3014 13 03-5798658 -1- 3 1 2 3 4 5 6 ( ) 7 ( ) 8-15 ( ) 15 ( ) 15-30 ( ) 31 ( ) 31 ( ) 31 ( ) 32 ( ) 32 ( ) ( 1 32-35 2 35 ) 1. 36 2. 37 3. 38 -2- ( ) ( ) 538 529 1 1.05 1 0.41 0.26 - IC - -7- 1 ( ) 1. 2. (1) (2) 3. (1) (2) -8 - ( ) (3) A. B. ( ) ( ) 4. 5. A. B. 6. (1) (2) -9 - ( ) (3) (4) (5) 7. (1) (2) 3-40 3-5 3 3 3-5 3 - 10 - ( ) 8. (1) (2) (3) (A) (B) (C) a. b. c. d. e. f. - 11 - ( ) 3 3-10 5 9. 10. 11. 12. ( ) - 12 - ( ) 13. (1) (2) (3) (4) 14. ( ) ( ) 15. (1) (2) - (3) - - 13 - ( ) 16. 17. 18. (96) ( 19. - 14 - ) 052 ( ) (1) (2) (3) ( ) 877 0.01 1. 99.9.30 98.9.30 $142 $125 208,229 354,278 2,198,825 2,031,014 $2,407,196 $2,385,417 2. 99.9.30 98.9.30 $10,000 $- - - $10,000 $- $- $565 - - - 15 - ( ) ( ) 99.9.30 - 98.9.30 USD1,800 923 1,031 3. 99.9.30 98.9.30 $3,441 $2,777 - - $3,441 $2,777 99.9.30 98.9.30 $714,482 $905,138 4. (8,010) (12,410) (91,105) (88,999) $615,367 $803,729 99.9.30 98.9.30 $766 $1,568 551 - $1,317 $1,568 99.9.30 $ 98,365 210,971 98.9.30 $250,505 380,790 246,884 690,126 497,389 (57,683) (39,572) 5. 6. ( ) $632,443 11,706 11,810 - 16 - $457,817 ( ) 7. ( ) 99.9.30 Digital World Limited 3,000,000 $26,322 100.00% 98.9.30 Digital World Limited 3,000,000 $26,434 100.00% (1) 19 2,085 793 408 (2) 300 - 174 439 (3) -Super Win Investment Development Limited Investment Development Limited 1,221 -Super Win Investment Development Limited 261 Super Win 148 (4) (5) - 17 - ( ) 8. 10,001 9. 10,000 99.9.30 $17,042 69,600 100,000 10,001 7,500 5,000 $209,143 ( ) Unitech Capital, Inc. ( ) ( ) ( ) ( ) 98.9.30 $9,697 69,600 100,000 $179,297 (1) 10,001 (2) 7,500 ( ) 18.75% (3) 5,000 ( ) 1.32% (4) - 10. (1) (2) 11. 99.1.1-99.9.30 $106,238 2,674,827 285,128 50,132 3,116,325 ( $11,798 1,118 $12,916 ) - 18 - $(24,189) (13,095) $(37,284) $93,847 2,674,827 285,128 38,155 3,091,957 ( ) ( ) 61,996 57,026 25,718 144,740 $22,760 42,769 8,652 $74,181 $(24,189) (13,095) $(37,284) $2,971,585 60,567 99,795 21,275 181,637 $2,910,320 98.1.1-98.9.30 $8,600 $- $- $8,600 84,300 19,174 (11,438) 92,036 2,732,105 - - 2,732,105 138,400 - - 138,400 131,921 1,982 (8,537) 125,366 3,095,326 $21,156 $(19,975) 3,096,507 31,851 $22,678 $(11,438) 43,091 - 25,950 - 25,950 6,289 26,827 (8,537) 24,579 38,140 $75,455 $(19,975) 93,620 $3,057,186 $3,002,887 12. (1) 48,165 42,866 7,739 4,910 (2) 20,687 19,506 13. 2,500,000 10 200,636,245 250,000,000 ( - 19 - 2,006,362 12,000,000 ) ( ) 7,495,254 7,483,254 12,000 2,500,000 2,022,110 25,000,000 10 ) 202,210,999 250,000,000 ( 14. 99.9.30 $16,440 98.9.30 $16,440 120 120 3,228,756 3,228,756 56,410 18,750 44,399 6,180 $3,346,125 $3,270,246 15. 