ETC M10B11664A-25J

(OLWH07
0%$
'5$0
. [ '5$0
)$67 3$*( 02'(
)($785(6
25'(5,1* ,1)250$7,21 3$&.$*(
; RUJDQL]DWLRQ
)$67 3$*( DFFHVV PRGH
y &$6 %\WH:RUG 5HDG:ULWH RSHUDWLRQ
y 6LQJOH 9 r
y
y
SLQ PLO 62-
SRZHU VXSSO\
y
77/FRPSDWLEOH LQSXWV DQG RXWSXWV
y
F\FOH UHIUHVK LQ PV
y
5HIUHVK PRGHV 5$6
RQO\
&$6
%()25(
SLQ PLO 7623 7\SH,,
352'8&7 12
5$6 &%5
0%$-
DQG +,''(1
y
-('(& VWDQGDUG SLQRXW
y
.H\ $& 3DUDPHWHU
3$&.,1* 7<3(
0%$620%$-
W5$&
W&$&
W5&
W3&
0%$-
0%$7
0%$7
0%$7
0%$7
7623,,
*(1(5$/ '(6&5,37,21
7KH 0%$
PRGH 9 r VLQJOH SRZHU VXSSO\ $FFHVV WLPH LV D UDQGRPO\ DFFHVVHG VROLG VWDWH PHPRU\ RUJDQL]HG DV [ ELWV GHYLFH ,W RIIHUV )DVW 3DJH
DQG SDFNDJH W\SH 62- 7623 ,, DUH RSWLRQDO IHDWXUHV RI
WKLV IDPLO\ $OO WKHVH IDPLO\ KDYH
&$6 EHIRUH 5$6 5$6 RQO\ UHIUHVK DQG +LGGHQ UHIUHVK FDSDELOLWLHV
&$6 DQG OHDYH
&$6 &$6/ &$6+ DUH XVHG &$6/
WUDQVLWLQJ ORZ GXULQJ 5($' RU :5,7( F\FOH ZLOO RXWSXW RU LQSXW GDWD LQWR WKH ORZHU E\WH ,2a,2 DQG &$6+ WUDQVLWLQJ ORZ ZLOO
7ZR DFFHVV PRGHV DUH VXSSRUWHG E\ WKLV GHYLFH %\WH DFFHVV DQG :RUG DFFHVV 8VH RQO\ RQH RI WKH WZR
WKH RWKHU VWD\LQJ KLJK ZLOO UHVXOW LQ D %<7( DFFHVV :25' DFFHVV KDSSHQV ZKHQ WZR
RXWSXW RU LQSXW GDWD LQWR WKH XSSHU E\WH ,2a
3,1 $66,*10(17
62- 7RS 9LHZ
9
&&
, 2 , 2 , 2 , 2 9
&&
, 2 , 2 , 2 ,2
1&
1&
:(
5$6
1&
$
$
$
$
9
&&
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
7623 7\SH,, 7RS 9LHZ
9
66
9 &&
, 2 ,2 , 2 ,2 , 2 , 2 9
66
, 2 , 2 , 2 ,2 ,2 9
&&
,2 ,2 ,2 ,2 ,2
1&
& $ 6/
& $6+
2(
1&
1&
1&
:(
5$ 6
1&
$
$
$
$
$
$
$
$
9
66
9
&&
9
66
,2 ,2 ,2 ,2 9
66
,2 ,2 ,2 ,2 1 &
& $6 /
& $6 +
2(
1 &
$
$
$
$
9
66
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
)81&7,21$/ %/2&. ',$*5$0
:(
'$7$,1 %8))(5
5$6
&21752/
,2
/2*,&
&$6/
,2
&$6+
&/2&.
