3M CO Reported by BUCKLEY GEORGE W FORM 4 (Statement of Changes in Beneficial Ownership) Filed 12/07/09 for the Period Ending 12/04/09 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0287 Washington, D.C. 20549 Expires: February 28, 2011 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Estimated average burden STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF hours per response... 0.5 SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol BUCKLEY GEORGE W 3M CO [ MMM ] (Last) (First) (Middle) __ X __ Director 3. Date of Earliest Transaction (MM/DD/YYYY) (Street) (State) _____ Other (specify 4. If Amendment, Date Original Filed CHAIRMAN OF THE BOARD & CEO 6. Individual or Joint/Group Filing (Check Applicable (MM/DD/YYYY) Line) ST. PAUL, MN 55144-1000 (City) _____ 10% Owner __ X __ Officer (give title below) below) 12/4/2009 3M CENTER 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any (A) or V Amount (D) Code Common Stock 12/4/2009 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 4581 F (1) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) Price D $78.24 263212 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) D Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. 4. Trans. Deemed Code Execution (Instr. 8) Date, if any Code 5. Number of 6. Date Exercisable Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) V (A) (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) Date Expiration Amount or Number of Title Exercisable Date Shares 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Explanation of Responses: ( 1) Distribution of shares as a result of vesting of a portion of the restricted stock units (4,581 shares withheld for taxes). Reporting Owners Reporting Owner Name / Address BUCKLEY GEORGE W 3M CENTER ST. PAUL, MN 55144-1000 Relationships Director 10% Owner Officer X Other CHAIRMAN OF THE BOARD & CEO Signatures George Ann Biros, attorney-in-fact for George W. Buckley ** Signature of Reporting Person 12/7/2009 Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.