16. (91) ( ) 170010 ) 17. (1) (2) (3) (4) (5) (6) ( (1) (1) (4) (4) (7) - 20 - ( ) 61,207 2,448 ( 25% 92,916 3,717 1%) 98 99 6 17 $404,422 99 3 23 $404,422 - $110,390 $110,390 $- - 4,419 4,415 4 ( ) 18. (1) - 21 - - ( ) (2) $24,136 25,156 20,386 9,332 $22,167 25,156 20,386 9,332 $79,010 $77,041( ) 28,198 40,094 (3) ( ) (4) - 22 - $122,168 409 164,629 234 150,721 93 221,409 1,030 $112,389 409 152,119 234 150,721 93 221,409 1,030 $660,693 $638,404 ( ) (5) A. 99.9.30 98.9.30 a. $79,036 $- b. $699,069 $899,898 c. $644,620 $881,530 99.9.30 98.9.30 d. ( ) $72,672 ( $73,720 $7,372 402 4,537 296 3,331 8,507 31,930 6,597 34,029 15,488 88,999 (79,036) 2,531,116 3,924 9,310 638,404 13,097 89,933 454 333 3,193 3,403 8,900 253,112 931 613,207 8,993 2,363 1,742 50,040 38,806 91,105 (464,916) 23,084 $12,354 ) 77,041 99.9.30 B. - $254,380 (227,064) - C. - - 23 - $125,418 (111,933) 27,316 - 13,485 - $27,316 $13,485 99.9.30 98.9.30 $444,689 (417,556) - 98.9.30 $774,480 (769,597) 27,133 (79,036) 4,883 - $(51,903) $4,883 ( ) D. 99.1.1-99.9.30 (99 98 17% 25%) ( ) 98.1.1-98.9.30 $51,482 $114,691 3,754 25,391 141 8,162 (46,647) (9,376) $32,907 28,142 (63,572) (62,589) (54,708) (252,720) 341,009 (7,767) 3,398 $45,884 99.9.30 98.9.30 $6,035 $11,696 (6) 98 97 2.29% 5.21% 99.9.30 98.9.30 $5,142 532,411 $5,142 637,820 $537,553 $642,962 (7) 86 87 ( ) 19. 99.1.1-99.9.30 98.1.1-98.9.30 $3,498,190 11,366 $3,197,674 21,803 3,509,556 (300,862) $3,208,694 - 24 - 3,219,477 (233,940) $2,985,537 ( ) 20. 99.1.1-99.9.30 ( ) $21,963 $504,529 1,462 27,103 1,324 27,102 523 9,114 361 19,471 74,181 .12 98.1.1-98.9.30 $526,492 28,565 28,426 9,637 19,832 74,181 $23,773 1,365 1,208 501 362 - $469,884 24,682 23,208 8,580 17,029 75,455 $493,657 26,047 24,416 9,081 17,391 75,455 21. ( ) ( 99.1.1-99.9.30 201,835,769 367,233 202,203,002 98.1.1-98.9.30 200,726,745 591,976 201,318,721 393,533 2,352,477 204,949,012 513,180 1,405,685 203,237,586 ) 99.1.1-99.9.30 ( ) ( ) $302,836 $269,929 202,203,002 $1.49 $1.33 $302,836 $269,929 204,949,012 $1.48 $1.32 $458,765 $412,881 201,318,721 $2.28 $2.05 $458,765 $412,881 203,237,586 $2.26 $2.03 98.1.1-98.9.30 - 25 - ( ) (1) 5,000 10,000 100% 50% 100% (2) 1 3.68 1 1 - 26 - 2,000 1,000 5,000 5,000 ( ) (3) 99 ( ) ( 1) ( )( 2) 96.12.06 5,000 576 4,424 4,424,000 98.12.06 72.07 72.8 45.1 98.08.21 2,000 236 1,764 1,764,000 100.08.21 64.90 72.8 45.1 99.02.06 3,000 15 2,985 2,985,000 101.02.06 53.00 66.8 ( 3) 45.1 ( 3) 99 ( ) ( 1) ( )( 2) 95.12.21 35,100 12,220 22,880 97.12.31 46.15 72.8 45.1 95.12.21 1,300 1,300 - 97.12.31 38.46 72.8 45.1 95.12.21 15,600 5,980 9,620 97.12.31 46.15 72.8 45.1 96.10.05 65,600 30,860 34,740 98.10.05 24.39 72.8 45.1 95.04.22 6,930 6,930 - 97.12.31 14.30 72.8 45.1 96.07.06 54,180 32,697 21,483 97.12.31 31.10 72.8 45.1 96.10.31 13,167 13,167 - 97.12.31 31.60 72.8 45.1 97.10.14 810,240 236,623 573,617 99.10.14 36.19 72.8 45.1 1 2 3 - 27 - ( ) (4) 99.1.1-99.9.30 ( ) 98.1.1-98.9.30 ( ) ( ) ( ) 8,913.19 $65.78 8,481.12 $60.56 3,000.00 53.00 2,000.00 64.90 (387.23) 61.03 - (774.75) - 12.59 - - (1,690.62) 62.92 (410.79) 56.96 9,835.34 62.56 9,295.58 65.43 4,512.72 ( ) 71.32 2,022.63 61.53 93 ( ) $21.10 $12.80 88,723 57.31 57.74 (5) 96.12.06 ( ) $72.07 98.08.21 $64.90 