TDK Corporation (6762) FY 2015 Third Quarter Financial Results (U.S. GAAP) (2) Statements of Income and Statements of Comprehensive Income [9-month-period results] Statements of Income Term The 9-monthperiod of FY2014 (April 1, 2013 December 31, 2013) (Yen millions) Item Net sales Cost of sales Gross profit Selling, general and administrative expenses Operating income Other income (deductions): Interest and dividend income Interest expense Foreign exchange gain (loss) Other-net Total other income (deductions) 742,023 572,936 169,087 134,136 34,951 % 100.0 77.2 22.8 18.1 4.7 The 9-month-period of FY2015 Change (April 1, 2014 December 31, 2014) (Yen millions) % 802,652 596,073 206,579 153,475 53,104 8.2 4.0 22.2 14.4 51.9 49,597 6.2 409,893 13,929 1.8 12,722 1.6 105,141 22,220 3.0 36,875 4.6 304,752 14,655 66.0 (5,051) -0.7 - - - 5,051 - 17,169 2.3 36,875 4.6 304,752 19,706 114.8 Less: Net income attributable to noncontrolling interests 1,456 0.2 2,339 0.3 19,331 883 60.6 Net income attributable to TDK 15,713 2.1 34,536 4.3 285,421 18,823 119.8 Loss from discontinued operations Net income 13,448 60,629 23,137 37,492 19,339 18,153 -0.4 Income from continuing operations 4.8 6,633,488 4,926,224 1,707,264 1,268,388 438,876 Change(%) 761 294 (3,332) (1,947) (4,224) Income taxes 35,668 (Yen millions) 26,025 (18,504) (33,587) (2,917) (28,983) Income from continuing operations before income taxes 0.1 3,149 (2,239) (4,064) (353) (3,507) 100.0 74.3 25.7 19.1 6.6 (U.S.$ thousands) 2,388 (2,533) (732) 1,594 717 39.1 -5.4 (726) Notes: 1. U.S.$1=Yen 121, for convenience only. 2. The figures related to the data tape business and the blu-ray business, which became discontinued operations in the year ended March 31, 2014, are restated. Statements of Comprehensive Income Term Item Net income Other conprehensive income (loss), net of taxes: Foreign currencies translation adjustments Pension liability adjustments Net unrealized gains (losses) on securities Total other comprehensive income (loss) Comprehensive income Comprehensive income attributable to noncontrolling interests Comprehensive income attributable to TDK The 9-monthperiod of FY2014 (April 1, 2013 December 31, 2013) (Yen millions) The 9-month-period of FY2015 (April 1, 2014 December 31, 2014) (Yen millions) (U.S.$ thousands) Change (Yen millions) 17,169 36,875 304,752 19,706 79,424 1,596 3,988 85,008 102,177 105,445 (1,619) 1,251 105,077 141,952 871,446 (13,380) 10,339 868,405 1,173,157 26,021 (3,215) (2,737) 20,069 39,775 3,473 5,019 41,479 1,546 98,704 136,933 1,131,678 38,229 Note: U.S.$1=Yen 121, for convenience only. 12 TDK Corporation (6762) FY 2015 Third Quarter Financial Results (U.S. GAAP) [3rd quarter results] Statements of Income Term 3Q of FY2014 (October 1, 2013 December 31, 2013) (Yen millions) Item Net sales Cost of sales Gross profit Selling, general and administrative expenses Operating income Other income (deductions): Interest and dividend income Interest expense Foreign exchange gain (loss) Other-net Total other income (deductions) % 258,239 195,390 62,849 44,933 17,916 100.0 75.7 24.3 17.4 6.9 985 (855) (911) 452 (329) Income from continuing operations before income taxes Income taxes Income from continuing operations Loss from discontinued operations Net income Less: Net income attributable to noncontrolling interests Net income attributable to TDK 3Q of FY2015 (October 1, 2014 December 31, 2014) (Yen millions) % 300,377 219,928 80,449 55,267 25,182 -0.1 920 (792) (2,788) (281) (2,941) 17,587 6.8 6,172 100.0 73.2 26.8 18.4 8.4 Change (Yen millions) (U.S.$ thousands) 2,482,455 1,817,587 664,868 456,752 208,116 Change(%) 42,138 24,538 17,600 10,334 7,266 16.3 12.6 28.0 23.0 40.6 -1.0 7,603 (6,545) (23,042) (2,322) (24,306) (65) 63 (1,877) (733) (2,612) 22,241 7.4 183,810 4,654 26.5 2.4 4,953 1.6 40,934 (1,219) -19.8 11,415 4.4 17,288 5.8 142,876 5,873 51.4 (1,272) -0.5 - - - 1,272 - 10,143 3.9 17,288 5.8 142,876 7,145 70.4 834 0.3 892 0.3 7,372 58 7.0 9,309 3.6 16,396 5.5 135,504 7,087 76.1 - Notes: 1. U.S.$1=Yen 121, for convenience only. 2. The figures related to the data tape business and the blu-ray business, which became discontinued operations in the year ended March 31, 2014, are restated. Statements of Comprehensive Income Term Item Net income Other conprehensive income (loss), net of taxes: Foreign currencies translation adjustments Pension liability adjustments Net unrealized gains (losses) on securities Total other comprehensive income (loss) Comprehensive income Comprehensive income attributable to noncontrolling interests Comprehensive income attributable to TDK 3Q of FY2014 (October 1, 2013 December 31, 2013) (Yen millions) 3Q of FY2015 (October 1, 2014 December 31, 2014) (Yen millions) (U.S.$ thousands) Change (Yen millions) 10,143 17,288 142,876 7,145 50,668 505 857 52,030 62,173 68,217 753 (54) 68,916 86,204 563,777 6,223 (446) 569,554 712,430 17,549 248 (911) 16,886 24,031 2,034 2,366 19,554 332 60,139 83,838 692,876 23,699 Note: U.S.$1=Yen 121, for convenience only. 13