f4050715levy_surge.xml Ownership Document 4 FORM 4 1 of 1 05/07/2015 11:27 AM UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 2. Issuer Name and Ticker or Trading Symbol (First) (Check all applicable) X X (Middle) Officer (give title below) 4. If Amendment, Date of Original Filed (Month/Day/Year) DEER PARK NY 11729 (City) (State) (Zip) 10% Owner Other (specify below) Chief Executive Officer 05/05/2015 (Street) X Director 3. Date of Earliest Transaction (Month/Day/Year) C/O SURGE COMPONENTS, INC. 95 EAST JEFRYN BOULEVARD 0.5 5. Relationship of Reporting Person(s) to Issuer SURGE COMPONENTS INC [ SPRS ] LEVY IRA December 31, 2014 Estimated average burden hours per response Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 3235-0287 Expires: STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Last) OMB Number: 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) Common Stock 2A. Deemed Execution Date, if any (Month/Day/Year) 05/05/2015 3. Transaction Code (Instr. 8) Code V M 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price 250,000 A $0.25 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 989,898 7. Nature of Indirect Beneficial Ownership (Instr. 4) D Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) Code Stock Option $0.25 05/05/2015 M V 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Expiration Date Title 250,000 05/06/2011 05/06/2015 Common Stock 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) $0 0 D Amount or Number of Shares 250,000 Explanation of Responses: Remarks: /s/ Ira Levy 05/07/2015 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. 11. Nature of Indirect Beneficial Ownership (Instr. 4)