*(1(5$725
'$7$287
%8))(5
&2/801
$''5(66
2(
&2/801
'(&2'(5
%8))(5
$
$
5()5(6+
,2 *$7,1* &21752/(5
$
6(16( $03/,),(56
$
[ $
5()5(6+
$
&2817(5
52:
'(&2'(5
$
$
52:
$''5(66
[ [ 0(025<
$55$<
%8))(56
9%% *(1(5$725
9&&
966
3,1 '(6&5,37,216
3,1 12
3,1 1$0(
7<3(
aa
$a$
,QSXW
'(6&5,37,21
$GGUHVV ,QSXW
5RZ $GGUHVV $a$
&ROXPQ $GGUHVV $a$
aaaa
5$6
&$6+
&$6/
:(
2(
,2 a ,2
,QSXW
&ROXPQ $GGUHVV 6WUREH 8SSHU %\WH &RQWURO
,QSXW
&ROXPQ $GGUHVV 6WUREH /RZHU %\WH &RQWURO
,QSXW
:ULWH (QDEOH
,QSXW
2XWSXW (QDEOH
,QSXW 2XWSXW
'DWD ,QSXW 2XWSXW
6XSSO\
3RZHU 9
66
*URXQG
*URXQG
9
9
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
5RZ $GGUHVV 6WUREH
&&
,QSXW
1&
1R &RQQHFW
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
$%62/87( 0$;,080 5$7,1*6
9ROWDJH RQ $Q\ SLQ 5HODWLYH WR 9VV ž žž9 WR 9
3HUPDQHQW
2SHUDWLQJ 7HPSHUDWXUH 7$ DPELHQW ž q& WR q&
0D[LPXP 5DWLQJV§ DUH H[FHHGHG 7KLV LV D VWUHVV UDWLQJ
6WRUDJH 7HPSHUDWXUH SODVWLF žžž q& WR q&
FRQGLWLRQV LQGLFDWHG LQ WKH RSHUDWLRQDO VHFWLRQV RI WKLV
GHYLFH
GDPDJH
RFFXU
LI
¦$EVROXWH
RQO\ DQG IXQFWLRQDO RSHUDWLRQ RI WKH GHYLFH DERYH WKRVH
VSHFLILFDWLRQ
3RZHU 'LVVLSDWLRQ žžžžžžžžžžžžž:
LV
QRW
LPSOLHG
([SRVXUH
WR
DEVROXWH
PD[LPXP UDWLQJ FRQGLWLRQV IRU H[WHQGHG SHULRGV PD\
6KRUW &LUFXLW 2XWSXW &XUUHQW žžžžžžžžP$
DIIHFW UHOLDELOLW\
'& (/(&75,&$/ &+$5$&7(5,67,&6 $1' 5(&200(1'('
23(5$7,1* &21',7,216 q& d 7$ d q& 9&& 9 r XQOHVV RWKHUZLVH QRWHG
'(6&5,37,21
PD\
&21',7,216
6<0%2/
0,1
0$;
6XSSO\ 9ROWDJH
9&&
9
6XSSO\ 9ROWDJH
966
9
,QSXW +LJK /RJLF9ROWDJH
9,+
9&& 9
,QSXW /RZ /RJLF9ROWDJH
9,/
9
,/,
P$
,/2
P$
,QSXW /HDNDJH &XUUHQW
9
d 9 + d 9
,
9 d 9287 d 9
2XWSXW /HDNDJH &XUUHQW
2XWSXWV GLVDEOH
81,76 127(6
2XWSXW +LJK 9ROWDJH
,2+
P$
92+
9
2XWSXW /RZ 9ROWDJH
,2/
P$
92/
9
1RWH $OO 9ROWDJHV UHIHUHQFHG WR 966
0$;
'(6&5,37,21
&21',7,216
6<0%2/
81,76 127(6
2SHUDWLQJ &XUUHQW
5$6 &$6
F\FOLQJ W5&
77/ LQWHUIDFH
287
'
6WDQGE\ &XUUHQW
5$6 &$6
9,+ +LJK=
P$
P$
P$
,&&
5$6 &$6 !9&&9
&026 LQWHUIDFH
5$6
,&&
PLQ
RQO\ UHIUHVK &XUUHQW
W5&
PLQ
,&&
P$
)$67 3DJH 0RGH &XUUHQW
W3&
PLQ
,&&
P$
6WDQGE\ &XUUHQW
5$6
P$
&$6
%HIRUH
&XUUHQW
5$6
5HIUHVK
W5&
9,+ &$6
,&&
9,/
,&&
PLQ
P$
1RWH ,&& PD[ LV VSHFLILHG DW WKH RXWSXW RSHQ FRQGLWLRQ
$GGUHVV FDQ EH FKDQJHG WZLFH RU OHVV ZKLOH
$GGUHVV FDQ EH FKDQJHG RQFH RU OHVV ZKLOH
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
5$6
&$6
9,/ ,+
9
