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FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
[ ] Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may
continue. See
Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
McGrath Marlene Mary
3M CO [ MMM ]
(Last)
(First)
_____ Director
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
_____ Other (specify below)
Senior VP - Human Resources
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
11/5/2015
3M CENTER
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(State)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed
Execution
Date, if any
3. Trans. Code
(Instr. 8)
Code
4. Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
V
Amount
(A) or
(D)
Price
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
Common Stock
11/5/2015
M
2560
A
$84.78
12758
D
Common Stock
11/5/2015
S
2560
D
$159.23
10198
D
Common Stock
11/5/2015
M
1131
A
$77.18
11329
D
Common Stock
11/5/2015
S
100
D
$159.212
11229
D
Common Stock
11/5/2015
S
100
D
$159.213
11129
D
Common Stock
11/5/2015
S
131
D
$159.2135
10998
D
Common Stock
11/5/2015
S
100
D
$159.2166
10898
D
Common Stock
11/5/2015
S
700
D
$159.231
10198
D
Common Stock
11/5/2015
M
1335
A
$54.11
11533
D
Common Stock
11/5/2015
S
1335
D
$159.251
10198
D
Common Stock
11/5/2015
M
4100
A
$78.72
14298
D
Common Stock
11/5/2015
S
4100
D
$159.281
10198
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivate 2.
Security
Conversion
(Instr. 3)
or Exercise
Price of
Derivative
Security
3. Trans.
Date
3A. Deemed 4. Trans. Code 5. Number of
6. Date Exercisable and
Execution
(Instr. 8)
Derivative Securities Expiration Date
Date, if any
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
Code
V
(A)
(D)
Date
Expiration
Title
Exercisable Date
Non-qualified
Stock Option
(Right to Buy)
$84.78
11/5/2015
M
2560
5/8/2008
Non-qualified
Stock Option
(Right to Buy)
$77.18
11/5/2015
M
1131
5/13/2009
Non-qualified
Stock Option
(Right to Buy)
$54.11
11/5/2015
M
1335
2/9/2010
$78.72
11/5/2015
M
4100
2/9/2011
Non-qualified
Stock Option
(Right to Buy)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
Common
Stock
2560
$0
0
D
Common
Stock
1131
$0
0
D
2/8/2019
Common
Stock
1335
$0
0
D
2/7/2020
Common
Stock
4100
$0
0
D
5/8/2017
5/13/2018
(1)
Explanation of Responses:
( 1) This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
Reporting Owners
Reporting Owner Name / Address
McGrath Marlene Mary
3M CENTER
Relationships
Director 10% Owner Officer
Senior VP - Human Resources
Other
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
ST. PAUL, MN 55144-1000
Signatures
/s/ Sheila B. Claugherty, attorney-in-fact for Marlene M. McGrath
11/6/2015
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:
File three copies of this Form, one of which must be manually signed. If space is insufficient, see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control
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