capacitors being part of integrated circuits or discrete semiconductors - 2016/1/21 8 4 (d) Mercury in High Pressure Mercury (vapor) lamps (HPMV) - 2014/10/13 9 4 (e) Mercury in metal halide lamps (MH) - None set 10 4 (f) Mercury in other discharge lamps for special purposes not specifically mentioned in this list - 11 5 (a) Lead in glass of cathode ray tubes - 12 5 (b) Lead in glass of fluorescent tubes not exceeding 0.2 % by weight - 13 6 (a) Lead as an alloying element in steel for machining purposes and in galvanized steel containing up to 0.35 % lead by weigh - 14 6 (b) - 15 6 (c) Lead as an alloying element in aluminum containing up to 0.4 % lead by weight Copper alloy containing up to 4 % lead by weight 16 7 (a) Lead in high melting temperature type solders (i.e. lead-based alloys containing 85 % by weight or more lead) - 17 7 (b) Lead in solders for servers, storage and storage array systems, network infrastructure equipment for switching, signaling, transmission, and network management for telecommunications - 14 None set None set None set No. 18 EU-RoHS Exemption No. Our Expiration Threshold Date I Electrical and electronic components containing lead in a glass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound - -2 II Lead in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or higher - -3 IV Lead in PZT based dielectric ceramic materials for capacitors being part of integrated circuits or discrete semiconductors - 8 Cadmium and its compounds in one shot pellet type thermal cut-offs - None set 9 Hexavalent chromium as an anticorrosion agent of the carbon steel cooling system in absorption refrigerators up to 0.75 % by weight in the cooling solution - None set Lead in bearing shells and bushes for refrigerant-containing compressors for heating, ventilation, air conditioning and refrigeration (HVACR) applications - -1 7 (c) 19 20 Description -1 -2 (b) None set 21 13 (a) Lead in white glasses used for optical applications - 22 13 (b) Cadmium and lead in filter glasses and glasses used for reflectance standards - 23 15 Lead in solders to complete a viable electrical connection between semiconductor die and carrier within integrated circuit flip chip packages - None set 24 17 Lead halide as radiant agent in high intensity discharge (HID) lamps used for professional reprography applications - None set 25 18 Lead as activator in the fluorescent powder (1 % lead by weight or less) of discharge lamps when used as sun tanning lamps containing phosphors such as BSP (BaSi2O5:Pb) - None set 26 21 Lead and cadmium in printing inks for the application of enamels on glasses, such as borosilicate and soda lime glasses - None set 27 24 Lead in solders for the soldering to machined through hole discoidal and planar array ceramic multilayer capacitors - None set 28 29 Lead bound in crystal glass as defined in Annex I (Categories 1, 2, 3 and 4) of Council Directive 69/493/EEC - None set 29 30 Cadmium alloys as electrical/mechanical solder joints to electrical conductors located directly on the voice coil in transducers used in high-powered loudspeakers with sound pressure levels of 100 dB (A) and more - None set 15 None set EU-RoHS No. Exemption No. Description Our Expiration Threshold Date 30 31 Lead in soldering materials in mercury free flat fluorescent lamps (which, e.g. are used for liquid crystal displays, design or industrial lighting) - None set 31 32 Lead oxide in