Earnings Release Q1 2011 S Samsung Electronics El t i April 2011 Disclaimer The financial information in this document are consolidated earnings results based on K-IFRS. This document is provided for the convenience of investors only, only before our external audit on Q1 2011 financial results of our headquarters is completed. The audit outcomes may cause some parts of this document to change. This document contains "forward-looking statements" - that is, statements related to future, not past, events. In this context, "forward-looking statements" often address our expected future business and financial performance, and a do often te co contain ta words o ds suc such as "expects”, e pects , "anticipates”, a t c pates , "intends”, te ds , "plans”, p a s , "believes”, be e es , "seeks” see s o or "will ". “Forward-looking statements" by their nature address matters that are, to different degrees, uncertain. For us, particular uncertainties which could adversely or positively affect our future results include: · The behavior of financial markets including g fluctuations in exchange g rates,, interest rates and commodity yp prices · Strategic actions including dispositions and acquisitions · Unanticipated dramatic developments in our major businesses including Semiconductor, DP (Display Panel), Telecommunication, DM & A (Digital Media & Appliances) · Numerous other matters at the national and international levels which could affect our future results These uncertainties may cause our actual results to be materially different from those expressed in this document. Income Statement (Unit: Trillion Won) Sales 4T#’44 +(#ri#vdohv, 36.99 100% 4T#’43 +(#ri#vdohv, 7T#’43 7%↑ 34.64 100% 41.87 \0rq0\ +(#ri#vdohv, 100% Cost of Sales 26.05 70.4% 13%↑ 23.01 66.4% 29.12 69.5% Gross Profit 10.93 29.6% 6%↓ 11.63 33.6% 12.76 30.5% R&D expenses 2 34 2.34 6 3% 6.3% 14%↑ 2 05 2.05 5 9% 5.9% 2 43 2.43 5 8% 5.8% SG&A expenses 5.79 15.7% 5%↑ 5.54 16.0% 7.20 17.2% Other operating profits / losses 0.15 0.4% 59%↓ 0.37 1.1% △0.12 △0.3% 2.95 8.0% 33%↓ 4.41 12.7% 3.01 7.2% Equity method gains / losses 0.38 1.0% 19%↓ 0.46 1.3% 0.69 1.7% Finance incomes / expenses 0.06 0.2% 40%↓ 0.11 0.3% △0.09 △0.2% Profit Before Income Tax 3.39 9.2% 32%↓ 4.97 14.4% 3.62 8.6% Income tax 0.60 1.6% 38%↓ 0.98 2.8% 0.20 0.5% Net profit 2.78 7.5% 30%↓ 3.99 11.5% 3.42 8.2% Operating Profit Key Profitability Indicators 22% 4T ’44 4T# 44 4T ’43 4T# 43 7T ’43 7T# 43 12% 22% 17% Profitability (Net income/Sales) 0.08 0.12 0.08 Asset turnover (Sales/Asset) 1 09 1.09 1 22 1.22 1 36 1.36 Leverage (Asset/Equity) 1.50 1.53 1.52 16% 21% 14% ROE EBITDA Margin ROE EBITDA Margin 21% 17% 14% 1Q ’10 4Q ’10 16% 12% 1Q ’11 1 Segment Information Sales by Segment (Unit: Trillion Won) 4T#’44 \0rq0\ 4T#’43 7T#’43 Semiconductor 9.18 12%↑ 8.20 9.25 - Memory - S.LSI 5.87 2.32 5%↑ 100%↑ 5.59 1.16 6.04 2.16 6 51 6.51 5%↓ 6 85 6.85 7 20 7.20 5.27 12%↓ 5.98 5.81 10.64 19%↑ 8.96 11.75 10.14 18%↑ 8.57 11.15 DM & A 13.52 13.5 5%↑ 12.83 16.33 - VD 7.68 1%↑ 7.61 10.28 - Appliances 2.79 13%↑ 2.47 2.97 △2.21 △2.67 34.64 41.87 DP - LCD Telecom - Mobile Others △2.87 Total 36.99 7%↑ ※ Sales of each segment include intersegment sales Operating Profit by Segment 4T#’44 +Pdujlq, 1.64 17.9% 5.9%p↓ p↓ 1.96 23.8% 1.80 △0.23 △3.5% 10.7%p↓ 0.49 7.2% 0.10 Telecom 1.43 13.5% 1.2%p↑ 1.10 12.2% 1.48 DM & A 0.10 0.8% 3.3%p↓ 0.53 4.1% △0.20 (Unit: Trillion Won) Semiconductor DP Others* Total \0rq0\ △0.004 2.95 ※ Other businesses & Other operating profits/losses 4T#’43 +Pdujlq, 0.34 8.0% 4.7%p↓ 4.41 7T#’43 △0.16 12.7% 3.01 ※ Since SetTop Box business belonging has been changed (from