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SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
OMB APPROVAL
OMB Number:
Washington, D.C. 20549
3235-0287
Estimated average burden
hours per response:
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Machado Luis Francisco
(Last)
(First)
(Middle)
1142 W. BEARDSLEY AVENUE
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
2. Issuer Name and Ticker or Trading Symbol
CTS CORP [ CTS ]
X
3. Date of Earliest Transaction (Month/Day/Year)
02/16/2016
(City)
IN
Other (specify
below)
6. Individual or Joint/Group Filing (Check
Applicable Line)
46514
(State)
Officer (give title
below)
VP, General Counsel & Sec.
4. If Amendment, Date of Original Filed (Month/Day/Year)
(Street)
ELKHART
0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Transaction
Date
(Month/Day/Year)
1. Title of Security (Instr. 3)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired
(A) or Disposed Of (D)
(Instr. 3, 4 and 5)
Code
Amount
V
5. Amount
of
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 3
and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
A $13.82
16,960
D
A $13.82
19,605
D
14,000 A
$13.82
(3)
33,605
D
Common Stock
02/16/2016
A
8,960
Common Stock
02/16/2016
A
2,645
Common Stock
02/16/2016
A
(1)
(2)
(A)
or
(D)
Price
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
Code
V
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
(A)
(D)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
Date
Exercisable
Expiration
Date
7. Title and
Amount of
Securities
Underlying
Derivative
Security
(Instr. 3 and 4)
Title
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Amount
or
Number
of
Shares
Explanation of Responses:
1. The Restricted Stock Units vest 1/3 annually over 3 years.
2. The Restricted Stock Units vest on 2/16/2017.
3. The Performance-Based RSU vest on 2/16/2019 subject to meeting criteria set forth in the Company's Incentive Stock Plan.
Remarks:
Luis Francisco Machado
02/18/2016
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.