3M CO Reported by BURGSTAHLER ROBERT J FORM 4 (Statement of Changes in Beneficial Ownership) Filed 06/25/03 for the Period Ending 06/23/03 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 [ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response... 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person * BURGSTAHLER ROBERT J (Last) (First) (Middle) 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) 3M CO [ MMM ] _____ Director 3. Date of Earliest Transaction (MM/DD/YYYY) __ X __ Officer (give title below) below) (City) (State) _____ Other (specify SENIOR VICE PRESIDENT 6/23/2003 (Street) _____ 10% Owner 4. If Amendment, Date Original Filed 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) (Zip) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 6/23/2003 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or V Amount (D) Price 5. Amount of Securities Beneficially Owned 6. Following Reported Transaction(s) Ownership (Instr. 3 and 4) Form: Direct (D) or Indirect (I) (Instr. 4) M 2073 A $48.2372 23363 D F 769 D $129.915 22594 D M 1745 A $57.2696 24339 D F 769 D $129.915 23570 D M 1586 A $63.035 25156 D F 769 D $129.915 24387 D M 1090 A 25477 D F 769 D $129.915 24708 D M 1071 A 25779 D F 769 D $129.915 25010 D M 1052 A 26062 D F 769 D $129.915 25293 D M 1153 A 26446 D F 769 D $129.915 25677 D M 852 A $117.25 26529 D F 768 D $129.915 25761 D M 9090 A 34851 D $91.7 $93.35 $95 $86.7 $115.6 7. Nature of Indirect Beneficial Ownership (Instr. 4) 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code 6/23/2003 Common Stock 6/23/2003 Common Stock 6/23/2003 Common Stock 6/23/2003 Common Stock 6/23/2003 Common Stock 6/23/2003 Common Stock 6/23/2003 Common Stock 6/23/2003 Common Stock (1) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or V Amount (D) Price 5. Amount of Securities Beneficially Owned 6. Following Reported Transaction(s) Ownership (Instr. 3 and 4) Form: Direct (D) or Indirect (I) (Instr. 4) F 8088 D $129.915 26763 D F 347 D $129.915 26416 D M 3274 A 29690 D F 2913 D $129.915 26777 D F 125 D $129.915 26652 D M 1668 A 28320 D F 1484 D $129.915 26836 D F 63 D $129.915 26773 D $115.6 $115.6 Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 7. Nature of Indirect Beneficial Ownership (Instr. 4) SEC 1474 (9-02) Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) Code V Incentive Stock Option (right to buy) $48.2372 6/23/2003 Incentive Stock Option (right to buy) $57.2696 6/23/2003 Incentive Stock Option (right to buy) $63.035 6/23/2003 Incentive Stock Option (right to buy) $86.7 6/23/2003 Incentive Stock Option (right to buy) $91.7 Incentive Stock Option (right to buy) $93.35 Incentive Stock Option (right to buy) $95 6/23/2003 6/23/2003 6/23/2003 Incentive Stock Option (right to buy) $117.25 6/23/2003 Non-Qualified Stock Option (right to buy) $115.575 6/23/2003 Non-Qualified Stock Option (right to buy) $115.6 6/23/2003 Non-Qualified Stock Option (right to buy) $115.6 Non-Qualified Stock Option (right to buy) $129.95 6/23/2003 6/23/2003 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Date Expiration Title Exercisable Date 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) Amount or Number of Shares M 2073 5/10/1995 5/10/2004 Common Stock 2073 0 0 D M 1745 5/9/1996 5/9/2005 Common Stock 1745 0 0 D M 1586 5/14/1997 5/14/2006 Common Stock 1586 0 0 D M 1153 5/9/2001 5/9/2010 Common Stock 1153 0 0 D M 1090 5/13/1998 5/13/2007 Common Stock 1090 0 0 D M 1071 5/12/1999 5/12/2008 Common Stock 1071 0 0 D M 1052 5/11/2000 5/10/2009 Common Stock 1052 0 0 D M 852 5/8/2002 5/8/2011 Common Stock 852 0 0 D M 9090 5/21/2002 5/9/2010 Common Stock 9090 0 0 D M 3274 5/21/2002 5/11/2007 Common Stock 3274 0 354 D M 1668 5/21/2002 5/9/2008 Common Stock 1668 0 0 D 12/23/2003 5/11/2007 Common Stock 3038 0 3038 D A 3038 11. Nature of Indirect Beneficial Ownership (Instr. 4) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) Code V Non-Qualified Stock Option (right to buy) $129.95 6/23/2003 Non-Qualified Stock Option (right to buy) $129.95 6/23/2003 A A 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Date Expiration Title Exercisable Date 1547 12/23/2003 5/12/2008 Common Stock 8435 12/23/2003 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 1547 0 1547 D 8435 0 8435 D Amount or Number of Shares Common Stock 5/7/2010 8. Price of Derivative Security (Instr. 5) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ( 1) The following information would typically be included in Column 5 of Table I. -Individual currently owns 1,839 shares of indirectly-held common stock holding (401k/PAESOP), which includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner BURGSTAHLER ROBERT J, Officer Other SENIOR VICE PRESIDENT Signatures By: George Ann Biros For: Robert J. Burgstahler 6/24/2003 ** Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.