Telecom to DM & A), related 2010 earnings have been re-stated 2 Cash Flow Statement 4T ’44 4T# 44 7T ’43 7T# 43 22.48 21.79 4.34 8.02 Net profit 2.78 3.42 Depreciation 2.98 2.87 △1.42 1.73 △5.95 △7.33 △5 53 △5.53 △6 64 △6.64 Cash flow from Finance 1.43 △0.27 Increase in Debts 1.04 △0.18 (Unit: Trillion Won) Cash (Beginning of period)* Cash flow from Operation Others Cash flow from Investment Increase in tangible assets Net increase in cash △0.14 Cash (End of period)* 0.69 22.34 22.48 * Cash = Cash + Cash equivalents + Short-term financial instruments + Short-term available-for-sale securities Cash & Net Cash Position 22.48 22.34 11.70 10.79 21.79 20.64 12.39 20 43 20.43 10.06 10.78 Cash Net Cash ’10 1Q ’10 2Q ’10 3Q ’10 4Q ’11 1Q 3 Statement of Financial Position 4T ’44 4T#’44 7T ’43 7T#’43 4T ’43 4T#’43 Current assets 60.96 61.40 55.30 Cash* 22.34 22.48 20.64 Trade accounts & notes receivable 17.74 19.15 17.02 Inventories 14.18 13.36 11.72 Non-current assets 75.58 72.89 59.80 Investments 12.18 11.80 9.59 PP&E 55 18 55.18 52 96 52.96 44 03 44.03 136.53 134.29 115.10 11.55 10.78 8.25 Total liabilities 45.03 44.94 39.86 Total shareholders’ equity 91.50 89.35 75.24 (U it Trillion (Unit: T illi W Won)) Total assets Debts * Cash = Cash + Cash equivalents + Short-term financial instruments + Short-term available-for-sale securities Key Financial Indicators 4T#’44 7T#’43 4T#’43 160% 154% 157% Liability/Equity 49% 50% 53% D bt/E it Debt/Equity 13% 12% 11% △12% △13% △16% (Unit : %) Current ratio* Net debt/Equity * Current ratio= Current Assets / Current Liabilities 4 Semiconductor Memory PC shipment (Million units) 120 (GB/Sys) Desktop PC Netbook Q1 results Note PC GB/Sys 6.0 • DRAM : Weak PC demand due to seasonality, but solid demand continued for mobile/server applications - PC shipment hi t : high-single hi h i l digit↓(QoQ), di it↓(Q Q) flat fl t (Y (YoY) Y) ㆍ GB/Sys : Approximately 10%↑(QoQ) , mid-20%↑(YoY) 60 3.0 0 ’10.Q1 ’10.Q4 0.0 ’11.Q1 (Source : SEC) 1Gb DDR3 DRAM (Left) • NAND : Strong set/embedded demand amid weak channel demand - Solid demand for mobile applications (smartphones and tablets) - Weak demand in channel such as memory card due to seasonality Memory spot price trends $4.00 ☞ Samsung : Achieved solid performance through strengthening cost competitiveness via 3Xnm migration and reinforcing high value-added product lineup (e.g. mobile/server DRAM) $8.00 32Gb MLC NAND(Right) $3.00 ☞ Samsung : Improved business performance by strengthening cost competitiveness via 2Xnm migration and expanding set/embedded market sales $6 00 $6.00 System LSI $2.00 $4.00 $1.00 led to increased demand for major products (i.e. AP, high-pixel image sensors) ※ 1Gb DDR3 1.3Ghz 1 3Gh (Q1) : 27%QoQ↓ 27%Q Q↓ 32Gb MLC (Q1) : 5%QoQ↑ $0.00 $2.00 '10.Q2 'Q3 Q4 • Strong demand for high-performance mobile devices (e.g. smartphones) '11.Q1 (Source : DRAM Exchange, SEC) ☞ Samsung : Achieved sales growth via mass production of dual core AP and increased shipment of high-pixel image sensor, etc. 5 Semiconductor Market Memory in smartphone (MB/Sys) (GB/Sys) 800 NAND (Right) 8.0 6.0 400 4.0 200 2.0 0 0.0 2008 • DRAM : Expect inventory buildup demand ahead of peak seasons despite weak seasonality 10.0 DRAM (Left) 600 Business outlook 2009 2010 2011 - Low BOM cost of DRAM and resolution of Intel chipset issue to help demand - Solid demand for Mobile DRAM to continue with pull-in demand for smartphones/ tablets • NAND : Market tightness to continue with solid mobile demand - Expect solid demand amid new model competition in smartphone/tablet market - Demand weakness in channel to continue • System LSI : Expect solid demand from mobile devices to continue ((Source : SEC)) Samsung S. LSI market outlook ASSP for Smartphone CMOS Image Sensor & Tablet ( Bil)) ($ ($ Bil)) 15 8 - NAND : Strengthen cost competitiveness and M/S by expanding 2Xnm portion while focusing on set/embedded products 4 • System LSI 5 - Sustain growth momentum via ramp up of dual core mobile AP and 0 2010 2011 ※ ASSP : Application-specific standard products - DRAM : Strengthen g product p mix with differentiated products p (e.g. ( g mobile/server) / ) and tech. leadership / cost competitiveness by expanding 3Xnm portion 10 0 • Memory 2010 2011 (Source : Gartner) sales expansion of high-pixel image sensors - Expand foundry customer base 6 DP Q1 results (Display Panel) Large panel shipment (market) • Panel demand declined QoQ due to demand growth slowdown in (Million units) 173 58 '10.1Q h ↓ QoQ, 4%↑ ↑ YoY)) - Shipments : ’’10.4Q 173M → ’’11.1Q 159M units ((8%↓ 51 116 102 China and weak demand in developed markets amid seasonality 159 153 51 M k t Market · TV : Demand weakened due to seasonality and conservative inventory management by set makers (12%↓ QoQ) 109 TV IT ※ Despite downward panel ASP trend, blended ASP increased slightly due to higher portion of new products (e.g. (e g LED TV panels) (’10.4Q $219 → ’11.1Q $223, 2%↑ QoQ) '10.4Q '11.1Q (Source : Display Search, ’11.1Q) Panel ASP (market) ( USD,, %)) ASP ’10.4Q ’11.1Q Change Note PC 48 49 2% Monitor 70 72 4% TV 219 223 2% (Source : Display Search, ’11.1Q) · IT : Weak demand due to slow set sales amid weak seasonality (6%↓ QoQ) However, demand for tablet panels remained strong ※ Blended ASP increased (NB 2%↑, MNT 4%↑) due to increased portion of tablets and LED monitor panels, while panel makers adjusted utilization rates amid worsened profitability Samsung • Total panel shipments decreased by high-single-digit% QoQ, but increased approximately 10% YoY -TV TV : LED TV panel shipments increased despite decrease in total panel shipments (high-10% ↑ QoQ) - IT : Shipments of high value-added tablet panels continued to increase (high-30% ↑ QoQ) 7 DP Business outlook (Display Panel) 2011 panel demand outlook (market) (Million units) 159 51 109 175 58 192 198 64 67 128 117 131 Market • Expect demand increase due to new set product launches in Q2 despite weak seasonality - TV : Expect panel demand to increase, led by new product launches and ASP to increase with increased portion of LED TV panels TV IT - IT : Expect demand to grow QoQ in line with back-to-school demand in North America and demand increase in China → Tablet T bl t panell demand d d to t increase i continuously ti l ※ As set makers’ overall panel inventory level is low, panel demand may increase with inventory re-stocking 1Q 2Q 3Q 4Q Samsung g (Source : Display Search, ’11.1Q) 11.1Q) LED TV panel penetration rate 75% (market) 56% 䨥 Focus on securing profitability by increasing the portion of differentiated products and enhancing production efficiency • TV : Expand product line-up (e (e.g. g entry-level LED , 3D TV panels) in addition to existing high-end products and strengthen customer base - 1-side LED, entry-level 3D, and emerging market-specific panels ((32” and smaller panels), p ), etc. 21% 2% 2009 • 2010 2011 2012 (Source : Display Search, ’11.1Q) IT : Increase sales of tablet panels and reinforce high value-added product line-up (e.g. slim, wide view angle, LED, and 3D) 8 Telecommunication Shipment (tablet included) (Million units) 81 Portion of Smartphone 64 70 Q1 results Handset • Shipment : 70 million units (9%↑ YoY, 14%↓ QoQ) - Smartphone shipments increased while total shipments