seal frit used for making window assemblies for Argon and Krypton laser tubes - None set 32 33 Lead in solders for the soldering of thin copper wires of 100 μm diameter and less in power transformers - None set 33 34 Lead in cermet-based trimmer potentiometer elements - None set 34 37 Lead in the plating layer of high voltage diodes on the basis of a zinc borate glass body - None set 35 38 Cadmium and cadmium oxide in thick film pastes used on aluminum bonded beryllium oxide - None set 36 39 Cadmium in color converting II-VI LEDs (< 10 μg Cd per mm2 of light-emitting area) for use in solid state illumination or display systems - 2013/12/1 37 40 Cadmium in photoresistors for analogue optocouplers applied in professional audio equipment - 2013/6/30 16 VII. Application Exclusion Items Group B EU-RoHS Exemption No. No. Description Equipment utilizing or detecting ionizing radiation 1 -1 1 Lead, cadmium and mercury in detectors for ionizing radiation. -2 2 Lead bearings in X-ray tubes. -3 3 -4 4 Lead in electromagnetic radiation amplification devices: micro-channel plate and capillary plate. Lead in glass frit of X-ray tubes and image intensifiers and lead in glass frit binder for assembly of gas lasers and for vacuum tubes that convert electromagnetic radiation into electrons. -5 5 Lead in shielding for ionizing radiation. -6 6 Lead in X-ray test objects. -7 7 Lead stearate X-ray diffraction crystals. -8 8 Radioactive cadmium isotope source for portable X-ray fluorescence spectrometers. 2 Sensors, detectors and electrodes -1 1a Lead and cadmium in ion selective electrodes including glass of pH electrodes. -2 1b Lead anodes in electrochemical oxygen sensors. -3 1c Lead, cadmium and mercury in infra-red light detectors. -4 1d Mercury in reference electrodes: low chloride mercury chloride, mercury sulphate and mercury oxide 3 Others -1 9 Cadmium in helium-cadmium lasers. -2 10 Lead and cadmium in atomic absorption spectroscopy lamps. -3 11 Lead in alloys as a superconductor and thermal conductor in MRI. -4 12 Lead and cadmium in metallic bonds to superconducting materials in MRI and SQUID detectors. -5 13 Lead in counterweights. -6 14 Lead in single crystal piezoelectric materials for ultrasonic transducers. -7 15 Lead in solders for bonding to ultrasonic transducers. -8 16 Mercury in very high accuracy capacitance and loss measurement bridges and in high frequency RF switches and relays in monitoring and control instruments not exceeding 20 mg of mercury per switch or relay. -9 17 Lead in solders in portable emergency defibrillators. -10 18 Lead in solders of high performance infrared imaging modules to detect in the range 8-14 μm. -11 19 Lead in Liquid crystal on silicon (LCoS) displays. -12 20 Cadmium in X-ray measurement filters. 17 VIII. Application Exclusion Items Group C No. Description PFOS or its salts 1 Manufacture of etching agents (limited to those used in the manufacture of compound semiconductors that enable piezoelectric filters or wireless devices that transmit/receive electrical waves of a frequency of 3 megahertz or more.) 2 The manufacture of resist for semiconductor use 3 The manufacture of professional-use photographic film 18 IX. Details on Controlled Substances 1. Prohibited substances Tri-substituted Organostannic Compounds CAS No. Triphenyltin-N, N-dimethyldithiocarbamate 1803-12-9 Triphenyltinfluoride 379-52-2 Triphenyltinacetate 900-95-8 Triphenyltinchloride 