3M CO Reported by SCHMOLL WILLIAM J FORM 4 (Statement of Changes in Beneficial Ownership) Filed 02/18/05 for the Period Ending 02/16/05 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) SCHMOLL WILLIAM J 3M CO [ MMM ] (Last) (First) (Middle) 3. Date of Earliest Transaction (MM/DD/YYYY) (Street) __ X __ Officer (give title below) below) 2/16/2005 3N CENTER, BLDG 022405 N 40 (State) _____ 10% Owner _____ Other (specify 4. If Amendment, Date Original Filed VICE PRESIDENT TAXES&TREASURER 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) ST PAUL, MN 55144 (City) _____ Director _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock 2. Trans. Date 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2A. 3. Trans. 4. Securities Acquired 5. Amount of Securities Beneficially Deemed Code (A) or Disposed of (D) Owned Following Reported Transaction(s) Execution (Instr. 8) (Instr. 3 and 4) Date, if (Instr. 3, 4 and 5) any (A) or Code V Amount (D) Price M 898 A F 740 F 61 M $71.1 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11823 D D $86.175 11083 D D $86.175 11022 D 1666 A 12688 D F 1115 D $86.175 11573 D F 189 D $86.175 11384 D M 310 A 11694 D F 207 D $86.175 11487 D F 33 D $86.175 11454 D M 3040 A $58.625 14494 D F 2068 D $86.175 12426 D F 317 D $86.175 12109 D M 3898 A $62.05 16007 D F 2806 D $86.175 13201 D F 356 D $86.175 12845 D M 4524 A $62.05 17369 D F 3257 D $86.175 14112 D F 414 D $86.175 13698 D $57.7 $57.7 7. Nature of Indirect Beneficial Ownership (Instr. 4) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. 4. Securities Acquired 5. Amount of Securities Beneficially Deemed Code (A) or Disposed of (D) Owned Following Reported Transaction(s) Execution (Instr. 8) (Instr. 3 and 4) Date, if (Instr. 3, 4 and 5) any (A) or Code V Amount (D) Price Common Stock 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 1594 7. Nature of Indirect Beneficial Ownership (Instr. 4) by 401k/PAESOP Trust I Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Trans. Conversion Date or Exercise Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) Code V Non-Qualified Stock Option (right to buy) $57.7 Non-Qualified Stock Option (right to buy) $57.7 2/16/2005 2/16/2005 Non-Qualified Stock Option (right to buy) $58.625 2/16/2005 Non-Qualified Stock Option (right to buy) $62.05 2/16/2005 Non-Qualified Stock Option (right to buy) $62.05 Non-Qualified Stock Option (right to buy) $71.1 Non-Qualified Stock Option (right to buy) $86.2 Non-Qualified Stock Option (right to buy) $86.2 Non-Qualified Stock Option (right to buy) $86.2 Non-Qualified Stock Option (right to buy) $86.2 Non-Qualified Stock Option (right to buy) $86.2 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 2/16/2005 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) Date Expiration Title Exercisable Date 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) Amount or Number of Shares M 1666 6/8/2001 5/12/2006 Common Stock 1666 $0 0 D M 310 6/8/2001 5/13/2007 Common Stock 310 $0 0 D M 3040 5/8/2002 5/8/2011 Common Stock 3040 $0 0 D M 3898 10/9/2002 5/9/2008 Common Stock 3898 $0 0 D M 4524 10/9/2002 5/8/2009 Common Stock 4524 $0 584 D M 898 2/29/2004 5/6/2005 Common Stock 898 $0 0 D 8/16/2005 5/12/2006 Common Stock 1304 $0 1304 D 8/16/2005 5/11/2007 Common Stock 240 $0 240 D 8/16/2005 5/12/2008 Common Stock 3162 $0 3162 D 8/16/2005 5/11/2009 Common Stock 3671 $0 3671 D 8/16/2005 5/6/2011 Common Stock 2385 $0 2385 D A A A A A 1304 240 3162 3671 2385 Explanation of Responses: Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer SCHMOLL WILLIAM J 3N CENTER BLDG 022405 N 40 ST PAUL, MN 55144 Other VICE PRESIDENT TAXES&TREASURER Signatures By: George Ann Biros For: William J Schmoll 2/16/2005 ** Signature of Reporting Person Date 11. Nature of Indirect Beneficial Ownership (Instr. 4) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.