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3M CO
Reported by
HAMMES ERIC D.
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 07/02/14 for the Period Ending 07/01/14
Address
Telephone
CIK
Symbol
SIC Code
Industry
Sector
Fiscal Year
3M CENTER
BLDG. 220-11W-02
ST PAUL, MN 55144-1000
6517332204
0000066740
MMM
3841 - Surgical and Medical Instruments and Apparatus
Constr. - Supplies & Fixtures
Capital Goods
12/31
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FORM 4
[ ] Check this box if no longer
subject to Section 16. Form 4
or Form 5 obligations may
continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
OMB Number: 3235-0287
Washington, D.C. 20549
Estimated average burden
hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person *
2. Issuer Name and Ticker or Trading Symbol
Hammes Eric D.
3M CO [ MMM ]
(Last)
(First)
3. Date of Earliest Transaction (MM/DD/YYYY)
(Middle)
(Street)
(State)
_____ 10% Owner
_____ Other (specify
4. If Amendment, Date Original Filed
VP, Corp Controller & CAO
6. Individual or Joint/Group Filing (Check Applicable
(MM/DD/YYYY)
Line)
ST. PAUL, MN 55144-1000
(City)
_____ Director
__ X __ Officer (give title below)
below)
7/1/2014
3M CENTER
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans.
Date
2A.
3. Trans.
Deemed
Code
Execution (Instr. 8)
Date, if any
Code
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr.
4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I) (Instr.
4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
2768
D
(A)
or
V Amount (D) Price
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate
Security
(Instr. 3)
2.
3. Trans.
Conversion Date
or Exercise
Price of
Derivative
Security
3A.
4. Trans.
Deemed Code
Execution (Instr. 8)
Date, if
any
Code
Restricted Stock Units
(1)
7/1/2014
A
5. Number of
6. Date Exercisable
Derivative
and Expiration Date
Securities Acquired
(A) or Disposed of
(D)
(Instr. 3, 4 and 5)
V
(A)
(D)
2768
7. Title and Amount of
Securities Underlying
Derivative Security
(Instr. 3 and 4)
Date
Expiration
Title
Exercisable Date
(2)
(2)
8. Price of
Derivative
Security
(Instr. 5)
Amount or
Number of Shares
Common
Stock
2768
(1)
Explanation of Responses:
( 1) Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
( 2) The restricted stock units will vest in equal installments on July 1, 2017 and July 1, 2019.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer
Hammes Eric D.
3M CENTER
ST. PAUL, MN 55144-1000
Other
VP, Corp Controller & CAO
Signatures
/s/ Patricia L. Meagher, attorney-in-fact for Eric D. Hammes
** Signature
of Reporting Person
7/2/2014
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*
If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB
control number.
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