639-58-7 Triphenyltinhydroxide 76-87-9 Triphenyltin fattyacid ((9-11) salt) 18380-71-7, 18380-72-8 47672-31-1, 94850-90-5 Triphenyltinchloroacetate 7094-94-2 Tributyltinmethacrylate 2155-70-6 Bis(tributyltin)fumalate 6454-35-9 Tributyltinfluoride 1983-10-4 Bis(tributyltin)2,3-dibromosuccinate 31732-71-5 Tributyltinacetate 56-36-0 Tributyltinlaurate 3090-36-6 Bis(tributyltin)phthalate 4782-29-0 Coplymer of alkyl (c=8) acrylate, methyl methacrylate and tributyltin methacrylate 67772-01-4 Tributyltinsulfamate 6517-25-5 Bis(tributyltin)maleate 14275-57-1 Tributyltinchloride 1461-22-9, 7342-38-3 Mixture of tributyltin cyclopentanecarboxylate and its analogs (Tributyltin naphthenate) 85409-17-2 Mixture of tributyl tin 1,2,3,4,4a,4b,5,6,10,10a-decahydro-7-isopropyl-1,4adimethyl-1-phenanthrenecarboxylate and its analogs 26239-64-5 Polychlorinated Biphenyls (PCBs) and specific substitutes CAS No. Polychlorinated Biphenyls (all isomers and congeners) 1336-36-3 Monomethyl-tetrachloro-diphenyl methane (Ugilec 141) 76253-60-6 Monomethyl-dichloro-diphenyl methane (Ugilec 121, Ugilec 21) 81161-70-8 Monomethyl-dibromo-diphenyl methane (DBBT) 99688-47-8 19 Polychlorinated Terphenyls (PCTs) Polychlorinated Terphenyls (all isomers and congeners) CAS No. 61788-33-8 Polychlorinated Naphthalenes (having ≥ 3 chlorine) Polychlorinated Naphthalenes CAS No. 70776-03-3 Short Chain Chlorinated Paraffins (C10-C13) CAS No. Chloroalkanes C10-13 85535-84-8 Chloroalkanes C10-12 108171-26-2 Chloroalkanes C12-13 71011-12-6 Chloroalkanes 61788-76-9 Asbestos CAS No. Asbestos 1332-21-4 Actinolite 77536-66-4 Amosite (Grunerite) 12172-73-5 Anthophyllite 77536-67-5 Chrysotile 12001-29-5 Crocidolite 12001-28-4 Tremolite 77536-68-6 Mixture of 1,2,4,5,6,7,8,8-octachloro-2,3,3a,4,7,7a-hexahydro-4,7-methano-1H-indene, 1,4,5,6,7,8,8-heptachloro-3a,4,7,7atetrahydro-4,7-methano-1H-indene or their relative compounds (alias: Chlordane or Heptachlor) CAS No. 1,3,4,7,8,9,10,10-Octachlorotricyclo [5.2.1.0(2,6)]deca-8-ene 57-74-9 1,5,7,8,9,10,10-Heptachlorotricyclo [5.2.1.0(2,6)]deca-3,8-diene 76-44-8 rel-(1R,2S,3R,4S,6S,7S)-1,3,4,7,8,9,10,10-Octachlorotricyclo[5.2.1.0(2,6)]deca-8-ene 5103-71-9 rel-(1R,2S,3R,4R,6S,7S)-1,3,4,7,8,9,10,10-Octachlorotricyclo[5.2.1.0(2,6)]deca-8-ene 5103-74-2 1,4,4,7,8,9,10,10-Octachlorotricyclo[5.2.1.0(2,6)]deca-8-ene 5566-34-7 1,8,9,10,11,11-Hexachloro-4-Oxatetracyclo [6.2.1.0(2,7).0(3,5)]undeca-9-ene 6058-23-7 20 N,N'-ditolyl-p-phenylenediamine, N-tolyl-N'-xylyl-p-phenylenediamine or N,N'-dixylyl-p-phenylenediamine CAS No. 1,4-Benzenediamine,N,N'-bis(4-methylphenyl)- 620-91-7 N,N'-bis(2-methylphenyl)benzene-1,4-diamine 15017-02-4 N,N'-Bis(methylphenyl)-1,4-benzenediamine 27417-40-9 N,N'-Bis(methylphenyl)-1,4-phenylenediamine 28726-30-9 N-toly-N'-xylyl-p-phenylenediamine 70290-05-0 2. Conditionally prohibited substances Cadmium / Cadmium Compounds CAS No. Cadmium 7440-43-9 Cadmium oxide 1306-19-0 Cadmium sulfide 1306-23-6 Cadmium chloride 10108-64-2 Cadmium sulfate 10124-36-4 Chromium VI Compounds CAS No. Chromium (VI) oxide 1333-82-0 Barium chromate 10294-40-3 Calcium chromate 13765-19-0 Lead (II) chromate 7758-97-6 Lead chromate molybdate sulphate red (C.I. Pigment Red 104) 12656-85-8 Lead sulfochromate yellow (C.I. Pigment Yellow 34) 1344-37-2 Sodium chromate 7775-11-3 Sodium dichromate 10588-01-9 Strontium chromate 7789-06-2 Potassium dichromate 7778-50-9 Potassium chromate 7789-00-6 