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
&$3$&,7$1&(
7D q& 9&& 9 r 3$5$0(7(5
6<0%2/
7<3
0$;
81,7
&,
S)
&,
S)
&, 2
S)
,QSXW &DSDFLWDQFH DGGUHVV
,QSXW &DSDFLWDQFH 5$6 &$6+ &$6/ :( 2( 2XWSXW FDSDFLWDQFH ,2a,2
$& (/(&75,&$/ &+$5$&7(5,67,&6 7D
7HVW &RQGLWLRQV
,QSXW WLPLQJ UHIHUHQFH
WR q& 9&&
9 r 966 9 QRWH OHYHOV 9 9
2XWSXW UHIHUHQFH OHYHO 92/
9 92+ 9
2XWSXW /RDG 77/ JDWH &/ S)
$VVXPHG W7
QV
3$5$0(7(5
6<0%2/
5HDG RU :ULWH &\FOH 7LPH
W5&
5HDG :ULWH &\FOH 7LPH
0,1 0$; 0,1 0$; 0,1 0$; 0,1 0$;
81,7 1RWHV
QV
W5:&
QV
)DVW3DJH0RGH 5HDG RU :ULWH &\FOH 7LPH
W3&
QV
)DVW3DJH0RGH 5HDG:ULWH &\FOH 7LPH
W3&0
QV
$FFHVV 7LPH )URP
$FFHVV 7LPH )URP
5$6
&$6
2(
W5$&
QV
W&$&
QV
W2$&
QV
$FFHVV 7LPH )URP &ROXPQ $GGUHVV
W$$
QV
$FFHVV 7LPH )URP &$6
W$&3
QV
$FFHVV 7LPH )URP
3UHFKDUJH
5$6 3XOVH :LGWK
5$6 3XOVH :LGWK )DVW 3DJH 0RGH
5$6 +ROG 7LPH
5$6 3UHFKDUJH 7LPH
&$6 3XOVH :LGWK
&$6 +ROG 7LPH
&$6 3UHFKDUJH 7LPH
5$6 WR &$6 'HOD\ 7LPH
&$6 WR 5$6 3UHFKDUJH 7LPH
W5$6
QV
W5$6&
QV
W56+
W53
QV
QV
W&6+
QV
QV
QV
W&3
QV
W
&53
QV
QV
QV
5$6 WR &ROXPQ $GGUHVV 'HOD\ 7LPH
W$65
W5$+
W5$'
&ROXPQ $GGUHVV 6HWXS 7LPH
W$6&
&ROXPQ $GGUHVV +ROG 7LPH
W&$+
W$5
W5$/
&ROXPQ $GGUHVV +ROG 7LPH 5HIHUHQFH WR
5$6 &ROXPQ $GGUHVV WR
5$6
/HDG 7LPH
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
W&$6
5&'
5RZ $GGUHVV 6HWXS 7LPH
5RZ $GGUHVV +ROG 7LPH
W
QV
QV
QV
QV
QV
3XEOLFDWLRQ 'DWH 5HYLVLRQ )HE (OLWH07
0%$
&RQWLQXHG
3$5$0(7(5
6<0%2/
5HDG &RPPDQG 6HWXS 7LPH
0,1 0$; 0,1 0$; 0,1 0$; 0,1 0$;
81,7
1RWHV
5&6
QV
W
5&+
W
&$6
5HDG &RPPDQG +ROG 7LPH 5HIHUHQFH WR 5$6
5$6 WR 2XWSXW LQ /RZ=
2XWSXW %XIIHU 7XUQRII 'HOD\ )URP 5$6
2XWSXW %XIIHU 7XUQRII WR 2(
QV
W55+
QV
W&/=
QV
W2))
QV
QV
:ULWH &RPPDQG 6HWXS 7LPH
W:&6
QV
W:&+
QV
W:&5
QV
QV
QV
W
QV
W'6
QV
W'+
5HDG &RPPDQG +ROG 7LPH 5HIHUHQFH WR
:ULWH &RPPDQG +ROG 7LPH
:ULWH &RPPDQG +ROG 7LPH5HIHUHQFH WR
5$6 :ULWH &RPPDQG 3XOVH :LGWK
:ULWH &RPPDQG WR 5$6 /HDG 7LPH
:ULWH &RPPDQG WR
&$6
/HDG 7LPH
'DWDLQ 6HWXS 7LPH
'DWDLQ +ROG 7LPH
W2))
W:3
W5:/
&:/
QV
W'+5
QV
W5:'
QV
W$:'
QV
W&:'
QV
7UDQVLWLRQ 7LPH ULVH RU IDOO
W7
QV
5HIUHVK 3HULRG F\FOHV
W5()
PV
5$6 WR &$6 3UHFKDUJH 7LPH
&$6 6HWXS 7LPH&%5 5()5(6+
&$6 +ROG 7LPH&%5 5()5(6+
2( +ROG 7LPH )URP :( 'XULQJ 5HDG0RGLI\
W53&
QV
W&65
QV
W&+5
QV
W2(+
QV
W25'
QV
W&/&+
QV
W565
QV
W5+5
QV
'DWDLQ +ROG 7LPH 5HIHUHQFH WR
5$6
WR
:(
'HOD\ 7LPH
&ROXPQ $GGUHVV WR
