c5c294b5 8fb2 4730 be3b 2e25c8c99e9d

3M CO
Reported by
ULRICH ROBERT J
FORM 4/A
(Amended Statement of Changes in Beneficial Ownership)
Filed 05/14/10 for the Period Ending 05/11/10
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
http://www.edgar-online.com
© Copyright 2015, EDGAR Online, Inc. All Rights Reserved.
Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response... 0.5
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
ULRICH ROBERT J
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
MINNEAPOLIS, MN 55403
(City)
_____ 10% Owner
_____ Officer (give title below)
below)
5/11/2010
84 S. 10TH STREET, SUITE 450
__ X __ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
5/13/2010
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
5/11/2010
Common Stock
5/11/2010
Common Stock
4. Securities Acquired 5. Amount of Securities Beneficially Owned
(A) or Disposed of
Following Reported Transaction(s)
(D)
(Instr. 3 and 4)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
Price
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
A
1750
A $83.57
2007 (1)
D
A
60
A $82.67
2067 (1)
D
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3.
Conversion Trans.
or Exercise Date
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr. 8)
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
(Instr. 3, 4 and
5)
Code V
(A)
(D)
Date
Expiration
Amount or Number of
Title
Exercisable Date
Shares
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) Due to a software malfunction, these share balances were incorrectly reported on the reporting person's Form 4 dated May 11, 2010 and
filed May 13, 2010. This amendment corrects these share balances.
Reporting Owners
Reporting Owner Name / Address
ULRICH ROBERT J
84 S. 10TH STREET, SUITE 450
Relationships
Director 10% Owner Officer Other
X
MINNEAPOLIS, MN 55403
Signatures
George Ann Biros, attorney-in-fact for Robert J. Ulrich
5/14/2010
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
valid OMB control number.