decreased under weak seasonality - Smartphone : Shipment continued to grow (QoQ 16%↑) with full product line-up high end products (Galaxy S, WaveII, etc.) and · Sustained strong sales of high-end increased shipments of mass models (Galaxy Ace, Galaxy mini, Wave525, etc.) 4% 14% 18% 10.1Q ’10.1Q ’10 10.4Q 4Q ’11.1Q Q ASP $140 - Portion of smartphone continued to increase : ‘10.4Q 10.4Q 14% → ‘11.1Q 11.1Q 18% Network $130 • Sustained sales growth (YoY) via expansion of domestic & overseas $120 LTE business, upgrade of domestic 3G network, etc. $110 䨥 Profitability of Telecommunication business improved $100 QoQ and YoY due to solid earnings of both Handset $90 $80 • ASP increased QoQ due to enhanced product mix and Network businesses despite weak seasonality ‘10.1Q 2Q 3Q 4Q ’11.1Q 9 Telecommunication Market Handset market Smartphone (Billion units) Feature phone 10%+ 1.5 + Business outlook • Q2 : Expect demand to increase slightly QoQ amid weak seasonality - Smartphones and Emerging market to drive industry demand growth · Replacement demand for premium smartphones and demand for 1.36 mass market models to increase continuously · Emerging market : Mid/Low-end Smartphone and Feature phone demand to increase continuously - Tablet : Product & Price competition to intensify with new model launches 30%+ Approx. 0.4 Samsung Approx. 0.3 2010 2011 Strategic models [Smartphone/tablet] [Mass market smartphone] • Target to outperform the industry growth in Q2 - Sustain smartphone sales growth with new model launches · Flagship models : Galaxy S II (Global), 4G Smartphone (US), etc. pa d mass ass market a et models ode s to add address ess de demand a d by different d ee tp price ce ranges a ges · Expand - Strengthen tablet line-up with the launch of Galaxy Tab 10.1 - Enhance retail channel competitiveness in the emerging market ☞ Expand global M/S and Maintain a double-digit operating margin Galaxy S II Galaxy Tab 10.1 (Android) (Android) Galaxy Ace Galaxy mini (Android) (Android) • Network : Expect sales to grow with new LTE business in USA/Asia and expansion of M-WiMAX & domestic 3G services 10 DM & A TV FPTV market (Million units) Samsung (Left) 12.0 Market (Right) 80 0 80.0 60.0 8.0 40.0 4.0 20.0 20 0 - 1Q'10 4Q'10 1Q'11 (Source : Display Search, Mar 2011) DA emerging market portion (CIS/Latin America) (%) 20% REF Q1 results (Digital Media & Appliances) W/M A/C • Market : Demand increased slightly YoY, but demand decreased QoQ under weak seasonality • Samsung : FPTV shipment 8.8 M units (YoY 5%↑, ↑ QoQ 31%↓) ↓ - Shipment portion of large size/LED TVs increased continuously in both developed and emerging markets ㆍ LED TV shipment p grew substantiallyy in emerging g g g markets ((YoY 420%↑)) ※ LED TV shipment portion increased : ’10.4Q 33% → ’11.1Q 39% Digital Appliances • Sales increased by low 10% YoY, driven by solid sales in emerging markets (CIS, Latin America, etc.) and enhanced competitiveness of premium products in Europe - Sales growth in emerging markets(CIS, Latin America, etc.) : low-50%↑ YoY ㆍ Revenue portion of emerging market : ’10.1Q 13% → ’11.1Q 17% - Sales increase of premium products (REF, W/M, A/C) : mid-10% YoY 10% 0% 1Q'10 1Q'11 ☞ Di Digital it l Media M di & Appliances A li business b i turned t d profitable fit bl QoQ Q Q due d to increased sales of premium TV & IT products and improved performance of Appliances business despite weak seasonality 11 DM & A Market k FPTV market (Million units) 3% 50 46 51 • FPTV : Market demand to increase by 11% YoY and by 3% QoQ in Q2 - Expect solid demand growth for LED and 3D TVs amid continuous price competition · LED TV