&$6
WR
:(
5$6 :(
'HOD\ 7LPH
'HOD\ 7LPH
:ULWH &\FOH
2( 6HWXS 3ULRU WR 5$6 'XULQJ +LGGHQ 5HIUHVK
&\FOH
/DVW &$6 *RLQJ /RZ WR )LUVW &$6 5HWXUQLQJ
+LJK
5HDG 6HWXS 7LPH 5HIHUHQFH WR 5$6 LQ &%5
5HDG +ROG 7LPH 5HIHUHQFH WR 5$6 LQ &%5
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
1RWHV (QDEOHV RQFKLS UHIUHVK DQG DGGUHVV FRXQWHUV
9,+PLQ
9,/PD[
DQG
DUH
UHIHUHQFH
WKH DERYH FRQGLWLRQV LV PHW WKH VWDWH RI ,2 DW DFFHVV
OHYHOV
IRU
PHDVXULQJ WLPLQJ RI LQSXW VLJQDOV 7UDQVLWLRQ WLPHV
ORZ DIWHU
DUH PHDVXUHG EHWZHHQ 9,+ DQG 9,/
,Q DGGLWLRQ WR PHHW WKH WUDQVLWLRQ UDWH VSHFLILFDWLRQ DOO
LQSXW VLJQDOV PXVW WUDQVLW EHWZHHQ 9,+ DQG 9,/ LQ D
$VVXPH WKDW W5&' W5&'PD[ ,I W5&' LV JUHDWHU WKDQ
WKH PD[LPXP UHFRPPHQGHG YDOXH VKRZQ LQ WKLV
5$6
t
2(
JR EDFN WR
:(
WDNHQ
JRHV ORZ UHVXOW LQ D /$7( :5,7(
2( FRQWUROOHG F\FOH
7KRVH SDUDPHWHUV DUH UHIHUHQFHG WR
:(
&$6
OHDGLQJ
OHDGLQJ HGJH
LQ /$7( :5,7( RU 5($'02',)< :5,7( F\FOHV
2(
'XULQJ D 5($' F\FOH LI
&$6
LV ORZ WKHQ WDNHQ +,*+
JRHV KLJK ,2 JRHV RSHQ LI
2(
LV WLHG
:5,7( RSHUDWLRQ LV QRW SRVVLEOH
W5&'PD[
LV ORZ DW WKH IDOOLQJ HGJH RI
5$6 GDWDRXW
ZLOO EH PDLQWDLQHG IURP WKH SUHYLRXV F\FOH 7R LQLWLDWH
D QHZ F\FOH DQG FOHDU WKH GDWDRXW EXIIHU
&$6
PXVW
EH SXOVHG KLJK
2SHUDWLRQ ZLWKLQ WKH W5&' OLPLW HQVXUHV WKDW W5&'PD[
FDQ EH PHW W5&'PD[ LV VSHFLILHG DV D UHIHUHQFH
SRLQW RQO\ LI W5&' LV JUHDWHU WKDQ WKH VSHFLILHG
$Q LQLWLDO SDXVH RI IROORZHG E\ HLJKW
5$6
PV
2SHUDWLRQ ZLWKLQ WKH W5$' OLPLW HQVXUHV WKDW W5$'PD[
FDQ EH PHW W5$'PD[ LV VSHFLILHG DV D UHIHUHQFH
SRLQW RQO\ LI W5$' LV JUHDWHU WKDQ WKH VSHFLILHG
HLJKW
5$6
F\FOH ZDNHXSV VKRXOG EH UHSHDWHG DQ\
:5,7( FRPPDQG LV GHILQHG DV
RXWSXW
DFKLHYHV WKH RSHQ FLUFXLW FRQGLWLRQ LW LV QRW D
UHIHUHQFH WR 92+ RU 92/
&$6
/DVW ULVLQJ
W:&6PLQ WKH F\FOH LV DQ
5:' t
DQ RSHQ FLUFXLW WKURXJKRXW WKH HQWLUH F\FOH ,I W
W$:'PLQ DQG W&:'
DQG WKH
t
W&:'PLQ WKH
GDWD RXWSXW
ZLOO
FRQWDLQ GDWD UHDG IURP WKH VHOHFWHG FHOO ,I QHLWKHU RI
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
&$6/
LQSXW ,2a E\
SDUDPHWHUV LQ /$7( :5,7( DQG 5($'02',)<
($5/< :5,7( F\FOH DQG WKH GDWD RXWSXW ZLOO UHPDLQ
&$6 IDOOLQJ HGJH
&$6 ULVLQJ HGJH
2XWSXW SDUDPHWHU ,2 LV UHIHUHQFHG WR FRUUHVSRQGLQJ
/DVW IDOOLQJ
t
KLJK GXULQJ :5,7(
RSHQ GXULQJ WKH :5,7( F\FOHV
W:&6 W5:' W$:' DQG W&:' DUH UHVWULFWLYH RSHUDWLQJ
LV 5($':5,7(
2(
7KH ,2V RSHQ GXULQJ 5($' F\FOHV RQFH W2)) RU
