396bd1b7 e4ab 4dc8 ae4a 2a374c0d58fc

3M CO
Reported by
MACDONALD ROBERT D III
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 07/29/10 for the Period Ending 07/27/10
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
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longer subject to Section 16.
Form 4 or Form 5
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
MacDonald Robert D III
3M CO [ MMM ]
(Last)
(First)
(Middle)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Street)
(State)
_____ Other (specify
4. If Amendment, Date Original Filed
VICE PRESIDENT MARKETING
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
ST. PAUL, MN 55144-1000
(City)
_____ 10% Owner
__ X __ Officer (give title below)
below)
7/27/2010
3M CENTER
_____ Director
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
Deemed
Execution
Date, if
any
3.
Trans.
Code
(Instr.
8)
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
Code V Amount (D)
Common Stock
2/1/2010
G
7/27/2010
Common Stock
$0
27222
D
M
15800
A
$64.50
43022
D
F
11740
D
$86.80
31282
D
F
1327
D
$86.80
29955
D
7/27/2010
Common Stock
M
17380
A
$61.85
47335
D
F
12384
D
$86.80
34951
D
F
1825
D
$86.80
33126
D
M
4182
A $58.625
37308
D
F
2824
D
$86.80
34484
D
F
579
D
$86.80
33905 (1)
D
2604 (2)
I
7/27/2010
Common Stock
7/27/2010
Common Stock
7/27/2010
Common Stock
7/27/2010
Common Stock
7/27/2010
Common Stock
V
7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Price
D
7/27/2010
Common Stock
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
93
7/27/2010
Common Stock
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
Common Stock
By
401k/paesop
Trust
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
Amount or
Number of
Shares
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Non-qualified Stock
Option (Right to
Buy)
$58.625
Non-qualified Stock
Option (Right to
Buy)
$64.50
Non-qualified Stock
Option (Right to
Buy)
$61.85
Non-qualified Stock
Option (Right to
Buy)
$86.80
Non-qualified Stock
Option (Right to
Buy)
$86.80
Non-qualified Stock
Option (Right to
Buy)
$86.80
7/27/2010
7/27/2010
7/27/2010
7/27/2010
7/27/2010
7/27/2010
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
M
4182
5/8/2002
5/6/2011
Common
Stock
4182
$0
0
D
M
15800
5/15/2003
5/14/2012 Common
Stock
15800
$0
0
D
M
17380
5/14/2004
5/12/2013 Common
Stock
17380
$0
0
D
1/27/2011
5/6/2011
Common
Stock
3403
$86.80
3403
D
1/27/2011
5/13/2013 Common
Stock
14209
$86.80
14209
D
1/27/2011
5/14/2012 Common
Stock
13067
$86.80
13067
D
A
A
A
3403
14209
13067
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) Includes shares acquired under 3M's General Employee Stock Purchase Plan.
( 2) Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
MacDonald Robert D III
3M CENTER
ST. PAUL, MN 55144-1000
Other
VICE PRESIDENT MARKETING
Signatures
George Ann Biros, attorney-in-fact for Robert D. MacDonald III
7/29/2010
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently
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