Zinc chromate 13530-65-9 Pentazinc chromate octahydroxide 49663-84-5 Potassium hydroxyoctaoxodizincatedichromate 11103-86-9 21 Lead / Lead Compounds CAS No. Lead 7439-92-1 Lead (II) sulfate 7446-14-2 Lead carbonate 598-63-0 Lead (II) chromate 7758-97-6 Lead chromate molybdate sulphate red (C.I. Pigment Red 104) 12656-85-8 Lead hydrocarbonate 1319-46-6 Lead acetate 301-04-2 Lead (II) acetate, trihydrate 6080-56-4 Lead phosphate 7446-27-7 Lead selenide 12069-00-0 Lead (IV) oxide 1309-60-0 Lead (II,IV) oxide 1314-41-6 Lead (II) sulfide 1314-87-0 Lead (II) oxide 1317-36-8 Lead (II) carbonate basic 1319-46-6 Lead hydroxidcarbonate 1344-36-1 Lead (II) phosphate 7446-27-7 Lead sulfochromate yellow (C.I. Pigment Yellow 34) 1344-37-2 Lead (II) titanate 12060-00-3 Lead sulfate, sulphuric acid, lead salt 15739-80-7 Lead sulphate, tribasic 12202-17-4 Lead stearate 1072-35-1 Mercury / Mercury Compounds CAS No. Mercury 7439-97-6 Mercuric chloride 33631-63-9 Mercury (II) chloride 7487-94-7 Mercuric sulfate 7783-35-9 Mercuric nitrate 10045-94-0 Mercuric (II) oxide 21908-53-2 Mercuric sulfide 1344-48-5 22 Polybrominated Biphenyls (PBBs) CAS No. Polybrominated Biphenyls 59536-65-1 Dibromobiphenyl 92-86-4 2-Bromobiphenyl 2052-07-5 3-Bromobiphenyl 2113-57-7 4-Bromobiphenyl 92-66-0 Tribromobiphenyl 59080-34-1 Tetrabromobiphenyl 40088-45-7 Pentabromobiphenyl 56307-79-0 Hexabromobiphenyl 59080-40-9 Hexabromo-1,1-biphenyl 36355-01-8 Firemaster FF-1 67774-32-7 Heptabromobiphenyl 35194-78-6 Octabromobiphenyl 61288-13-9 Nonabromobiphenyl 27753-52-2 Decabromobiphenyl 13654-09-6 Polybrominated Diphenyl Ethers (PBDEs) CAS No. Bromodiphenyl ether 101-55-3 Dibromodiphenyl ether 2050-47-7 Tribromodiphenyl ether 49690-94-0 Tetrabromodiphenyl ether 40088-47-9 Pentabromodidphenyl ether (Note: Commercially available PeBDPO is a complex reaction mixture containing a variety of brominated diphenyloxides. 32534-81-9 (CAS No. used for commercial grades of eBDPO) Hexabromodiphenyl ether 36483-60-0 Heptabromodiphenyl ether 68928-80-3 Octabromodiphenyl ether 32536-52-0 Nonabromodiphenyl ether 63936-56-1 Decabromodiphenyl ether 1163-19-5 Perfluoroctane Sulfonates (PFOS) Compounds Perfluoroctane Sulfonates (PFOS) C8F17SO2X, where X = OR, NR or other derivative 23 CAS No. - Ozone Depleting Substances (Substances Listed in the Annexes of the Montreal Protocol) (1) Annex A Group I Annex A Group II Annex B Group I CAS No. Trichlorofluoromethane (CFC-11) 75-69-4 Dichlorodifluoromethane (CFC-12) 75-71-8 Trichlorotrifluoroethane (CFC-113) 76-13-1 Dichlorotetrafluoroethane (CFC-114) 76-14-2 Monochloropentafluoroethane (CFC-115) 76-15-3 Bromochlorodifluoromethane (Halon-1211) 353-59-3 Bromotrifluoromethane (Halon-1301) 75-63-8 Dibromotetrafluoroethane (Halon-2402) 124-73-2 Chlorotrifluoromethane (CFC-13) 75-72-9 Pentachlorofluoroethane (CFC-111) 354-56-3 Tetrachlorodifluoroethane (CFC-112) 76-12-0 Heptachlorofluoropropane (CFC-211) 422-78-6 135401-87-5 Hexachlorodifluoropropane (CFC-212) 3182-26-1 Pentachlorotrifluoropropane (CFC-213) 2354-06-5 134237-31-3 Tetrachlorotetrafluoropropane (CFC-214) 29255-31-0 Trichloropentafluoropropane (CFC-215) 1599-41-3 Dichlorohexafluoropropane (CFC-216) 661-97-2 Chloroheptafluoropropane (CFC-217) 422-86-6 Annex B Group II Tetrachloromethane (carbon tetrachloride) 56-23-5 Annex C Group I 1,1,1-Trichloroethane (methylchloroform) 71-55-6 Dichlorofluoromethane (HCFC-21) 75-43-4 Chlorodifluoromethane (HCFC-22) 75-45-6 Chlorofluoromethane (HCFC-31) 593-70-4 Tetrachlorofluoroethane (HCFC-121) 134237-32-4 Trichlorodifluoroethane (HCFC-122) 41834-16-6 Dichlorotrifluoroethane (HCFC-123) 34077-87-7 Chlorotetrafluoroethane (HCFC-124) 63938-10-3 Trichlorofluoroethane (HCFC-131) 27154-33-2; (134237-34-6) Dichlorodifluoroethane (HCFC-132) 24 25915-78-0 Ozone Depleting Substances (Substances Listed in the Annexes of the Montreal Protocol) (2) Annex C Group I Chlorotrifluoroethane (HCFC-133) CAS No. 1330-45-6 431-07-2 Dichlorofluoroethane (HCFC-141) 25167-88-8 1,1-Dichloro-1-fluoroethane (HCFC-141b) 1717-00-6 Chlorodifluoroethane (HCFC-142) 25497-29-4 1-Chloro-1,1-difluoroethane (HCFC-142b) 75-68-3 Chlorofluoroethane (HCFC-151) 110587-14-9 Hexachlorofluoropropane (HCFC-221) 134237-35-7 Hexachlorofluoropropane (HCFC-221) 134237-35-7 29470-94-8 Pentachlorodifluoropropane (HCFC-222) 134237-36-8 Tetrachlorotrifluoropropane (HCFC-223) 134237-37-9 Trichlorotetrafluoropropane (HCFC-224) 134237-38-0 Dichloropentafluoropropane (HCFC-225) 127564-92-5 3,3-Dichloro-1,1,1,2,2-pentafluoropropane (HCFC-225ca) 422-56-0 1,3-Dichloro-1,1,2,2,3-pentafluoropropane (HCFC-225cb) 507-55-1 Chlorohexafluoropropane (HCFC-226) 134308-72-8 Pentachlorofluoropropane (HCFC-231) 134190-48-0 Tetrachlorodifluoropropane (HCFC-232) 134237-39-1 Trichlorotrifluoropropane (HCFC-233) 134237-40-4 Dichlorotetrafluoropropane (HCFC-234) 127564-83-4 Chloropentafluoropropane (HCFC-235) 134237-41-5 Tetrachlorofluoropropane (HCFC-241) 134190-49-1 Trichlorodifluoropropane (HCFC-242) 134237-42-6 Dichlorotrifluoropropane (HCFC-243) 134237-43-7 Chlorotetrafluoropropane (HCFC-244) 134190-50-4 Trichlorofluoropropane (HCFC-251) 134190-51-5 Dichlorodifluoropropane (HCFC-252) 134190-52-6 Chlorotrifluoropropane (HCFC-253) 134237-44-8 Dichlorofluoropropane (HCFC-261) 134237-45-9 Chlorodifluoropropane (HCFC-262) 134190-53-7 Chlorofluoropropane (HCFC-271) 134190-54-8 Dibromofluoromethane (HBFC-21 B2) 1868-53-7 25 Ozone Depleting Substances (Substances Listed in the Annexes of the Montreal Protocol) (3) Annex C Group II CAS No. Bromodifluoromethane (HBFC-22 B1) 1511-62-2 Bromofluoromethane (HBFC-31 B1) 373-52-4 Tetrabromofluoroethane (HBFC-121 B4) 306-80-9 Tribromodifluoroethane (HBFC-122 B3) - Dibromotrifluoroethane (HBFC-123 B2) 354-04-1 Bromotetrafluoroethane (HBFC-124 B1) 124-72-1 Tribromofluoroethane (HBFC-131 B3) - Dibromodifluoroethane (HBFC-132 B2) 75-82-1 Bromotrifluoroethane (HBFC-133 B1) 421-06-7 Dibromofluoroethane (HBFC-141 B2) 358-97-4 Bromodifluoroethane (HBFC-142 B1) 420-47-3 Bromofluoroethane (HBFC-151 B1) 762-49-2 Hexabromofluoropropane (HBFC-221 B6) - Pentabromodifluoropropane (HBFC-222 B5) - Tetrabromotrifluoropropane (HBFC-223 B4) - Tribromotetrafluoropropane (HBFC-224 B3) - Dibromopentafluoropropane (HBFC-225 B2) 431-78-7 Bromohexafluoropropane (HBFC-226 B1) 2252-78-0 Pentabromofluoropropane (HBFC-231 B5) - Tetrabromodifluoropropane (HBFC-232 B4) - Tribromotrifluoropropane (HBFC-233 B3) - Dibromotetrafluoropropane (HBFC-234 B2) - Bromopentafluoropropane (HBFC-235 B1) 460-88-8 Tetrabromofluoropropane (HBFC-241 B4) - Tribromodifluoropropane (HBFC-242 B3) 70192-80-2 Dibromotrifluoropropane (HBFC-243 B2) 431-21-0 Bromotetrafluoropropane (HBFC-244 B1) 679-84-5 Tribromofluoropropane (HBFC-251 B3) 75372-14-4 Dibromodifluoropropane (HBFC-252 B2) 460-25-3 Bromotrifluoropropane (HBFC-253 B1) 421-46-5 Dibromofluoropropane (HBFC-261 B2) 51584-26-0 Bromodifluoropropane (HBFC-262 B1) Bromofluoropropane (HBFC-271 B1) 26 1871-72-3 Ozone Depleting Substances (Substances Listed in the Annexes of the Montreal Protocol) (4) CAS No. Annex C Group III Bromochloromethane (Halon-1011) 74-97-5 Annex E Group I Bromomethane (methyl bromide) 74-83-9 Azocolourants and azodyes which form certain aromatic amines CAS No. Biphenyl-4-ylamine 92-67-1 Benzidine 92-87-5 4-chloro-o-toluidine 95-69-2 2-naphthylamine 91-59-8 o-aminoazotoluene 97-56-3 5-nitro-o-toluidine 99-55-8 4-chloroaniline 106-47-8 4-methoxy-m-phenylenediamine 615-05-4 4,4'-methylenedianiline 101-77-9 3,3'-dichlorobenzidine 91-94-1 3,3'-dimethoxybenzidine 119-90-4 3,3'-Dimethylbenzidine 119-93-7 4,4'-methylenedi-o-toluidine 838-88-0 6-methoxy-m-toluidine 120-71-8 4,4'-methylene-bis(2-chloroaniline) 101-14-4 4,4'-oxydianiline 101-80-4 4,4'-thiodianiline 139-65-1 o-toluidine 95-53-4 4-methyl-m-phenylenediamine 95-80-7 2,4,5-trimethylaniline 137-17-7 o-anisidine 90-04-0 4-amino azobenzene 60-09-3 Dibutyltin Compounds (DBT) CAS No. Dibutyltin oxide 818-08-6 Dibutyltin diacetate 1067-33-0 Dibutyltin dilaurate 77-58-7 Dibutyltin maleate 78-04-6 27 Dioctyltin Compounds (DOT) CAS No. Dioctyl Tin Oxide 870-08-6 Dioctyltin dilaurate 3648-18-8 Organostannic Compounds CAS No. Triphenyltin dimethyldithiocarbamate 1803-12-9 Triphenyltinfluoride; Stannane, fluorotriphenyl- 379-52-2 Triphenyltinacetate; Stannane, acetoxytriphenyl- 900-95-8 Triphenyltinchloride 639-58-7 Triphenyltinhydroxide 76-87-9 Triphenyltinchloroacetate 7094-94-2 Tributyltinmethacrylate 2155-70-6 Bis(tributyltin)fumalate 6454-35-9 Tributyltinfluoride 1983-10-4 Bis(tributyltin)2,3-dibromosuccinate 31732-71-5 Tributyltinacetate 56-36-0 Tributyltinlaurate 3090-36-6 Bis(tributyltin)phthalate 4782-29-0 Tributyltinsulfamate 6517-25-5 Bis(tributyltin)maleate 14275-57-1 Tributyltinchloride 1461-22-9 7342-38-3 Dibutyltin oxide 818-08-6 Dibutyltin diacetate 1067-33-0 Dibutyltin dilaurate 77-58-7 Dibutyltin maleate 78-04-6 Dioctyl Tin Oxide 870-08-6 Dioctyltin dilaurate 3648-18-8 28 [History of Revisions] April 2013: “List of Controlled Substances”, “Application Exclusion Items”, and “Non-Content Certificate” of Guideline Edition 4.1 were separated and established as Appendix II Edition 5.0.0. [Changes from Guideline Edition 4.1] No. Main Content of Changes Page 1 Contents: Changed item names 1 2 Added “Fuji Electric’s Policy for Controlled Substances” and “Declarable substances” 2 3 Added “Supplemental Information” 3 4 Added “Fuji Electric Policy for Application Exclusion Items”, Application Exclusion Items Group sorting, added Application Exclusion Items Group B, added EU-RoHS2 Supplement 4 5 Added CAS No., changed related major related laws and regulations and treaties, added guideline edition for target substances 6 Changed name of Prohibited Substance No.2 in Japanese 7 Changed thresholds for Conditionally Prohibited Substances No.1, 2, 3, 4, 5, 6, 9, 10, and 11 8 Added “Organic tin compound” to Conditionally Prohibited Substances 9 Set Fuji Electric’s expiration for items with expiration determined by RoHS in “Application Exclusion Items Group A” (6 months prior) 10 Added application exclusion items from EU-RoHS2 Annex 4 as “Application Exclusion Items Group B” 17 11 Added representative substances for Prohibited Substances and Conditionally Prohibited Substances Changed [Attachment 1] Non-Content