5HIHUHQFHG WR WKH ODWWHU
F\FOH
JRLQJ ORZ
F\FOH LQ RUGHU WR HQVXUH WKDW WKH RXWSXW EXIIHUV ZLOO EH
W2))PD[ GHILQHV WKH
W5:'PLQ W$:'
:(
/$7( :5,7( DQG 5($'02',)<:5,7( F\FOHV PXVW
5HIHUHQFHG WR WKH HDUOLHU
t
RQO\ RU
WLPH WKH W5() UHIUHVK UHTXLUHPHQW LV H[FHHGHG
(LWKHU W5&+ RU W55+ PXVW EH VDWLVILHG IRU D 5($' F\FOH
:5,7( F\FOH RQO\ ,I W:&6
5$6
&%5 EHIRUH SURSHU GHYLFH RSHUDWLRQ LV DVVXUHG 7KH
W2)) RFFXU
W5$'PD[ OLPLW DFFHVV WLPH LV FRQWUROOHG E\ W$$
WLPH DW ZKLFK WKH
LV UHTXLUHG DIWHU SRZHUXS
UHIUHVK F\FOHV KDYH ERWK W2)) DQG W2(+ PHW W5&'PD[ OLPLW DFFHVV WLPH LV FRQWUROOHG E\ W&$&
RU
KHOG KLJK DQG
H[FHHGV WKH YDOXH VKRZQ
,I
&$6
5$6
SHUPDQHQWO\ ORZ D /$7( :5,7( RU 5($'02',)<
2(
WDEOH W5$& ZLOO LQFUHDVH E\ WKH DPRXQW WKDW W5&'
$VVXPH WKDW W5&'
DQG
EHIRUH
&$6
HGJH LQ ($5/< :5,7( F\FOHV DQG
PRQRWRQLF PDQQHU
WLPH DQG XQWLO
9,+ LV LQGHWHUPLQDWH
DQG ,2a E\
&$6+ &$6
&$6
&$6 HGJH WR QH[W F\FOH©V ODVW ULVLQJ &$6
HGJH WR ILUVW ULVLQJ
HGJH
HGJH
/DVW ULVLQJ
&$6
HGJH WR ILUVW IDOOLQJ
5HIHUHQFHG WR WKH ODWWHU
$OO ,2V FRQWUROOHG E\
&$6+
&$6
HGJH
&$6 IDOOLQJ HGJH
2( UHJDUGOHVV &$6/
DQG
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
7UXWK 7DEOH
)81&7,21
5$6
&$6/ &$6+ :(
Æ
6WDQGE\
+
5HDG :RUG
/
/
5HDG /RZHU %\WH
/
5HDG 8SSHU %\WH
Æ
;
/
+
/
52:
&2/
/
+
+
/
52:
&2/
/
+
/
+
/
52:
&2/
:ULWH :RUG (DUO\ :ULWH
/
/
/
/
;
52:
&2/
:ULWH /RZHU %\WH (DUO\
/
/
+
/
;
52:
&2/
:ULWH 8SSHU %\WH (DUO\
/
+
/
/
;
52:
&2/
5HDG:ULWH
/
/
/
52:
&2/
'DWD2XW 'DWD,Q
52:
&2/
'DWD2XW
&2/
'DWD2XW
&2/
'DWD,Q
&2/
'DWD,Q
&2/
'DWD2XW 'DWD,Q
&2/
'DWD2XW 'DWD,Q
&2/
'DWD2XW
)DVW3DJH0RGH
:ULWH
)DVW3DJH0RGH
5HDG:ULWH
;
127(6
;
Æ
Æ
Æ
Æ
Æ
Æ
+
'46
&
W
;
5HDG
;
5
W
;
)DVW3DJH0RGH
+
$''5(66(6
2(
Æ
Æ
Æ
Æ
Æ
Æ
Æ
+
/
/
Æ
+
VW &\FOH
/
+
/
+
/
+
/
QG &\FOH
/
+
/
+
/
+
/
VW &\FOH
/
+
/
+
/
/
;
QG &\FOH
/
+
/
+
/
/
;
VW &\FOH
/
+
/
+
/
+
QG &\FOH
/
+
/
+
/
+
+LGGHQ 5HIUHVK
ÆÆ
/
5$6 2QO\ 5HIUHVK
+
/
/
Æ/
&%5 5HIUHVK
+
Æ
Æ
/
/
/
/
52:
Æ
Æ
+
52:
+
/
/
+
/
52:
+
+
;
;
52:
/
/
+
;
;
+LJK=
'DWD2XW
/RZHU %\WH 'DWD2XW
8SSHU %\WH 'DWD2XW
/RZHU %\WH 'DWD2XW 8SSHU %\WH
'DWD2XW
'DWD,Q
/RZHU
%\WH
'DWD,Q
8SSHU %\WH +LJK=
/RZHU
%\WH
+LJK=
8SSHU %\WH 'DWD,Q
+LJK=
;
+LJK=
&$6/ RU &$6+ DFWLYH
&$6/ RU &$6+ DFWLYH
1RWH 7KHVH :5,7( F\FOHV PD\ DOVR EH %<7( :5,7( F\FOHV HLWKHU
7KHVH 5($' F\FOHV PD\ DOVR EH %<7( 5($' F\FOHV HLWKHU
2QO\ RQH
