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3M CO
Reported by
SMITH MARSCHALL
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 02/08/12 for the Period Ending 02/07/12
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
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Washington, D.C. 20549
Expires: November 30, 2011
FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4
or Form 5 obligations may
continue. See Instruction 1(b).
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment
Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
SMITH MARSCHALL
3M CO [ MMM ]
(Last)
(First)
(Middle)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
3. Date of Earliest Transaction (MM/DD/YYYY)
_____ 10% Owner
__ X __ Officer (give title below)
2/7/2012
3M CENTER
(Street)
_____ Other (specify below)
VICE PRESIDENT LEGAL
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable
Line)
ST. PAUL, MN 55144-1000
(City)
(State)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed
Code
Execution (Instr. 8)
Date, if any
Code
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
V Amount
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
(A) or
(D) Price
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4. Trans.
Code
(Instr. 8)
Code
Non-qualified Stock
Option (Right to Buy)
$87.89
2/7/2012
5. Number of
6. Date Exercisable
Derivative Securities and Expiration Date
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
V
A
(A)
31577
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
(D) Exercisable Date
2/7/2013
2/7/2022
(1)
Common
Stock
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
$0
31577
D
Amount or Number
of Shares
31577
Explanation of Responses:
( 1) This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2012).
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
SMITH MARSCHALL
3M CENTER
ST. PAUL, MN 55144-1000
Other
VICE PRESIDENT LEGAL
Signatures
George Ann Biros, attorney-in-fact for Marschall Smith
** Signature
of Reporting Person
2/8/2012
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB
control number.