9ac0f558 6423 4178 965f 9cad08900ea7

3M CO
Reported by
HENKEL HERBERT L
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 08/14/13 for the Period Ending 08/13/13
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4
or Form 5 obligations may
continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
OMB Number: 3235-0287
Washington, D.C. 20549
Estimated average burden
hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
HENKEL HERBERT L
3M CO [ MMM ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
8/13/2013
16964 VERONA LANE
(Street)
4. If Amendment, Date Original Filed (MM/DD/YYYY) 6. Individual or Joint/Group Filing (Check Applicable
Line)
NAPLES, FL 34110
(City)
(State)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
Deemed
Execution
Date, if
any
3. Trans.
Code
(Instr. 8)
Code
Common Stock
8/13/2013
A
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
320 (1)
A
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
Price
$109.35
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
21080 (2)
I
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
By
Corporation
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed
Code
Execution (Instr. 8)
Date, if
any
Code
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
V
(A)
(D)
6. Date Exercisable
and Expiration Date
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Amount or Number of
Title
Exercisable Date
Shares
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents
account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
( 2) Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non- Employee Directors.
Reporting Owners
Reporting Owner Name / Address
HENKEL HERBERT L
16964 VERONA LANE
NAPLES, FL 34110
Relationships
Director 10% Owner Officer Other
X
Signatures
Patricia L. Meagher, attorney-in-fact for Herbert L. Henkel
8/14/2013
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB
control number.
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