&$6
PXVW EH DFWLYH (OLWH 0HPRU\ 7HFKQRORJ\ ,QF
&$6/
RU
&$6+ 3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
5($' &<&/(
W5
W
5 $ 6
&
W
5$ 6
53
9 , +
9 , /
W&6
W&
W 5&
53
'
+
W5
6 +
W&
$ 6
W55+
W
& /& +
9 , +
& $ 6 / & $ 6 +
9 , /
W
W
$ 6 5
W
5 $ '
W
5 $ +
$ 5
W$
6 &
W5
&6
W
5 $ /
W
& $ +
9 , +
$ ' ' 5
& 2 / 8 0 1
5 2 :
9 , /
5 2 :
W5&+
9 , +
: (
, 2
9 , /
9 2 +
W
$ $
W
5$ &
W
& $ &
W
&/ =
W
2 3 ( 1
9 $ / , '
2 ) ) ' $ 7 $
9 2 /
W
2 $&
W
2 3( 1
2 ) ) 9 , +
2(
9 , /
($5/< :5,7( &<&/(
W5
W
&
W
5$ 6
53
9 , +
5 $ 6
9 , /
W&6
+
W56
W
& $ 6 / & $ 6 +
W 5&
&53
'
W&
+
$ 6 W
& /& +
9 , +
9 , /
W
W
$ 6 5
W
5 $ '
W
5 $ +
$ 5
W$
6 &
W
5 $ /
W
& $ +
9 , +
$ ' ' 5
9 , /
& 2 / 8 0 1
5 2 :
5 2 :
W&
: /
W5
: /
W:
W
: &6
& 5
W
: & +
W
: 3
9 , +
: (
9 , /
W '+
W
W'
'6
5
+
9 , +
, 2
9 , /
9 $ / , '
' $ 7 $
9 , +
2(
9 , /
'21 7
&$ 5 (
81 '() , 1('
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
5($' :5,7( &<&/(
/$7( :5,7( DQG 5($'02',)<:5,7( &<&/(6
W5
: &
W5$6
5$ 6
9,
+
9,
/
W5
3
W& 6 +
W5 6 +
W& 5
&$6/ & $6+
9,
+
9,
/
W5 &'
3
W& $6 W &/ & +
W$5
W $6 5
$''5
9
, +
9
, /
W5
$'
W5
$+
W5
5 2 :
&2 / 8 0 1
W5
:(
9
, +
9
, /
$/
W& $+
W $6 &
&6
5 2 :
W5:
'
W&:
W&:
'
W5
W$:
'
W
W
/
: /
: 3
$ $
W5
$&
W & $&
W' 6
W&/=
, 2
9,
2 +
9,
2 /
2 3( 1
9$/ , '
W2
2(
9
, +
9
, /
' 2 8 7
W2
$ &
9$/ , '
W'+
' , 1
W2
) ) ( +
)$673$*(02'( 5($' &<&/(
W5
$ 6 &
W5
3
9, +
5$ 6
9, /
W& 6 +
W& 5
W3&
W5 &'
3
W& $6 W&/ & +
W5 6 +
W &$ 6W &/ & +
W&3
W& $6 W & / & +
W&3
W &3
9 , +
& $6/ & $6+
9 , /
W$5
W$ 6 5
W5
$'
W5
$ +
W5
W $6 &
W & $+
W $6 &
W& $+
W $6 &
$/
W & $+
9, +
$ ' ' 5
9, /
& 2 / 80 1
5 2 :
& 2 / 8 0 1
W5
W5 & 6
& 2 / 80 1
W5 & 6
&6
W5 & +
5 2 :
W5
5 +
W5 & +
W5 & +
9 , +
: (
9 , /
W$
W
$
W &$ &
W2
W & $&
) ) 92 +
W2
$ &
W2
) ) W2
9$ / , '
) ) 9$/ , '
' $ 7 $
' $ 7 $
W2
W & $&
) ) W&/=
9 $ / , '
23(1
92 /
$
W $& 3
W& / =
W &/ =
, 2
W$
$ $
W$ &3
W5$&
W2
$ &
W2
) ) ' $ 7 $
W2
$&
W2
2 3( 1
) ) 9, +
2(
9, /
'21
7 &$5(
81'() ,1('
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
3XEOLFDWLRQ 'DWH 5HYLVLRQ )HE (OLWH07
0%$
)$673$*(02'( ($5/<:5,7( &<&/(
W5
5 $6 9
W5
$6 &
3
, +
9 , /
W&6 +
W& 5
W3&
W& $6 W & / &+
W5 & '
3
W5
W& $6 W &/ & +
W& 3
6 +
W&$ 6 W& / & +
W &3
W& 3
9 , +
&$6/ & $6+
9 , /
W$5
W5
W$ 6 5
W5
W5
$'
W$ 6 &
W &$ +
W$ 6 &
$+
W$ 6 &
W& $+
$/
W & $+
9, +
$' ' 5
& 2 / 8 01
5 2 :
9, /
& 2 / 8 01
