3M CO Reported by MELINE DAVID W FORM 4 (Statement of Changes in Beneficial Ownership) Filed 09/03/09 for the Period Ending 09/02/09 Address Telephone CIK Symbol SIC Code Industry Sector Fiscal Year 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 6517332204 0000066740 MMM 3841 - Surgical and Medical Instruments and Apparatus Constr. - Supplies & Fixtures Capital Goods 12/31 http://www.edgar-online.com © Copyright 2015, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use. FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Meline David W 3M CO [ MMM ] (Last) (First) (Middle) 3. Date of Earliest Transaction (MM/DD/YYYY) (Street) (State) _____ Other (specify 4. If Amendment, Date Original Filed VP CORP CNTRLR & CF ACCTG OFCR 6. Individual or Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) ST PAUL, MN 55144-1000 (City) _____ 10% Owner __ X __ Officer (give title below) below) 9/2/2009 3M CENTER _____ Director _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Trans. Date 2A. 3. Trans. Deemed Code Execution (Instr. 8) Date, if any Code Common Stock 9/2/2009 F 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or V Amount (D) 1023 Price 5. Amount of Securities Beneficially 6. Owned Following Reported Transaction(s) Ownership (Instr. 3 and 4) Form: Direct (D) or Indirect (I) (Instr. 4) D $70.58 (1) Common Stock 15641 D 168 (2) I 7. Nature of Indirect Beneficial Ownership (Instr. 4) By 401k/paesop Trust Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security (Instr. 3) 2. 3. Conversion Trans. or Exercise Date Price of Derivative Security 3A. Deemed Execution Date, if any 4. Trans. Code (Instr. 8) 5. Number of 6. Date Exercisable Derivative and Expiration Date Securities Acquired (A) or Disposed of (D) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) (Instr. 3, 4 and 5) Code V (A) (D) Date Expiration Amount or Number of Title Exercisable Date Shares 9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) Explanation of Responses: ( 1) Distribution of shares as a result of vesting of a portion of restricted stock units (1,023 shares withheld for taxes). ( 2) Shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. Reporting Owners Reporting Owner Name / Address Meline David W 3M CENTER ST PAUL, MN 55144-1000 Relationships Director 10% Owner Officer Other VP CORP CNTRLR & CF ACCTG OFCR Signatures /s/ George Ann Biros, attorney-in-fact for David W. Meline 9/3/2009 Date 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) ** Signature of Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.