Certificate 19-28 12 5-12 7 10-12 12 13-16 30-33 End of text 29 [Attachment 1] Non-Content Certificate Appendix II Edition 5.0.0 Attachment 1 (1/3) To: Entry date Company name Address Section in charge Signature & seal of person in charge Seal * A person in charge is a person with the representation right of your company, or the equivalent person responsible for the contents of this certificate. Non-Content Certificate This is to certify that materials this company supplies to the Fuji Electric , that is, "purchases which directly constitute Fuji Electric products, such as raw materials parts, completed goods and equipment, subcontracted goods such as through commissio * Details realted to "Prohibited Substances" and "Conditionally Prohibited Substances" are according to Appendix II. Materials that certify not to contain prohibited substances and conditionally prohibite substances are described in Form 2 Answer List. If prohibited substances are detected in violation to the above, resulting in damage to Fuji Electric for handling the damage, we sincerely respond to it. 1. List of Prohibited Substances 15 Substance Name Tributyl Tin Oxide (TBTO) Certain Tributyl Tins and Triphenyl Tins Polychrorinated Biphenyls (PCBs) and specified replacements Polychrorinated Terphenyls (PCTs) Polychloronaphthalenes (having ≥ 3 chlorine) Certain Shortchain Chlorinated Paraffin(C10-C13) Asbestos Phenol, 2-(2H-benzotriazol-2-yl)-4,6-bis(1,1-dimethylethyl) Hexachlorobenzene 1,2,3,4,10,10-Hexachloro-1,4,4a,5,8,8a-hexahydro-exo-1,4-end-5,8-dimethanonaphthalene (alias: Aldrin) 1,2,3,4,10,10-Hexachloro-6,7-epoxy-1,4,4a,5,6,7,8,8a-octahydro-exo-1,4-endo-5,8-dimethanonaphthalene (alias: Dieldrin) 1,2,3,4,10,10-Hexachloro-6,7-epoxy-1,4,4a,5,6,7,8,8a-octahydro-end-1,4-end-5,8-dimethyanonaphthalene (alias: Endrin) 1,1,1-trichloro-2,2-bis (p arachlorophenyl) ethane(alias: DDT) Mixture of 1,2,4,5,6,7,8,8-octachloro-2,3,3a,4,7,7a-hexahydro-4,7-methano-1H-indene, 1,4,5,6,7,8,8heptachloro-3a,4,7,7atetrahydro-4,7-methano-1H-indene or their relative compounds (alias:Chlordane or N,N'-ditolyl-p-phenylenediamine, N-tolyl-N'-xylyl-p-phenylenediamine or N,N'-dixylyl-p-phenylenediamine 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 2,4,6-tri-tertbutylphenol Polychloro-2,2-dimethyl-3-methylidenebicyclo[2.2.1]heptane (alias: Toxaphene) Dodecachloropentacyclo[5.2.1.02,6.03,9.05,8]decane(alias:Mirex) 2,2,2-trichloro-1,1-bis (4-chlorophenyl) ethanol (alias: Kelsen or Dikohol) Hexachlorobuta-1,3-diene Yellow phosphorus match Benzidine and its salts 4-Aminobiphenyl and its salts 4-Nitrobiphenyl and its salts Bis(chloromethyl) ether β-Naphthylamine and its salts Benzene containig rubber dough, in which benzene content exceeds 5% of the solvent (including diluents) Dioxin group /Furan group (PCDD/PCDF) Dimethyl fumarate γ-Hexachlorocyclohexane (γ-HCH or Lindane) α-Hexachlorocyclohexane (α-HCH) β-Hexachlorocyclohexane (β-HCH) Chlordecone (Kepone) Pentachlorobenzene Perfluorooctane sulfonyl fluoride (PFOSF) No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 30 Appendix II Edition 5.0.0 Attachment 1 (2/3) 2. List of Conditionally Prohibited Substances No. Substance Name 1 Cadmium / Cadmium compounds Reportable Applications (i) Batteries (ii) Packaging: Total amount of heavy metals (lead, mercury, cadmium, chromium VI) (iii) All except (i) and (ii) *Application exclusion is according to Appendix II 2 Chromium VI