e3d313dc efe3 40eb 98a2 e03271522a50

3M CO
Reported by
HENKEL HERBERT L
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 11/09/10 for the Period Ending 11/08/10
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
HENKEL HERBERT L
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
CORNELIUS, NC 28031
(City)
_____ 10% Owner
_____ Officer (give title below)
below)
11/8/2010
20711 BETHEL CHURCH ROAD
__ X __ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
11/8/2010
Common Stock
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
A
Price
5. Amount of Securities Beneficially Owned 6.
Following Reported Transaction(s)
Ownership
Form:
(Instr. 3 and 4)
Direct (D)
or Indirect
(I) (Instr.
4)
346 (1) A $86.71
11711 (2)
I
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
By
Corporation
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3.
Conversion Trans.
or Exercise Date
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr. 8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
(Instr. 3, 4 and
5)
Code V
(A)
(D)
Date
Expiration
Amount or Number of
Title
Exercisable Date
Shares
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock
equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers
with respect to such account.
( 2) Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors.
Reporting Owners
Reporting Owner Name / Address
HENKEL HERBERT L
20711 BETHEL CHURCH ROAD
Relationships
Director 10% Owner Officer Other
X
CORNELIUS, NC 28031
Signatures
George Ann Biros, attorney-in-fact for Herbert L. Henkel
11/9/2010
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.