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GE 2013 third quarter
performance
October 18, 2013
– Financial results & Company highlights
Caution Concerning Forward-Looking Statements:
This document contains “forward-looking statements” – that is, statements related to future, not past, events. In this context, forward-looking statements often address our expected future business
and financial performance and financial condition, and often contain words such as “expect,” “anticipate,” “intend,” “plan,” “believe,” “seek,” “see,” or “will.” Forward-looking statements by their nature
address matters that are, to different degrees, uncertain. For us, particular uncertainties that could cause our actual results to be materially different than those expressed in our forward-looking
statements include: current economic and financial conditions, including volatility in interest and exchange rates, commodity and equity prices and the value of financial assets; potential market
disruptions or other impacts arising in the United States or Europe from developments in sovereign debt situations; the impact of conditions in the financial and credit markets on the availability and
cost of General Electric Capital Corporation’s (GECC) funding and on our ability to reduce GECC’s asset levels as planned; the impact of conditions in the housing market and unemployment rates on
the level of commercial and consumer credit defaults; changes in Japanese consumer behavior that may affect our estimates of liability for excess interest refund claims
(GE Money Japan); pending and future mortgage securitization claims and litigation in connection with WMC, which may affect our estimates of liability, including possible loss estimates; our ability to
maintain our current credit rating and the impact on our funding costs and competitive position if we do not do so; the adequacy of our cash flow and earnings and other conditions which may affect
our ability to pay our quarterly dividend at the planned level or to repurchase shares at the planned level; GECC’s ability to pay dividends to GE at the planned level; our ability to convert pre-order
commitments into orders; the level of demand and financial performance of the major industries we serve, including, without limitation, air and rail transportation, energy generation, real estate and
healthcare; the impact of regulation and regulatory, investigative and legal proceedings and legal compliance risks, including the impact of financial services regulation; our capital allocation plans, as
such plans may change and affect planned share repurchases and strategic actions, including acquisitions, joint ventures and dispositions; our success in completing announced transactions and
integrating acquired businesses; the impact of potential information technology or data security breaches; and numerous other matters of national, regional and global scale, including those of a
political, economic, business and competitive nature. These uncertainties may cause our actual future results to be materially different than those expressed in our forward-looking statements. We do
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“This document may also contain non-GAAP financial information. Management uses this information in its internal analysis of results and believes that this information may be informative to
investors in gauging the quality of our financial performance, identifying trends in our results and providing meaningful period-to-period comparisons. For a reconciliation of non-GAAP measures
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“In this document, “GE” refers to the Industrial businesses of the Company including GECC on an equity basis. “GE (ex. GECC)” and/or “Industrial” refer to GE excluding Financial Services.”
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3Q’13 overview
 Our environment continues to improve
• Strong orders performance +19% with equipment +32% … backlog increased to $229B
• Balanced global growth … growth markets +22%, U.S. +18%, Europe +17%
• Revenue (1)% with Industrial segments +3% & GE Capital (5)% on planned lower assets
 Delivered $0.36 operating EPS, flat to prior year, +18% adjusted for other items
• Industrial segment profit +11% ... 6/7 segments up, 4 double-digits
• GE Capital earnings $1.9B, +13% … ENI $385B
• $.02 restructuring & other charges and $.02 Avio acquisition-related charges, with no
offsetting Industrial gains
 Strong execution on operating priorities
• Industrial segment margins +120 bps. … strong value gap + cost productivity
• Industrial structural cost out continues … ~$1B YTD … ahead of plan for 2013
• Generated $9.8B CFOA YTD excluding NBCU deal-related taxes ($7.8B total CFOA);
GE Capital dividend $3.9B YTD
 Disciplined & balanced capital allocation
• $13.9B cash returned to investors YTD … $5.9B dividends & $8.0B buyback
• Closed Avio and Lufkin transactions … strategic acquisitions that will enhance longterm growth
2
3Q’13 orders $25.7B, +19%
($ in billions)
Backlog
Equipment
$
V%
Power & Water
Oil & Gas
Energy Mgmt.