1,764 2.5 $64.90 - $- 99.02.06 $53.00 2,985 2.75 $53.00 - $- Black-Scholes 63,299 ( 30,423 ( ) 4,424 ( ) 0 ( ) $72.07 ( ) 4,424 ( ) $72.07 51,952 ) - 28 - ( ) 95.12.21 95.12.21 ( ) $46.15 $46.15 ( ) 22,880 9,620 ( ) 0 0 ( ) $46.15 $46.15 ( ) 22,880 9,620 ( ) $46.15 $46.15 96.10.05 $24.39 34,740 1.32 $24.39 34,740 $24.39 96.07.06 $31.10 21,483 0.01 $31.10 21,483 $31.10 97.10.14 $36.19 573,617 0.53 $36.19 - $- - 2,989 3,784 0 Black-Scholes 150,839 61,662 98.1.1-98.9.30 $412,881 $357,385 98.1.1-98.9.30 ( ) $2.05 $1.78 ( ) $2.03 $1.76 - 29 - ( ) A. 96.12.6 3.12% 51.1% 2.75% 2 96.6.20 20% 44.3% 2.36% 2.5 94.7.6 95.12.21 3.9475% 70.9780% 1.4596% 588 95.12.21 3.9475% 70.9780% 1.4596% 588 95.12.21 3.9475% 70.9780% 1.4596% 588 96.07.06 3.9475% 69.2099% 1.4596% 641 96.10.31 3.9475% 68.1039% 1.4596% 700 5% 41.1% 1.75% 3.25 93.12.10 5% 37.8% 1.75% 3.5 B. C. 96.10.05 3.9475% 62.3221% 1.4326% 1,122 D. 95.04.22 3.9475% 69.0112% 1.2570% 421 E. 98.08.21 1.85% 60.16%~61.25% 0.80%~0.93% 3.42 ~3.92 - 30 - 99.02.06 1.62% 60.29%~62.04% 0.78%~0.85% 3.18 ~3.68 97.10.14 3.9475% 66.3267% 1.4596% 834 ( ) 1. ( ) ( ) 2. 23,662 14,862 - 99.09.30 98.09.30 - $3,500 $- - 1,920 1,920 $5,420 $1,920 1. 200,000 2. 3. 2010 5 2010 9 2010 ( ) - 31 - 9 ( ) 1. (1) 99.9.30 98.9.30 $2,407,196 $2,407,196 $2,385,417 $2,385,417 ( ) - (A) - 32 - 618,808 618,808 806,506 806,506 1,317 26,322 1,317 26,322 1,568 26,434 1,568 26,434 10,000 10,000 - - 209,143 8,638 3,500 1,920 8,638 3,500 1,920 20,001 179,297 4,716 1,920 4,716 1,920 500,046 - 500,046 - 617,479 6,489 617,479 6,489 183,207 7,310 183,207 7,310 197,751 7,310 197,751 7,310 - - 565 565 ( ) (B) - (C) - - (D) (E) - (F) 99.9.30 98.9.30 99.9.30 $2,407,196 $2,385,417 ( ) - 0 $- $- 618,808 806,506 1,317 26,322 1,568 26,434 - - 10,000 - - - 3,500 1,920 1,920 8,638 - 4,716 - - - 500,046 183,207 7,310 617,479 6,489 197,751 7,310 - - - 565 565 (2) 733,155 322,570 1,471,090 0 1,710,364 - 33 - 98.9.30 0 ( ) (3) 6,490 0 7 (4) A. (1) (2) - 34 - 9,173 ( ) B. 8,010 12,410 C. (1) (2) - (3) D. 2. - 35 - ( ) ( ) 1. 2. 3. / Digital World Limited / / / 3,000,000 ( ) $26,322 100% $8.77 1 ( ) Unitech Capital, Inc. - - 1,961,977 2,000,000 17,042 69,600 3.52% 4.00% 9.64 - 1 2 ( ( ( - - 11,562,000 637,000 750,000 500,000 100,000 10,001 7,500 5,000 1.52% 18.75% 1.32% 6.85 10.78 2 100 10,000 ) ) ) ( ( ) ) - - 1 2 4. 5. 6. 7. 8. 9. .2 - 36 - - - 1 1 ( ) ( ) ( ) 1. ( ) Digital World Limited ( ) USD USD 3,000,000 100% 3,000,000 3,000,000 Digital World Limited ( USD 600,000 ) USD 600,000 - 100% $26,322 $(19) (USD593.79) 8,438 ( 36) USD270,133.80 (USD1,136.24) 2. A. B. C. / Digital World Limited ( ) - D. E. F. G. H. I. - 37 - $8,438 USD270,133.80 100% ( ) - $( 19) - ( ) ( ) ( ) 1. ( ) ( USD 600,000 ) USD 600,000 ( - $18,741( ) (USD600,000) 094035739 100% $(36) $3,715,873( Digital World Limited ) 200 31.235 2. USD 600,000 $8,438 ) $18,741( ) (USD600,000) ( - .2 - 38 - ) 600 400 $-