W &:
W:
W:
& 6
W
W:
&+
W:
& 6
W &:
/
W:
& +
W:
: 3
5 2 :
& 2 / 8 0 1
W& :
/
W:
&6
& +
W:
3
/
3
9, +
: (
9, /
W:
W '6
W5
& 5
W'+
: /
5
W' 6
W' +
W'6
W'+
W' +
9, +
,2
9$/ , '
9, /
' $7$
9 $/ , '
' $7 $
9$/ , '
' $7$
9 , +
2(
9 , /
)$673$*(02'( 5($':5,7( &<&/(
/$7( :5,7( DQG 5($'02',)<:5,7( &<&/(6
W5
W5
$6 &
3
9, +
5$ 6
9, /
W&6 +
W& 5
W3&0
W& $6 W & / &+
W5 &'
3
W5
W &3
W& $6 W &/ & +
W& 3
6 +
W& 3
W& $6 W & / &+
9, +
& $ 6 / & $6 +
9, /
W$5
W5
W $6 5
W5
W5
$'
W& $+
W$ 6 &
$+
W $6 &
W $6 &
W &$ +
$/
W & $+
9 , +
$ ' ' 5
9 , /
5 2 :
& 2 / 80 1
W5
& 2 / 80 1
& 2 / 8 0 1
W5
5 2 :
W5
: '
:
/
&6
W &:
W&:/
W:
W$
W:
3
: '
W$:
'
W&:'
W&:
'
W& :
/
W:
3
W$:
W& :
/
3
'
'
9 , +
: (
9 , /
W$
W5
W
$
W$
$ $
W' +
$&
$
W'+
W'+
W $& 3
W'6
W &$ &
W& $&
W&/=
W& / =
W $& 3
W '6
W'6
W & $&
W&/=
9 , 2 +
, 2
9$ / , '
9 , 2 /
'
2
8
7
'
,
W2
W2
$&
9$ / , '
9$ / , '
'
1
2
8
7
9 $ / , '
'
,
W2
) ) W2
$&
9$ / , '
'
1
2
8
7
9$ / , '
'
,
1
W2
) ) W2
$&
) ) W2
( +
9 , +
2(
9 , /
'21
7 &$5(
81'() ,1('
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
3XEOLFDWLRQ 'DWH 5HYLVLRQ )HE (OLWH07
0%$
5$6 21/< 5()5(6+ &<&/(
$a$ 2( :(
$''5
W5
W5
9
W& 5
9
3
W5
W5
W$ 6 5
9
$' '5
9
9
, 2
9
W5
3
3&
,+
,/
9
& $ 6/ & $6 +
&
$6
,+
,/
9
5$6
'21©7 &$5(
,+
,/
$+
5 2 :
5 2 :
2+
2/
2 3 (1
&%5 5()5(6+ &<&/(
$a$ 2(
W5
9
5 $6
9
W5
9
9
9
, 2
9
9
9
W53
W5
$6
3&
W& 6 5
W&+
W5
5
3&
W& 6 5
W&+
5
,+
,/
2+
2/
2 3(1
W5
W5 & +
: (
W5$6
,+
,/
W&3
& $ 6/ & $6 +
3
'21©7 &$5(
,+
,/
65
W5
+5
W5
65
W5 +
5
1 2 7( ' 2 1 7
&$ 5 (
8 1 ' ( ) , 1 ( '
565
1RWH W
5+5
DQG W
DUH IRU V\VWHP GHVLJQ UHIHUHQFH RQO\ 7KH
&%5 5()5(6+ +RZHYHU
:(
ZLWK RWKHU '5$0V ZKLFK UHTXLUH
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
VKRXOG EH KHOG +,*+ DW
:(
+,*+ DW
5$6
:( VLJQDO LV DFWXDOO\ D ¦GRQ©W FDUH§ DW 5$6 WLPH GXULQJ D
5$6 WLPH GXULQJ D &%5 5()5(6+ WR HQVXUH FRPSDWLELOLW\
WLPH GXULQJ D &%5 5()5(6+
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
+,''(1 5()5(6+ &<&/(
:(
+,*+ 2(
5 ( $ ' 5 ( ) 5 ( 6+ W 5 $6
5$6
9
,+
9
,/
W&5 3
& $6/ & $6 +
9
,+
9
,/
W53
W5 6 +
W5 & '
/2:
W5 $ 6
W&+5
W$ 5
W 5 $/
W5 $ '
W$65
$ ' '5
9
,+
9
,/
W $6 &
W 5 $+
5 2 :
W & $+
& 2 / 8 0 1
W$$
W 5 $&
W2 ))
W &$ &
W& / =
,2
9
2+
9
2/
2 3(1
9$/ , '
W 2 $&
2(
9
,+
9
,/
' $7 $
23( 1
W2 ))
W25'
' 2 1 7
& $ 5 (
8 1 ' ( ) , 1 ( '
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ (OLWH07