Aviation
Healthcare
Transportation
Total
$3.0
2.3
1.5
5.0
2.7
0.9
$15.1
37%
3
10
92
6
65
32%
Services
$
V%
$2.9
2.1
0.6
2.7
1.9
0.7
$10.6
Orders price profile flat
+1.9%
(0.8)%
(0.2)%
+0.1%
P&W
O&G
EM
(1.5)%
Aviation Healthcare
(0.5)%
Trans.
53
52
50
53
56
57
61
53
129
147
148
152
153
157
160
166
168
'10
'11
$175
Equip. 46
4%
6
39 Services
9
(4 )
8
5%
$229
$216 $223
$210
$200 $201 $204 $203
1Q'12 2Q'12 3Q'12 4Q'12 1Q'13 2Q'13 3Q'13
Highlights
 Equipment +32% … book-to-bill 1.2
 Service orders +5% with 5/6 segments  … PGS
+8%, +14% ex. Europe; Aviation commercial
spares +9%
 Every segment positive
 Broad regional growth … U.S. +18%, Europe
+17%, growth markets +22% … Russia/CIS +51%,
ANZ +36%, SSA +18%, MENAT +17%, China
+17%, ASEAN 2x, Canada +10%
 Backlog +$6B … Aviation & Transportation
 Solid orders performance … very broad based
 Equipment & services backlog expansion continues
3
Growth dynamics
($ in billions)
Growth markets
Industrial segment revenue
$9.0
$10.2
+13%
Services
Revenue
$10.3
Technical progress
+7%
$11.0
+ 14 new Industrial Internet offerings
launched @ Minds & Machines …
$400M+ in YTD orders
+ CFM LEAP FETT test ahead of
schedule … early GE9x commitments
+ $2.7B announcement for gas, steam
& mobile turbines will almost double
Algeria’s power output by 2017
3Q'12
3Q'13
 6/9 regions up double-digits
 Launched Marine vertical in
Korea
3Q'12
3Q'13
+ Healthcare … 36 NPI launches
through 3Q; 11 slated for 4Q
 Double-digit revenue
growth in Aviation, Oil
& Gas, Energy Mgmt.,
and Transportation
+ Brazil using GE’s RNP software at
10 airports to  emissions,  fuel
&  airport capacity
 Aviation commercial
spares ship rate +25%
+ H&BS: new cooking launches, strong
retail & contract performance
 Aviation +30%, Power & Water
 Margins up 60 bps.
+16%, Oil & Gas +12%,
Healthcare +5%
 Backlog +$2B to $168B
+ Tier 4 Evo … only loco that meets EPA
emissions without any use of aftertreatment
4
Operating profit margins
($ in millions)
Third quarter
14.2%
15.4%
+120 bps.
14.2%
3Q
V pts.
TY
Mix
0.2
=
Value gap
0.8
++
R&D
0.1
=
Simplification
0.7
++
Other
(0.6)
-/=
Dynamics
14.6%
+40 bps.
+ Strong price performance $188
+ Material deflation $137
3Q’12
3Q’13
Power & Water
Oil & Gas
Energy Mgmt.
Aviation
Healthcare
Transportation
H&BS
3Q’12YTD 3Q’13YTD
3Q OP %
19.8 %
12.0
1.0
20.3
15.5
21.8
3.7
V pts.
3.3 pts.
