TDK Corporation (6762) FY 2012 Third Quarter Financial Results (U.S. GAAP) 3. Consolidated Financial Statements (1) Balance Sheets ASSETS Term As of Mar. 31, 2011 (Yen millions) Item Current assets Cash and cash equivalents Short-term investments Marketable securities Net trade receivables Inventories Other current assets Noncurrent assets Investments in securities Net property, plant and equipment Other assets TOTAL % 526,882 129,091 50,803 17,736 165,242 121,679 42,331 49.7 533,971 34,117 318,403 181,451 1,060,853 50.3 As of December 31, 2011 (Yen millions) % (U.S.$ thousands) 538,013 179,965 5,315 8,597 150,216 143,837 50,083 51.4 6,897,603 2,307,244 68,141 110,218 1,925,846 1,844,064 642,090 507,906 32,382 326,427 149,097 100.0 1,045,919 48.6 6,511,615 415,154 4,184,961 1,911,500 13,409,218 100.0 Change from Mar. 31, 2011 (Yen millions) 11,131 50,874 (45,488) (9,139) (15,026) 22,158 7,752 As of Sept. 30, 2011 (Yen millions) Change from Sept. 30, 2011 % (Yen millions) 532,507 166,242 3,261 14,633 162,001 134,503 51,867 50.7 5,506 13,723 2,054 (6,036) (11,785) 9,334 (1,784) (26,065) 517,306 (1,735) 33,598 8,024 322,801 (32,354) 160,907 (14,934) 1,049,813 49.3 (9,400) (1,216) 3,626 (11,810) (3,894) 100.0 LIABILITIES AND EQUITY Term As of Mar. 31, 2011 (Yen millions) Item % As of December 31, 2011 (Yen millions) % (U.S.$ thousands) Change from Mar. 31, 2011 (Yen millions) As of Sept. 30, 2011 (Yen millions) Change from Sept. 30, 2011 % (Yen millions) 327,696 98,294 55,968 83,555 72,966 4,545 12,368 30.9 374,845 146,233 54,277 83,766 68,519 5,834 16,216 35.8 4,805,705 1,874,782 695,859 1,073,923 878,449 74,795 207,897 47,149 47,939 (1,691) 211 (4,447) 1,289 3,848 363,370 129,068 53,259 87,854 73,398 4,488 15,303 34.6 11,475 17,165 1,018 (4,088) (4,879) 1,346 913 Noncurrent liabilities Long-term debt, excluding current installments 193,391 18.2 169,431 16.2 2,172,192 (23,960) 174,133 16.6 (4,702) 90,707 81,341 1,042,833 (9,366) 85,666 (4,325) Retirement and severance benefits 80,036 22,648 72,670 15,420 931,667 197,692 (7,366) (7,228) 73,539 14,928 (869) 492 6,977,897 23,189 537,503 Current liabilities Short-term debt Current installments of long-term debt Trade payables Accrued expenses Income taxes payables Other current liabilities Other noncurrent liabilities Total liabilities Common stock Additional paid-in capital Legal reserve Retained earnings Accumulated other comprehensive income (loss) Treasury stock Total TDK stockholders' equity Noncontrolling interests Total equity TOTAL 521,087 49.1 544,276 52.0 51.2 6,773 32,641 61,258 21,459 643,025 32,641 64,314 23,648 625,569 418,474 824,538 303,180 8,020,115 3,056 2,189 (17,456) 32,641 64,788 22,448 643,572 (474) 1,200 (18,003) (217,979) (252,062) (3,231,564) (34,083) (258,212) 6,150 (77,333) 6,257,410 99 (46,195) (6,040) 499,197 (6,131) 534,273 5,493 539,766 1,060,853 50.4 (6,032) 488,078 0.5 13,565 50.9 501,643 100.0 1,045,919 46.7 1.3 48.0 100.0 Note: U.S.$1=Yen 78, for convenience only. 12 173,911 6,431,321 13,409,218 8,072 13,113 (38,123) 512,310 (14,934) 1,049,813 47.6 8 (11,119) 1.2 48.8 100.0 452 (10,667) (3,894)