28b8e5f6 48ee 4da0 b5b2 fd18a81135bf

3M CO
Reported by
BURGSTAHLER ROBERT J
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 06/25/03 for the Period Ending 06/23/03
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 4
[ X ] Check this box if no
longer subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
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OMB Number: 3235-0287
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person *
BURGSTAHLER ROBERT J
(Last)
(First)
(Middle)
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
3M CO [ MMM ]
_____ Director
3. Date of Earliest Transaction
(MM/DD/YYYY)
__ X __ Officer (give title below)
below)
(City)
(State)
_____ Other (specify
SENIOR VICE PRESIDENT
6/23/2003
(Street)
_____ 10% Owner
4. If Amendment, Date Original Filed
6. Individual or Joint/Group Filing (Check
(MM/DD/YYYY)
Applicable Line)
(Zip)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
Common Stock
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
6/23/2003
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
Price
5. Amount of Securities Beneficially Owned 6.
Following Reported Transaction(s)
Ownership
(Instr. 3 and 4)
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
M
2073
A $48.2372
23363
D
F
769
D $129.915
22594
D
M
1745
A $57.2696
24339
D
F
769
D $129.915
23570
D
M
1586
A
$63.035
25156
D
F
769
D $129.915
24387
D
M
1090
A
25477
D
F
769
D $129.915
24708
D
M
1071
A
25779
D
F
769
D $129.915
25010
D
M
1052
A
26062
D
F
769
D $129.915
25293
D
M
1153
A
26446
D
F
769
D $129.915
25677
D
M
852
A
$117.25
26529
D
F
768
D $129.915
25761
D
M
9090
A
34851
D
$91.7
$93.35
$95
$86.7
$115.6
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
6/23/2003
Common Stock
6/23/2003
Common Stock
6/23/2003
Common Stock
6/23/2003
Common Stock
6/23/2003
Common Stock
6/23/2003
Common Stock
6/23/2003
Common Stock
6/23/2003
Common Stock (1)
4. Securities Acquired
(A) or Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount (D)
Price
5. Amount of Securities Beneficially Owned 6.
Following Reported Transaction(s)
Ownership
(Instr. 3 and 4)
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
F
8088
D $129.915
26763
D
F
347
D $129.915
26416
D
M
3274
A
29690
D
F
2913
D $129.915
26777
D
F
125
D $129.915
26652
D
M
1668
A
28320
D
F
1484
D $129.915
26836
D
F
63
D $129.915
26773
D
$115.6
$115.6
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number.
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
SEC 1474 (9-02)
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Incentive Stock
Option (right to buy) $48.2372
6/23/2003
Incentive Stock
Option (right to buy) $57.2696
6/23/2003
Incentive Stock
Option (right to buy) $63.035
6/23/2003
Incentive Stock
Option (right to buy)
$86.7
6/23/2003
Incentive Stock
Option (right to buy)
$91.7
Incentive Stock
Option (right to buy)
$93.35
Incentive Stock
Option (right to buy)
$95
6/23/2003
6/23/2003
6/23/2003
Incentive Stock
Option (right to buy) $117.25
6/23/2003
Non-Qualified Stock
Option (right to buy) $115.575
6/23/2003
Non-Qualified Stock
Option (right to buy)
$115.6
6/23/2003
Non-Qualified Stock
Option (right to buy)
$115.6
Non-Qualified Stock
Option (right to buy) $129.95
6/23/2003
6/23/2003
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
Amount or
Number of
Shares
M
2073
5/10/1995
5/10/2004 Common
Stock
2073
0
0
D
M
1745
5/9/1996
5/9/2005
Common
Stock
1745
0
0
D
M
1586
5/14/1997
5/14/2006 Common
Stock
1586
0
0
D
M
1153
5/9/2001
5/9/2010
Common
Stock
1153
0
0
D
M
1090
5/13/1998
5/13/2007 Common
Stock
1090
0
0
D
M
1071
5/12/1999
5/12/2008 Common
Stock
1071
0
0
D
M
1052
5/11/2000
5/10/2009 Common
Stock
1052
0
0
D
M
852
5/8/2002
5/8/2011
Common
Stock
852
0
0
D
M
9090
5/21/2002
5/9/2010
Common
Stock
9090
0
0
D
M
3274
5/21/2002
5/11/2007 Common
Stock
3274
0
354
D
M
1668
5/21/2002
5/9/2008
Common
Stock
1668
0
0
D
12/23/2003 5/11/2007 Common
Stock
3038
0
3038
D
A
3038
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
Deemed
Execution
Date, if
any
4.
Trans.
Code
(Instr.
8)
Code V
Non-Qualified Stock
Option (right to buy) $129.95
6/23/2003
Non-Qualified Stock
Option (right to buy) $129.95
6/23/2003
A
A
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and
5)
(A)
(D)
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
1547
12/23/2003 5/12/2008 Common
Stock
8435
12/23/2003
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
1547
0
1547
D
8435
0
8435
D
Amount or
Number of
Shares
Common
Stock
5/7/2010
8. Price of
Derivative
Security
(Instr. 5)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Explanation of Responses:
( 1) The following information would typically be included in Column 5 of Table I. -Individual currently owns 1,839 shares of
indirectly-held common stock holding (401k/PAESOP), which includes shares acquired during the fiscal year pursuant to the 3M
Voluntary Investment Plan.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner
BURGSTAHLER ROBERT J,
Officer
Other
SENIOR VICE PRESIDENT
Signatures
By: George Ann Biros For: Robert J. Burgstahler
6/24/2003
** Signature of Reporting Person
Date
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays
a currently valid OMB number.
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