0%$
3$&.,1*
',0(16,216
/($'
62-PLO
6(&7,21,
'
E
0$; ( (
E
'(7$,/ $
T
$
F
$
$
H
'(7$,/ $
5
T
0,1 ;
(
6(&7,21,,
6\PERO
'LPHQVLRQ LQ PP
'LPHQVLRQ LQ LQFK
0LQ
1RUP
0D[
0LQ
1RUP
0D[
$
$
$
E
E
F
H
'
5()
5()
%6&
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
5()
5()
%6&
6\PERO
'LPHQVLRQ LQ PP
'LPHQVLRQ LQ LQFK
0LQ
1RUP
0D[
0LQ
1RUP
0D[
(
(
(
5
E
T
H
\
%6&
q
q
5()
%6&
%6&
5()
q
q
3XEOLFDWLRQ 'DWH 5HYLVLRQ %6&
)HE (OLWH07
0%$
3$&.,1*
',0(16,216
/($'
7623,,
6\PERO
'5$0PLO
'LPHQVLRQ LQ PP
0LQ
1RUP
$
0D[
'LPHQVLRQ LQ LQFK
0LQ
1RUP
$
$
E
E
0D[
F
F
'
='
5()
5()
(
(
/
/
5()
H
%6&
T
2q a q 5()
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
5()
%6&
2q a q 5()
3XEOLFDWLRQ 'DWH 5HYLVLRQ )HE (OLWH07
0%$
,PSRUWDQW 1RWLFH
$OO ULJKWV UHVHUYHG
1R
SDUW
RI
WKLV
GRFXPHQW
PD\
EH
UHSURGXFHG
RU
GXSOLFDWHG
LQ
DQ\
IRUP
RU
E\
DQ\
PHDQV ZLWKRXW WKH SULRU SHUPLVVLRQ RI (OLWH07
7KH
FRQWHQWV
SXEOLFDWLRQ
UHVHUYHV
FRQWDLQHG
(OLWH07
WKH
ULJKW
WR
LQ
WKLV
DVVX PHV
FKDQJH
GRFXPHQW
QR
WKH
DUH
EHOLHYHG
UHVSRQVLEL OLW\
SURGXFWV
RU
IRU
WR
DQ\
EH
DFFXUDWH
HUURU
VSHFLILFDWLRQ
LQ
LQ
WKLV
WKLV
DW
WKH
WL PH
GRFX PHQW
GRFX PHQW
RI
DQG
ZLWKRXW
QRWLFH
7KH
LQIRUPDWLRQ
DSSOLFDWLRQ
RI
LQIULQJHPHQW
SDUWLHV
RXU
RI
ZKLFK
RWKHUZLVH
LV
FRQWDLQHG
KHUHLQ
SURGXFWV
SDWHQWV
PD\
1R
IUR P
XQGHU
LWV
DQ\
SUHVHQWHG
RQO\
UHVSRQVLELOLW\
FRS\ULJKWV
UHVXOW
JUDQWHG
LV
RU
RWKHU
XVH
1R
SDWHQWV
LV
DV
D
JXLGH
DVVX PHG
LQWHOOHFWXDO
OLFHQVH
FRS\ULJKWV
E\
H[DPSOHV
(OLWH07
SURSHUW\
HLWKHU
RU
RU
ULJKWV
H[SUHVV
RWKHU
IRU
IRU
RI
WKH
DQ\
WKLUG
LPSOLHG
LQWHOOHFWXDO
RU
SURSHUW\
ULJKWV RI (OLWH07 RU RWKHUV
$Q\
VHPLFRQGXFWRU
P LQL P L]H
RSHUDWLQJ
ULVNV
GHYLFHV
DVVRFLDWHG
VDIHJXDUGV
DJDLQVW
PD\
ZLWK
KDYH
LQKHUHQWO\
FXVWR PHU
V
LQMXU\
GDPDJH
D
FHUWDLQ
DSSOLFDWLRQ
RU
ORVV
IUR P
UDWH
RI
DGHTXDWH
VXFK
IDLOXUH
GHVLJQ
IDLOXUH
7R
DQG
VKRXOG
EH
SURYLGHG E\ WKH FXVWRPHU ZKHQ PDNLQJ DSSOLFDWLRQ GHVLJQV
(OLWH07
V SURGXFWV DUH QRW DXWKRUL]HG IRU XVH LQ FULWLFDO DSSOLFDWLRQV VXFK DV EXW QRW
OL PLWHG
WR
OLIH
GLUHFWO\ DIIHFW
GHVFULEHG
VXSSRUW
KX PDQ
KHUH
DUH
WR
GHYLFHV
OLYHV RU
EH
XVHG
RU
V\VWHP
ZKHUH
FDXVH SK\VLFDO
IRU
VXFK
IDLOXUH
LQMXU\
NLQGV
RI
RU
RU
DEQRUPDO
SURSHUW\
DSSOLFDWLRQ
RSHUDWLRQ
GDPDJH ,I
SXUFKDVHU
PD\
SURGXFWV
PXVW
GR
LWV
RZQ TXDOLW\ DVVXUDQFH WHVWLQJ DSSURSULDWH WR VXFK DSSOLFDWLRQV
(OLWH 0HPRU\ 7HFKQRORJ\ ,QF
3XEOLFDWLRQ 'DWH )HE 5HYLVLRQ