(0.9)
(1.2)
1.0
1.1
3.0
0.6
− Other inflation, FX, acquisitions
 Margins up 40 bps. YTD … on track for planned 70 bps. increase in 2013
 Simplification gaining momentum … ahead of plan
5
Generating cash
($ in billions)
Total CFOA
Consolidated
cash $87B
3QYTD CFOA
$10.7
GE cash balance walk
V%
Total
$15.5
$7.8
(27)%
Beginning balance 1/1/13
$3.9
(28)%
CFOA (ex. NBCU deal-related taxes)
9.8
Dividends
(5.9)
P&E
(2.7)
NBCU JV sale
16.7
NBCU deal-related taxes
(2.0)
$(2.0)
Acquisitions
(8.6)
2013
Buyback
(8.0)
 GE Capital 3Q dividends $2.0B, up to $6.5B total year
Change in debt/FX/other
(4.6)
 Lufkin and Avio acquisitions closed
September 2013
GECC
dividend
Industrial
(ex. NBCU deal-related
tax & pension)
NBCU tax/
pension
$5.4
$5.6
$(0.4)
2012
$5.9
5%
 NBCU deal-related taxes dampen CFOA by $2.0B
$10.2
Have returned $13.9B to investors YTD … on track for planned $18B in 2013
6
3Q’13 consolidated results
($ in millions)
($ in billions – except EPS)
Revenues
– Industrial sales
– Capital revenue
3Q’13
V%
Revenues
$35.7
25.3
10.7
(1)%
2
(5)
$
Operating earnings
Operating EPS
Continuing EPS
Net EPS
3.7
.36
.32
.31
(3)
0
(3)
(6)
CFOA YTD
– Industrial
– Industrial (ex. NBCU, pension)
7.8
3.9
5.9
(27)
(25)
5
3Q’13
10%
20
0
3Q’12
14%
21
5
Tax rate
– GE (ex. GECC)
– GECC
Power & Water
V%
$6,498 (10)%
Segment
profit
$
$1,289
V%
9%
Oil & Gas
4,315
18
519
11
Energy Mgmt.
1,828
(3 )
18
(57 )
Aviation
5,364
12
1,091
18
Healthcare
4,304
-
665
7
Transportation
1,406
-
306
15
H&BS
2,098
7
77
28
Industrial
25,813
3
3,965
11
GE Capital
10,670
(5 )
1,895
13
Total segments $36,483
Segment profit +12% … broad strength
-%
$5,860
12%
7
3Q’13 other items
EPS impact
Avio-related charges
$(.02)
Restructuring & other
charges
(.02)
Discontinued operations (.01)
3Q’12 3Q’13
Operating EPS
$.36
$.36
Avio charges
–
.02
Restructuring & other
charges vs. gains
–
.02
NBCU JV income
(.02)
–
Adjusted op. EPS
$.34
$.40 +18%
3Q
YTD
 GE Money Japan
EPS dynamics
Operating EPS
Industrial gains vs. restructuring
1Q
2Q
$0.39 $0.36
.04
(.02)
$0.36 $1.11
(.02)
–
8
Industrial segments
($ in millions)
Power & Water
3Q’13
Oil & Gas
$
V%
3Q’13
Revenues
$6,498
(10)%
Revenues
Segment profit
$1,289
9%
3Q dynamics
Segment profit
$
V%
$4,315
18%
$519
11%
3Q dynamics
• $5.9B orders, +19%; equipment up 37%
driven by Wind & Distributed Power;
services +4%
• $4.4B orders, +4% … equipment +3% with
Turbomachinery +17% partially offset by
Subsea (41)%; services +6%
• Revenue … equipment (13)% with Distributed
Power +44% offset by Thermal (12)% & Wind
(42)%; services (5)%
• Revenue ... equipment +19%, services +18% …
solid growth in Subsea +23% & D&S +17%,
continued softness in M&C +1%
• Segment profit ... margins +330 bps. driven
by value gap, cost out & Distributed Power
growth
• Segment profit ... margins (90) bps. driven by
acquisitions, lower M&C growth, & project
delays
 P&W … excellent operating performance & margin expansion
 O&G … continued double-digit growth, margins impacted by lower M&C + Lufkin
9
Industrial segments
($ in millions)
Aviation
3Q’13
Revenues
Segment profit
Healthcare
$
V%
3Q’13
$5,364
$1,091
12%
18%
Revenues
Segment profit
$
V%
$4,304
-%
$665
7%
3Q dynamics
3Q dynamics
• $7.8B orders, +51% … equipment +92% with
strength in CFM LEAP, GEnx & GE90, services
+9%… $114B backlog, +4% VPQ
• $4.7B orders, +2% … equipment +6% with
HCS +5% & Life Sciences +10%; services (4)%
• Revenue … equipment +10% driven by