compounds (i) Packaging: Total amount of heavy metals (lead, mercury, cadmium, chromium VI) (ii) All except (i) Threshold < 10ppm Total < 100ppm In homogeneous materials < 100ppm Total < 100ppm In homogeneous materials < 1000ppm (i) Electrical wires and cables coated by thermal In surface coatings setting and thermoplastic resin coatings < 300ppm (ii) Batteries < 40ppm (iii) Packaging: Total amount of heavy metals Total < 100ppm (lead, mercury, cadmium, chromium VI) (iv) All except (i) to (iii) In homogeneous materials *Application exclusion is according to Appendix II < 1000ppm (i) Batteries < 1ppm (ii) Packaging: Total amount of heavy metals Total < 100ppm (lead, mercury, cadmium, chromium VI) (iii) All except for (i) and (ii) Intentionally added / In *Application exclusion is according to Appendix II homogeneous materials < 1000ppm *Application exclusion is according to Appendix II 3 Lead / lead compounds 4 Mercury / mercury compounds 5 Polybrominated biphenyls (PBBs) All Intentionally added / In homogeneous materials < 1000ppm 6 Polybrominated diphenyl ethers (PBDEs) All Intentionally added / In homogeneous materials < 1000ppm 7 Perfluorooctane sulfonate (PFOS) 8 Ozone depleting substances (Substances listed in Annexes of the Montreal Protocol on substances that deplete the ozone ) 9 lAzocolourants and azodyes which All Intentionally added (i) All (In products) (ii) Used for washing/foaming 20 substances listed in Annexes A, B － Textiles and leather As formed aromatic amines < 30ppm 10 Dibutyl-tin compound (DBT) Intended use for mass consumption 11 Dioctyl-tin compound (DOT) Intended use for mass consumption 12 Tris phosphate (2,313 Tri(1-aziridine)-phosphine oxide 14 Organic tin compound Textiles Textiles Marine products As tin element < 1000ppm As tin element < 1000ppm Intentionally added Intentionally added As tin element < 2500ppm form certain aromatic amines (*) * Designated substance in Appendix II * Private information in this document is only used for business relating to green procurement. Submit this if you 31 Appendix II Edition 5.0.0 Attachment 1 (3/3) List of Target Materials for the Non-Content Certificate - Materials marked with "○" in the Certificate column below means that prohibited substances are not contained. - For materials that cannot be proven as "Not contained", report those substances in the "Contained Substance" column. No. Material Code (Item No.) Part Kind Part Model No. Supplier * If more space is needed, add extra lines. 32 Contained (NO: ○ / YES: ×) Contained Substance (When left is "×") [Attachment 2] Reported Data on Contained Substances The following format data is used as “[Attachment 2] Reported Data on Contained Substances”. Please download it from the provided websites. (1) For suppliers who deliver molded products to Fuji Electric - Data created using JGPSSI survey response tools, OR - JAMP AIS * Fuji Electric’s business departments specify whether data created using the JGPSSI survey response tools or JAMP AIS should be used. (2) For suppliers who deliver substances or mixtures to Fuji Electric - Data created using JGPSSI survey response tools, OR - JAMP MSDSplus * Fuji Electric’s business departments specify whether data created using the JGPSSI survey response tools or JAMP MSDSplus should be used. [Source Links] - JGPSSI survey response tools http://www.db1.co.jp/jeita_eps/green/ - JAMP AIS/MSDSplus http://www.jamp-info.com/ 33