3M CO Reported by MCNERNEY W JAMES JR FORM 4 (Statement of Changes in Beneficial Ownership) Filed 01/18/05 for the Period Ending 01/14/05 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. 3M CO FORM 4 (Statement of Changes in Beneficial Ownership) Filed 1/18/2005 For Period Ending 1/14/2005 Address 3M CENTER BLDG. 220-11W-02 ST PAUL, Minnesota 55144-1000 Telephone 651-733-2204 CIK 0000066740 Industry Conglomerates Sector Conglomerates Fiscal Year 12/31 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response... 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) MCNERNEY W JAMES JR 3M CO [ MMM ] (Last) (First) (Middle) __ X __ Director 3. Date of Earliest Transaction (MM/DD/YYYY) __ X __ Officer (give title below) below) (City) (State) _____ Other (specify CHAIRMAN OF THE BOARD & CEO 1/14/2005 (Street) _____ 10% Owner 4. If Amendment, Date Original Filed 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code 1/14/2005 Common Stock F 1/14/2005 Common Stock F 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or V Amount (D) 8244 (1) 2918 (2) D 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) Price $82.07 D $82.5725 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 232327 D 229409 D 442 I Common Stock 7. Nature of Indirect Beneficial Ownership (Instr. 4) by 401k/PAESOP Trust Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Conversion Trans. or Exercise Date Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) (Instr. 3, 4 and 5) Code V (A) (D) Date Expiration Amount or Number of Title Exercisable Date Shares 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ( 1) Distribution of vested shares (including shares withheld for taxes) held in corporate custody as restricted shares and distributed pursuant to the reporting person's compensation plan. Shares held in corporate custody as restricted shares and awarded under the applicable 3M Management Stock Ownership Program ( 2) pursuant to Rule 16b-3(d) have been distributed to participant (including shares withheld for taxes) pursuant to the provisions of the Program. Reporting Owners Reporting Owner Name / Address Director 10% Signatures Relationships Officer Other By: George Ann Biros For: W. 1/14/2005 Owner MCNERNEY W JAMES JR X James McNerney CHAIRMAN OF THE BOARD & CEO ** Signature of Reporting Date Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. If the form is filed by more than one reporting person, see Instruction 4(b)(v). * Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ** Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. End of Filing © 2005 | EDGAR Online, Inc.