higher engine shipments; services +14%
• Revenue ... growth markets +5% driven by
China 13% offset by developed markets (2)%,
with U.S. +2%, Europe +2% and Japan (27)%
• Segment profit ... margins +100 bps. on
value gap strength
• Segment profit … margins +110 bps. driven by
cost productivity
 Aviation … strong core performance; orders strength continues
 Healthcare … competing well and executing on margin expansion
10
Industrial segments
($ in millions)
Transportation
3Q’13
Revenues
Segment profit
3Q dynamics
$
V%
$1,406
-%
$306
15%
Energy Management
3Q’13
Revenues
Segment profit
$
$1,828
$18
3Q dynamics
• $2.0B orders, +16% … Digital Energy +23%, Power
Conversion +19%, Intelligent Platforms +16%
(3)% • Revenues & profits below expectations due to
(57)% softer meter market & project execution
V%
3Q dynamics
Home & Business Solutions
3Q’13
Revenues
Segment profit
• $1.6B orders … equipment +65% driven by
locomotives; services +8%
• Revenues … strong services offset by equipment
• Margins +300 bps. driven by value gap & services
$
V%
$2,098
7%
$77
28%
• Revenue … Appliances +11% driven by contract
channel & strong retail; Lighting (1)%
• Segment profit … Appliances continue to improve,
Lighting pressure
11
GE Capital
($ in millions)
30+ delinquencies
3Q’13
$
Revenue
V%
$10,670
12.17%
(5)%
Pretax earnings
1,906
7
Net income
1,895
13
ENI (ex. cash)
385B
(9)
Net Interest margin
5.0%
22 bps.
6.69%
CLL
Consumer
$170
136
(5)%
Segment
profit ($MM)
$
V%
$479 (15)%
11.22%
11.80%
11.52%
6.46%
6.10%
6.08%
6.10%
2.27%
2.16%
2.10%
1.98%
2.01%
1.87%
1.88%
1.75%
1.41%
3Q'12
4Q'12
1Q'13
2Q'13
3Q'13
2.84%
Tier 1 common % (B1) 11.3% 116 bps.
Assets ($B)
$
V%
12.01%
Mortgage
Consumer
CLL
Real Estate
3Q dynamics
• Real Estate +$0.2B and Consumer +$0.1B driven by
lower losses & higher tax benefits
• CLL $(0.1)B and GECAS $(0.1)B driven by lower assets
and impairments
(0)
889
19
Real Estate
40 (28)
464
F
GECAS
47
(4)
173 (31)
• Strong asset quality, reserve coverage at 2.0%
EFS
18
(7)
150
• Cash at $76B; CP at $33B, ahead of plan
14
• Volume up 6%, returns holding
Paid $2B dividend to parent in 3Q
12
2013 operating framework
Operating earnings
2013E
2013 drivers
 Double-digit growth in second half as planned
Industrial
+/++
GE Capital
+
 Originations at high returns
 Continued portfolio rebalancing; lower ENI
Corporate
-
 Planning for ~$3.3B including $0.3B GECC preferred
and Avio acquisition-related charges
Total operating earnings
CFOA excl. NBCU-related tax
CFOA incl. NBCU-related tax
Total revenues
+/++
$17-20B  Planning Industrial CFOA & GE Capital dividends
($17-20B) offset by ~$3.2B taxes related to NBCU exit
$14-17B
0-5%
 Industrial segment organic +2-6%; likely near low end
of range; GE Capital revenues 0-(5)%
 Total framework remains unchanged
 Corporate costs higher driven by Avio-related charges
13
Investor objectives …
1 Double-digit Industrial
earnings growth
 Industrial segment profit +11% in 3Q
2 Planning 70 bps. margin
expansion
 3Q margin expansion +120 bps., YTD +40 bps.
… on track for planned 70 bps. in ’13
3 Significant cash from
GE Capital
 Returned $3.9B cash to parent YTD,
planning up to $6.5B in ’13; solid earnings,
ENI $385B
4 +2-6% Industrial segment
organic revenue growth
 3Q organic +1% … expect stronger growth
in 4Q
5 Expect to return ~$18B to
shareowners
 Returned $13.9B through dividends and
buyback YTD … on track for total year
 6/7 segments with strong growth
14