portion to increase : ’10.4Q 30% → ’11.1Q 38% → 2Q 45% - Growth momentum in emerging markets to lead market growth despite demand slowdown in developed markets LED · Emerging markets demand to grow 21% YoY in Q2 LCD • Appliances : Demand for major products (REF, W/M, and A/C) PDP to increase by 4% YoY 2Q'10 1Q'11 2Q'11 (Source : Display Search, Mar 2011) DA market REF 300 300 Business outlook (Digital Media & Appliances) 250 W/M A/C 260 (Million units) 4% 270 Samsung g • FPTV : Focus on growth and profitability by sales expansion of new product line ups - Developed markets : Expand product line-up and sales channels of premium products (3D TVs, smart TVs, etc.) - Emerging markets : Expand sales of regional strategic models 200 • Appliances : Focus on sales increase and profitability by strengthening product competitiveness and enhancing global SCM 100 - New model launch : premium / eco-friendly products, etc ‐ 2009 2010 2011 (AHAM, GFK, SEC estimates) - Enhancing efficiency : strengthening overseas operations and global SCM, etc 12 [Appendix 1] Statement of Financial Position (K-IFRS) (Unit : KRW 100 Million) 1Q '11 (A) Current Assets 4Q '10 (B) 1Q '10 (B) Q-on-Q (A - B) Y-on-Y (A - C) 609,571 614,026 552,967 -4,455 56,604 223,408 224,800 206,433 -1,392 16,975 - A/R 177,433 191,531 170,209 -14,098 7,224 - Inventories 141,763 133,645 117,162 8,118 24,601 66,967 64,050 59,163 2,917 7,804 755,751 728,861 597,991 26,890 157,760 - Investment 121,801 118,007 95,859 3,794 25,942 - PP&E 551,821 529,646 440,290 22,175 111,531 - Intangible Assets 28,714 27,802 17,750 912 10,964 - Other Non Current Assets 53,415 53,406 44,092 9 9,323 1,365,322 1,342,887 1,150,958 22,435 214,364 450,334 449,397 398,568 937 51,766 115,478 107,754 82,511 7,724 32,967 - Trade Accounts and N/P 97,026 91,487 104,561 5,539 -7,535 - Other Accounts and N/P & Accrued Expenses 142,226 150,494 125,694 -8,268 16,532 - Income Tax Payable 16,839 20,515 11,759 -3,676 5,080 - Unearned Revenue & Other Advances 15,378 13,988 9,590 1,390 5,788 - Other Liabilities 63,387 65,159 64,453 -1,772 -1,066 914,988 893,490 752,390 21,498 162,598 8,975 8,975 8,975 0 0 1,365,322 1,342,887 1,150,958 22,435 214,364 - Cash ※ - Other Current Assets Non Current Assets Total Assets Liabilities - Debts Shareholders' Equity - Capital Stock Total Liabilities & Shareholder's Equity ※ Cash = Cash + Cash equivalent + Short-term financial instruments + Marketable securities [Appendix 2] Income Statement (K-IFRS) (Unit : KRW 100 Million) 1Q '11 (A) Sales Cost of Sales Gross Profit 4Q '10 % 369,850 (B) 100% 418,711 1Q '10 % (C) % Y-on-Y (A - B) (A - C) 100% -48,861 23,469 260,544 70.4% 291,156 69.5% 230,086 66.4% -30,612 30,458 109,306 29.6% 127,555 30.5% 116,295 33.6% -18,249 -6,989 5.9% -833 2,912 55,413 16.0% -14,054 2,498 R&D 23,441 SG&A 57,911 15.7% 6.3% 24,274 100% 346,381 Q-on-Q 5.8% 71,965 17.2% 20,529 - Wages & Fee 15,458 4.2% 16,774 4.0% 13,309 3.8% -1,316 2,149 - Marketing Expenses 17,197 4.6% 25,591 6.1% 18,083 5.2% -8,394 -886 1,531 0.4% -1,193 -0.3% 3,703 1.1% 2,724 -2,172 29,485 8.0% 30,123 7.2% 44,056 12.7% -638 -14,571 3,756 1.0% 6,946 1.7% 4,617 1.3% -3,190 -861 636 0.2% -889 -0.2% 1,056 0.3% 1,525 -420 - Interest Gain (or Loss) 116 0.0% -164 0.0% 103 0.0% 280 13 - F/X Gain (or Loss) 520 0.1% -725 -0.2% 953 0.3% 1,245 -433 33,878 9.2% 36,180 8.6% 49,729 14.4% -2,303 -15,852 6,030 1.6% 1,976 0.5% 2.8% 4,054 -3,762 27,847 7.5% 34,204 8.2% 39,938 11.5% -6,357 -12,090 Other Operating Profits Operating Profits Gain(or Loss) on Equity Method Investment Finance Incomes / Expenses Income Before Income Taxes - Income Taxes Net Income 9,792